Securities and Exchange Commission May 10, 2024 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Submission for OMB Review; Comment Request; Extension: Rules 17Ad-6 and 17Ad-7
Document Number: 2024-10206
Type: Notice
Date: 2024-05-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10206.html
Submission for OMB Review; Comment Request; Extension: Rule 18a-8
Document Number: 2024-10205
Type: Notice
Date: 2024-05-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10205.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 1240.01 To Reopen the Period by Which Certain Participants in the Maintaining Qualifications Program May Complete Their Prescribed Continuing Education Content
Document Number: 2024-10196
Type: Notice
Date: 2024-05-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10196.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Document Number: 2024-10191
Type: Notice
Date: 2024-05-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10191.html
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Connectivity Offering Through Dedicated Cores
Document Number: 2024-10190
Type: Notice
Date: 2024-05-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10190.html
Sunshine Act Meetings
Document Number: 2024-10355
Type: Notice
Date: 2024-05-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10355.html
Proposed Collection; Comment Request; Extension: Form N-6
Document Number: 2024-10252
Type: Notice
Date: 2024-05-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10252.html
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