Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024/04?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-20T11:20:03-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09221.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options2024-04-30T00:00:00-07:002024-04-30T00:00:00-07:002024-09221Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09221.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09219.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options2024-04-30T00:00:00-07:002024-04-30T00:00:00-07:002024-09219Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09219.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09218.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a2024-04-30T00:00:00-07:002024-04-30T00:00:00-07:002024-09218Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09218.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09217.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Exchange Rule 5.3-O To Permit the Listing and Trading of Options on Commodity-Based Trust Shares2024-04-30T00:00:00-07:002024-04-30T00:00:00-07:002024-09217Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09217.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09216.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Cboe Exchange, Inc.; MIAX International Securities Exchange LLC; MIAX PEARL LLC; Nasdaq ISE, LLC; NYSE American LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Permit the Listing and Trading of Options on Trusts That Hold Bitcoin2024-04-30T00:00:00-07:002024-04-30T00:00:00-07:002024-09216Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09216.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09184.htmlNotice - Venerable Insurance and Annuity Company, et al.2024-04-30T00:00:00-07:002024-04-30T00:00:00-07:002024-09184Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09184.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09065.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09065Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09065.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09064.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09064Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09064.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09062.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09062Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09062.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09057.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09057Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09057.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09069.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09069Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09069.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09067.htmlNotice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a National Market System Plan Regarding Consolidated Equity Market Data2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09067Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09067.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09079.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Grayscale Ethereum Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09079Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09079.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09247.htmlNotice - Sunshine Act Meetings2024-04-29T00:00:00-07:002024-04-29T00:00:00-07:002024-09247Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09247.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08808.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Regarding Options Market Data Products2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08808Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08808.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08807.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08807Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08807.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08806.htmlNotice - Self-Regulatory Organizations; MIAX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08806Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08806.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08949.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08949Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08949.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08948.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change by the Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08948Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08948.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08947.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Collateral Risk Management Framework2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08947Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08947.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08946.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Reduce the 15-Minute TRACE Reporting Timeframe to One Minute2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08946Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08946.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08945.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08945Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08945.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08944.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08944Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08944.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08943.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Consisting of Proposed Rule Change To Amend MSRB Rule G-14 To Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08943Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08943.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08942.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08942Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08942.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08941.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-08941Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08941.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-09035.htmlNotice - Proposed Collection; Comment Request; Extension: Form SD2024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-09035Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-09035.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/26/2024-09034.htmlNotice - Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 19402024-04-26T00:00:00-07:002024-04-26T00:00:00-07:002024-09034Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-09034.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08805.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 980NYP2024-04-25T00:00:00-07:002024-04-25T00:00:00-07:002024-08805Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08805.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08804.htmlNotice - Options Price Reporting Authority; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Amendment To Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information2024-04-25T00:00:00-07:002024-04-25T00:00:00-07:002024-08804Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08804.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08803.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 6.91P-O2024-04-25T00:00:00-07:002024-04-25T00:00:00-07:002024-08803Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08803.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08802.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Section 802.01D of the NYSE Listed Company Manual Concerning the Suspension and Delisting of a Listed Company That Has Changed its Primary Business Focus2024-04-25T00:00:00-07:002024-04-25T00:00:00-07:002024-08802Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08802.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08796.htmlNotice - Sound Point Meridian Capital, Inc., et al.2024-04-25T00:00:00-07:002024-04-25T00:00:00-07:002024-08796Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08796.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08688.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Retire the FINRA Rule 10000 Series (Code of Arbitration Procedure)2024-04-24T00:00:00-07:002024-04-24T00:00:00-07:002024-08688Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08688.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08683.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Activation Value in IEX Rule 11.190(g)(2)2024-04-24T00:00:00-07:002024-04-24T00:00:00-07:002024-08683Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08683.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08682.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Fees for Tape B Securities2024-04-24T00:00:00-07:002024-04-24T00:00:00-07:002024-08682Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08682.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08681.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 3240 (Borrowing From or Lending to Customers) To Strengthen the General Prohibition Against Borrowing and Lending Arrangements2024-04-24T00:00:00-07:002024-04-24T00:00:00-07:002024-08681Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08681.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08571.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 4.5(d)2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08571Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08571.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08570.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Listing and Trading of Options Series With Tuesday and Thursday Expirations for Options on iShares Russell 2000 ETF (IWM)2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08570Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08570.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08569.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 123D2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08569Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08569.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08582.htmlNotice - Hines Investment Management Holdings Limited Partnership and Hines Employee Access I LP2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08582Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08582.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08576.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Minor, Non-Substantive Edits to Rule 531, Reports and Market Data Products2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08576Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08576.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08575.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08575Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08575.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08574.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08574Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08574.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08573.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 19.6, Interpretation and Policy .052024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08573Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08573.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08572.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 19.6, Interpretation and Policy .052024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08572Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08572.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08512.htmlNotice - Order Making Fiscal Year 2024 Annual Adjustments to Transaction Fee Rates2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08512Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08512.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08492.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08492Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08492.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08491.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08491Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08491.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08490.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08490Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08490.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08489.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08489Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08489.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08488.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08488Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08488.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08487.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.002024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08487Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08487.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08486.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt a New Rule Regarding Order and Execution Management Systems2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08486Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08486.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08673.htmlNotice - Sunshine Act Meetings2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08673Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08673.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08413.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17Ac2-12024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08413Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08413.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08091.htmlRule - Adoption of Updated EDGAR Filer Manual2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08091Rulehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08091.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08359.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08359Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08359.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08358.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08358Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08358.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08357.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08357Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08357.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08355.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08355Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08355.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08354.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees and Rebates for QCC and cQCC Orders2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08354Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08354.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08381.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 12d2-2 and Form 252024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08381Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08381.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08097.htmlNotice - Proposed Collection; Comment Request; Extension: Credit Risk Retention-Regulation RR2024-04-17T00:00:00-07:002024-04-17T00:00:00-07:002024-08097Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08097.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08096.htmlNotice - Submission for OMB Review; Comment Request2024-04-17T00:00:00-07:002024-04-17T00:00:00-07:002024-08096Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08096.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08092.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Amend the Short Term Option Series Program2024-04-17T00:00:00-07:002024-04-17T00:00:00-07:002024-08092Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08092.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-08034.htmlNotice - Proposed Collection; Comment Request; Extension: Form ABS-EE2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-08034Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-08034.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07967.htmlNotice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07967Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07967.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07966.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for the Cboe Silexx Platform2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07966Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07966.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07965.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07965Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07965.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07964.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07964Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07964.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07963.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07963Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07963.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07925.htmlNotice - Proposed Collection; Comment Request; Extension: Form F-6-Registration Statement2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07925Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07925.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07893.htmlNotice - Aether Infrastructure & Natural Resources Fund and Aether Investment Partners, LLC2024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07893Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07893.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07923.htmlNotice - Proposed Collection; Comment Request; Extension: Form 152024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07923Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07923.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07874.htmlNotice - Proposed Collection; Comment Request; Extension: Securities Exchange Act 1934-Rule 12g3-22024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07874Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07874.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-05556.htmlRule - Disclosure of Order Execution Information2024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-05556Rulehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-05556.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07841.htmlNotice - Proposed Collection; Comment Request; Extension: Form 3-Initial Statement of Beneficial Ownership of Securities2024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07841Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07841.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07840.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5312024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07840Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07840.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07839.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5312024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07839Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07839.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07749.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Liquidity Risk Modelling Framework2024-04-12T00:00:00-07:002024-04-12T00:00:00-07:002024-07749Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07749.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07748.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 915 To Permit the Listing and Trading of Options on the Bitwise Bitcoin ETF, the Grayscale Bitcoin Trust, and Any Trust That Holds Bitcoin2024-04-12T00:00:00-07:002024-04-12T00:00:00-07:002024-07748Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07748.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07807.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 9b-12024-04-12T00:00:00-07:002024-04-12T00:00:00-07:002024-07807Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07807.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07648.htmlRule - The Enhancement and Standardization of Climate-Related Disclosures for Investors; Delay of Effective Date2024-04-12T00:00:00-07:002024-04-12T00:00:00-07:002024-07648Rulehttps://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07648.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07672.htmlNotice - In the Matter of the Financial Industry Regulatory Authority, Inc.; Order Scheduling Filing of Statements On Review Regarding an Order Approving a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure To Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations (File No. SR-FINRA-2023-013)2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07672Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07672.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07664.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 11a-32024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07664Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07664.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07695.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 18a-92024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07695Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07695.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07641.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 2(1)2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07641Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07641.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07640.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Deposits Service Guide and the Operational Arrangements2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07640Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07640.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07639.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07639Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07639.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07638.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07638Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07638.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/10/2024-07666.htmlNotice - Sunshine Act Meetings2024-04-10T00:00:00-07:002024-04-10T00:00:00-07:002024-07666Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-10/pdf/2024-07666.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/10/2024-07539.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Exchange Fee Schedule To Establish Market Data Fees2024-04-10T00:00:00-07:002024-04-10T00:00:00-07:002024-07539Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-10/pdf/2024-07539.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/10/2024-07538.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 102.06 of the NYSE Listed Company Manual To Provide That a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months From Its Original Listing Date if It Has Entered Into a Definitive Agreement With Respect to a Business Combination Within Three Years of Listing2024-04-10T00:00:00-07:002024-04-10T00:00:00-07:002024-07538Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-10/pdf/2024-07538.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/09/2024-06865.htmlRule - Exemption for Certain Investment Advisers Operating Through the Internet2024-04-09T00:00:00-07:002024-04-09T00:00:00-07:002024-06865Rulehttps://www.govinfo.gov/content/pkg/FR-2024-04-09/pdf/2024-06865.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/09/2024-07443.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-09T00:00:00-07:002024-04-09T00:00:00-07:002024-07443Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-09/pdf/2024-07443.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07481.htmlNotice - Sunshine Act Meetings2024-04-08T00:00:00-07:002024-04-08T00:00:00-07:002024-07481Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07481.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07460.htmlNotice - Sunshine Act Meetings2024-04-08T00:00:00-07:002024-04-08T00:00:00-07:002024-07460Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07460.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07335.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Bitwise Ethereum ETF2024-04-08T00:00:00-07:002024-04-08T00:00:00-07:002024-07335Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07335.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07334.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-04-08T00:00:00-07:002024-04-08T00:00:00-07:002024-07334Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07334.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/08/2024-06187.htmlRule - Share Repurchase Disclosure Modernization2024-04-08T00:00:00-07:002024-04-08T00:00:00-07:002024-06187Rulehttps://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-06187.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07333.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Trust2024-04-08T00:00:00-07:002024-04-08T00:00:00-07:002024-07333Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07333.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07227.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Encourage Members To Contribute Liquidity to the Exchange by Offering Those That Maintain a Particular Minimum Trading Volume Lower Fees for Specified Market Data and Connectivity Products2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07227Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07227.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07226.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07226Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07226.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07225.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07225Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07225.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07224.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07224Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07224.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07223.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Fees for Dedicated Cores2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07223Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07223.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07222.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.8A and Article 9, Rule 72024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07222Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07222.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07221.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.42024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07221Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07221.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07220.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rules 7.4E, 64, 236, and 257, as Well as Sections 510, 512, and 521 of the NYSE American LLC Company Guide2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07220Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07220.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07219.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Dealings and Settlements, Rule 235, and Rule 236, Sections 204.12, 703.02, and 703.03 of the Listed Company Manual2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07219Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07219.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07217.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07217Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07217.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07216.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.4-E2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07216Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07216.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07208.htmlNotice - Submission for OMB Review; Comment Request; Extension: Supplier Diversity Business Management System2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07208Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07208.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/03/2024-07083.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402024-04-03T00:00:00-07:002024-04-03T00:00:00-07:002024-07083Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-03/pdf/2024-07083.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/02/2024-06888.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.18E2024-04-02T00:00:00-07:002024-04-02T00:00:00-07:002024-06888Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-02/pdf/2024-06888.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/02/2024-06887.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.18-E2024-04-02T00:00:00-07:002024-04-02T00:00:00-07:002024-06887Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-02/pdf/2024-06887.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/01/2024-06961.htmlNotice - Sunshine Act Meetings2024-04-01T00:00:00-07:002024-04-01T00:00:00-07:002024-06961Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-01/pdf/2024-06961.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/01/2024-06779.htmlNotice - Joint Industry Plan; Withdrawal of Proposed Amendment To Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on Certain Port Fees2024-04-01T00:00:00-07:002024-04-01T00:00:00-07:002024-06779Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-01/pdf/2024-06779.pdf