<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024/03?registers=between&min-day=1&max-day=31 Mon, 20 May 2024 05:42:35 -0700 Mon, 20 May 2024 05:42:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024/03?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Adopt Rules To List and Trade FLEX Options https://regulations.justia.com/regulations/fedreg/2024/03/29/2024-06452.html https://regulations.justia.com/regulations/fedreg/2024/03/29/2024-06452.html Fri, 29 Mar 2024 00:00:00 -0700 2024-06452 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-29/pdf/2024-06452.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06583.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06583.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06583 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06583.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06582.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06582.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06582 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06582.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06581.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06581.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06581 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06581.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the CDSClear Select Membership Model https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06580.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06580.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06580 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06580.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06579.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06579.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06579 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06579.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice To Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06578.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06578.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06578 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06578.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06577.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06577.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06577 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06577.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Corporate Actions Distributions Service Guide and the DTC Settlement Service Guide https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06576.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06576.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06576 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06576.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06575.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06575.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06575 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06575.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06574.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06574.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06574 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06574.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule in Connection With the Exchange's Plans To List and Trade Options That Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06588.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06588.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06588 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06588.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 5.33, Complex Orders https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06587.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06587.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06587 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06587.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Calculation of the Annual Fee on Municipal Advisors Under MSRB Rule A-11 https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06586.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06586.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06586 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06586.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06585.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06585.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06585 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06585.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06584.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06584.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06584 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06584.pdf Notice - Coller Secondaries Private Equity Opportunities Fund, et al. https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06541.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06541.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06541 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06541.pdf Notice - Oaktree Fund Advisors, LLC and Oaktree Diversified Income Fund Inc. https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06540.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06540.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06540 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06540.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an OTTO Protocol https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06573.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06573.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06573 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06573.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 13h-1 and Form 13H https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06631.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06631.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06631 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06631.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form N-CEN https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06630.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06630.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06630 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06630.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form PF & Rule 204(b)-1 https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06629.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06629.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06629 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06629.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 18f-4 https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06628.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06628.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06628 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06628.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 34b-1 https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06627.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06627.html Thu, 28 Mar 2024 00:00:00 -0700 2024-06627 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06627.pdf Rule - The Enhancement and Standardization of Climate-Related Disclosures for Investors https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-05137.html https://regulations.justia.com/regulations/fedreg/2024/03/28/2024-05137.html Thu, 28 Mar 2024 00:00:00 -0700 2024-05137 Rule https://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-05137.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06459.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06459.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06459 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06459.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06458.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06458.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06458 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06458.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Exchange Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06457.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06457.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06457 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06457.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06456.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06456.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06456 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06456.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 41 of the General Rules https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06455.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06455.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06455 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06455.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.31E https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06454.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06454.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06454 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06454.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt a New Cross Asset Tier Rebate https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06453.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06453.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06453 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06453.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06451.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06451.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06451 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06451.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06450.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06450.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06450 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06450.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06449.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06449.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06449 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06449.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06448.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06448.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06448 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06448.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Connectivity Offering Through Dedicated Cores https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06447.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06447.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06447 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06447.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, To Modify the GSD Rules To Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06446.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06446.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06446 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06446.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06445.html https://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06445.html Wed, 27 Mar 2024 00:00:00 -0700 2024-06445 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06445.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06345.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06345.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06345 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06345.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06344.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06344.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06344 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06344.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06343.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06343.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06343 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06343.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06342.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06342.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06342 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06342.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06341.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06341.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06341 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06341.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06340.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06340.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06340 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06340.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06339.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06339.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06339 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06339.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06338.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06338.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06338 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06338.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06337.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06337.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06337 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06337.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the 7RCC Spot Bitcoin and Carbon Credit Futures ETF https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06336.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06336.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06336 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06336.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Purge Ports https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06349.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06349.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06349 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06349.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06348.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06348.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06348 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06348.pdf Notice - Self-Regulatory Organizations; MIAX Emerald LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06347.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06347.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06347 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06347.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06346.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06346.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06346 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06346.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Complex Order Rebates in the Exchange's Pricing Schedule at Options 7, Section 4 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06325.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06325.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06325 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06325.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06324.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06324.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06324 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06324.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06323.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06323.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06323 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06323.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 9 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06322.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06322.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06322 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06322.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Regular Taker Fees in the Exchange's Pricing Schedule at Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06321.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06321.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06321 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06321.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06320.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06320.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06320 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06320.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06319.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06319.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06319 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06319.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 13 and 14 and Options 8, Section 24 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06318.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06318.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06318 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06318.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06335.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06335.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06335 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06335.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06334.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06334.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06334 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06334.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10 kW https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06333.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06333.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06333 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06333.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06332.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06332.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06332 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06332.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06331.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06331.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06331 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06331.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06330.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06330.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06330 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06330.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Enhancements to Current Risk Protections https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06329.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06329.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06329 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06329.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Trade Now Order Attribute, at Equity 4, Rules 4702 and 4703 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06328.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06328.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06328 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06328.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.31E https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06327.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06327.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06327 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06327.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06326.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06326.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06326 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06326.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 18a-7 https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06371.html https://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06371.html Tue, 26 Mar 2024 00:00:00 -0700 2024-06371 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06371.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.00 https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06164.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06164.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06164 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06164.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06163.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06163.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06163 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06163.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.00 https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06162.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06162.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06162 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06162.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No.1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06174.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06174.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06174 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06174.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Change To Amend Its Schedule of Fees and Rebates https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06171.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06171.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06171 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06171.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Hashdex Nasdaq Ethereum ETF Under Nasdaq Rule 5711(i) (Trust Units) https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06169.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06169.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06169 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06169.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Exchange Rule 5020 To Allow the Exchange To List and Trade Options on ETFs That Represent Interests in a Trust That Holds Bitcoin https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06167.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06167.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06167 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06167.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt a Minimum Margin Amount at GSD https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06166.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06166.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06166 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06166.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend ISE Options 4, Section 3 To List and Trade Options on Units That Represent Interests in a Trust That Holds Bitcoin https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06165.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06165.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06165 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06165.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06175.html https://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06175.html Mon, 25 Mar 2024 00:00:00 -0700 2024-06175 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06175.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06296.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06296.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06296 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06296.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06071.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06071.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06071 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06071.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06070.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06070.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06070 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06070.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 6.210 (Ex-Dividend or Ex-Right Dates) https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06069.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06069.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06069 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06069.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06068.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06068.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06068 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06068.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06073.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06073.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06073 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06073.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06072.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06072.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06072 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06072.pdf Notice - Notice of Intention To Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06052.html https://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06052.html Fri, 22 Mar 2024 00:00:00 -0700 2024-06052 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06052.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 18a-5 https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05993.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05993.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05993 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05993.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05943.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05943.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05943 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05943.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX Options Market Facility To Amend Certain Rebates for Qualified Contingent Cross Transactions https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05952.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05952.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05952 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05952.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Accommodate a Shorter Standard Settlement Cycle and Make Other Changes https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05951.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05951.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05951 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05951.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05950.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05950.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05950 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05950.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05949.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05949.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05949 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05949.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-Location Services https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05948.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05948.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05948 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05948.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-Location Services https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05947.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05947.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05947 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05947.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05946.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05946.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05946 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05946.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05945.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05945.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05945 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05945.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05944.html https://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05944.html Thu, 21 Mar 2024 00:00:00 -0700 2024-05944 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05944.pdf Notice - Felicitas Private Markets Fund and Skypoint Capital Advisors, LLC. https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05918.html https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05918.html Wed, 20 Mar 2024 00:00:00 -0700 2024-05918 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05918.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05837.html https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05837.html Wed, 20 Mar 2024 00:00:00 -0700 2024-05837 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05837.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05836.html https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05836.html Wed, 20 Mar 2024 00:00:00 -0700 2024-05836 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05836.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05835.html https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05835.html Wed, 20 Mar 2024 00:00:00 -0700 2024-05835 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05835.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05834.html https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05834.html Wed, 20 Mar 2024 00:00:00 -0700 2024-05834 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05834.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Its Listing Standards Related to Notification and Disclosure of Reverse Stock Splits https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05833.html https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05833.html Wed, 20 Mar 2024 00:00:00 -0700 2024-05833 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05833.pdf Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, To Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05832.html https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05832.html Wed, 20 Mar 2024 00:00:00 -0700 2024-05832 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05832.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05839.html https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05839.html Wed, 20 Mar 2024 00:00:00 -0700 2024-05839 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05839.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05838.html https://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05838.html Wed, 20 Mar 2024 00:00:00 -0700 2024-05838 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05838.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Exchange's Rules Relating to Position and Exercise Limits https://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05633.html https://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05633.html Tue, 19 Mar 2024 00:00:00 -0700 2024-05633 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05633.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05739.html https://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05739.html Tue, 19 Mar 2024 00:00:00 -0700 2024-05739 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05739.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05738.html https://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05738.html Tue, 19 Mar 2024 00:00:00 -0700 2024-05738 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05738.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05737.html https://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05737.html Tue, 19 Mar 2024 00:00:00 -0700 2024-05737 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05737.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice, as Modified by Partial Amendment No. 1 and Amendment No. 2, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between the Options Clearing Corporation and the National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05734.html https://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05734.html Tue, 19 Mar 2024 00:00:00 -0700 2024-05734 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05734.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 18a-6 https://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05765.html https://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05765.html Tue, 19 Mar 2024 00:00:00 -0700 2024-05765 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05765.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05769.html https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05769.html Mon, 18 Mar 2024 00:00:00 -0700 2024-05769 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05769.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05638.html https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05638.html Mon, 18 Mar 2024 00:00:00 -0700 2024-05638 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05638.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Rules To Govern FLEX Equity Options and a New Order Type To Trade FLEX Equity Options on the BOX Trading Floor https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05637.html https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05637.html Mon, 18 Mar 2024 00:00:00 -0700 2024-05637 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05637.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Creation Basket Size of the VanEck Bitcoin Trust https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05636.html https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05636.html Mon, 18 Mar 2024 00:00:00 -0700 2024-05636 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05636.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding Add Volume Tiers https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05635.html https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05635.html Mon, 18 Mar 2024 00:00:00 -0700 2024-05635 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05635.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05634.html https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05634.html Mon, 18 Mar 2024 00:00:00 -0700 2024-05634 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05634.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change for Amendments to Rule 7.35 and Rule 7.35B https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05632.html https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05632.html Mon, 18 Mar 2024 00:00:00 -0700 2024-05632 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05632.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend NYSE American Rule 4120 https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05631.html https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05631.html Mon, 18 Mar 2024 00:00:00 -0700 2024-05631 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05631.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE National Aggregated Lite Market Data Feed https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05630.html https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05630.html Mon, 18 Mar 2024 00:00:00 -0700 2024-05630 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05630.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE Arca Aggregated Lite Market Data Feed https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05629.html https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05629.html Mon, 18 Mar 2024 00:00:00 -0700 2024-05629 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05629.pdf Proposed Rule - EDGAR Filer Access and Account Management; Correction https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05625.html https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05625.html Mon, 18 Mar 2024 00:00:00 -0700 2024-05625 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05625.pdf Proposed Rule - Exemption for Certain Investment Advisers Operating Through the Internet; Correction https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05624.html https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05624.html Mon, 18 Mar 2024 00:00:00 -0700 2024-05624 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05624.pdf Proposed Rule - Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers; Correction https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05623.html https://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05623.html Mon, 18 Mar 2024 00:00:00 -0700 2024-05623 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05623.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17g-10 and Form ABS Due Diligence-15E https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05542.html https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05542.html Fri, 15 Mar 2024 00:00:00 -0700 2024-05542 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05542.pdf Notice - James Alpha Funds Trust d/b/a Easterly Funds Trust and Easterly Investment Partners LLC https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05595.html https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05595.html Fri, 15 Mar 2024 00:00:00 -0700 2024-05595 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05595.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Adopt a Minimum Margin Amount at GSD https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05502.html https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05502.html Fri, 15 Mar 2024 00:00:00 -0700 2024-05502 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05502.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form 24F-2 https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05501.html https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05501.html Fri, 15 Mar 2024 00:00:00 -0700 2024-05501 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05501.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05490.html https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05490.html Fri, 15 Mar 2024 00:00:00 -0700 2024-05490 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05490.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice To Adopt a Minimum Margin Amount at GSD https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05487.html https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05487.html Fri, 15 Mar 2024 00:00:00 -0700 2024-05487 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05487.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05486.html https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05486.html Fri, 15 Mar 2024 00:00:00 -0700 2024-05486 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05486.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31-E https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05485.html https://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05485.html Fri, 15 Mar 2024 00:00:00 -0700 2024-05485 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05485.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17(e) https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05367.html https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05367.html Thu, 14 Mar 2024 00:00:00 -0700 2024-05367 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05367.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05366.html https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05366.html Thu, 14 Mar 2024 00:00:00 -0700 2024-05366 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05366.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BZX Post Only Orders at Prices Below $1.00 https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05365.html https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05365.html Thu, 14 Mar 2024 00:00:00 -0700 2024-05365 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05365.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BYX Post Only Orders at Prices Below $1.00 https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05364.html https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05364.html Thu, 14 Mar 2024 00:00:00 -0700 2024-05364 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05364.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Provide Relief Relating to Specified Option Transactions Under FINRA Rule 4210 (Margin Requirements) https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05363.html https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05363.html Thu, 14 Mar 2024 00:00:00 -0700 2024-05363 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05363.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Equities Fee Schedule Regarding the NBBO Setter Plus Program https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05362.html https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05362.html Thu, 14 Mar 2024 00:00:00 -0700 2024-05362 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05362.pdf Notice - Proposed Collection; Comment Request; Extension: Implementing the Whistleblower Provisions of Section 21F of the Securities https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05380.html https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05380.html Thu, 14 Mar 2024 00:00:00 -0700 2024-05380 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05380.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Proposed Rule Change Concerning Amendments to The Options Clearing Corporation's Rules, By-Laws, and Certain Clearing Member Documents https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05368.html https://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05368.html Thu, 14 Mar 2024 00:00:00 -0700 2024-05368 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05368.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Company Listing Fees as Provided Under Exchange Rule 14.13 https://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05256.html https://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05256.html Wed, 13 Mar 2024 00:00:00 -0700 2024-05256 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-13/pdf/2024-05256.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE Chicago Aggregated Lite Market Data Feed https://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05255.html https://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05255.html Wed, 13 Mar 2024 00:00:00 -0700 2024-05255 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-13/pdf/2024-05255.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Establish the NYSE American Aggregated Lite Market Data Feed https://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05254.html https://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05254.html Wed, 13 Mar 2024 00:00:00 -0700 2024-05254 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-13/pdf/2024-05254.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE Aggregated Lite Market Data Feed https://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05253.html https://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05253.html Wed, 13 Mar 2024 00:00:00 -0700 2024-05253 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-13/pdf/2024-05253.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Equity 4, Rules 3301A and 3301B To Establish New “Contra Midpoint Only” and “Contra Midpoint Only With Post-Only” Order Types and To Make Other Corresponding Changes to the Rulebook https://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05252.html https://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05252.html Wed, 13 Mar 2024 00:00:00 -0700 2024-05252 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-13/pdf/2024-05252.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05251.html https://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05251.html Wed, 13 Mar 2024 00:00:00 -0700 2024-05251 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-13/pdf/2024-05251.pdf Rule - Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers https://regulations.justia.com/regulations/fedreg/2024/03/12/2024-03473.html https://regulations.justia.com/regulations/fedreg/2024/03/12/2024-03473.html Tue, 12 Mar 2024 00:00:00 -0700 2024-03473 Rule https://www.govinfo.gov/content/pkg/FR-2024-03-12/pdf/2024-03473.pdf Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlying Securities, To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Trust That Holds Bitcoin https://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05151.html https://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05151.html Tue, 12 Mar 2024 00:00:00 -0700 2024-05151 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-12/pdf/2024-05151.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options on iShares Bitcoin Trust https://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05149.html https://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05149.html Tue, 12 Mar 2024 00:00:00 -0700 2024-05149 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-12/pdf/2024-05149.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlying Securities, To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Trust That Holds Bitcoin https://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05156.html https://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05156.html Tue, 12 Mar 2024 00:00:00 -0700 2024-05156 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-12/pdf/2024-05156.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Permit Cboe To List and Trade Options on ETPs That Hold Bitcoin https://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05155.html https://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05155.html Tue, 12 Mar 2024 00:00:00 -0700 2024-05155 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-12/pdf/2024-05155.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 https://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05154.html https://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05154.html Tue, 12 Mar 2024 00:00:00 -0700 2024-05154 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-12/pdf/2024-05154.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 5.3-O To Permit the Listing and Trading of Options on Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05152.html https://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05152.html Tue, 12 Mar 2024 00:00:00 -0700 2024-05152 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-12/pdf/2024-05152.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/03/11/2024-05209.html https://regulations.justia.com/regulations/fedreg/2024/03/11/2024-05209.html Mon, 11 Mar 2024 00:00:00 -0700 2024-05209 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-11/pdf/2024-05209.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 https://regulations.justia.com/regulations/fedreg/2024/03/11/2024-05053.html https://regulations.justia.com/regulations/fedreg/2024/03/11/2024-05053.html Mon, 11 Mar 2024 00:00:00 -0700 2024-05053 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-11/pdf/2024-05053.pdf Notice - Antares Private Credit Fund, et al. https://regulations.justia.com/regulations/fedreg/2024/03/11/2024-05035.html https://regulations.justia.com/regulations/fedreg/2024/03/11/2024-05035.html Mon, 11 Mar 2024 00:00:00 -0700 2024-05035 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-11/pdf/2024-05035.pdf Notice - Notice of Intention To Cancel Registration of Certain Municipal Securities Dealers Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2024/03/11/2024-05033.html https://regulations.justia.com/regulations/fedreg/2024/03/11/2024-05033.html Mon, 11 Mar 2024 00:00:00 -0700 2024-05033 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-11/pdf/2024-05033.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/03/07/2024-05046.html https://regulations.justia.com/regulations/fedreg/2024/03/07/2024-05046.html Thu, 07 Mar 2024 00:00:00 -0800 2024-05046 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-07/pdf/2024-05046.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/03/07/2024-05044.html https://regulations.justia.com/regulations/fedreg/2024/03/07/2024-05044.html Thu, 07 Mar 2024 00:00:00 -0800 2024-05044 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-07/pdf/2024-05044.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options That Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index https://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04798.html https://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04798.html Thu, 07 Mar 2024 00:00:00 -0800 2024-04798 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-07/pdf/2024-04798.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options https://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04797.html https://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04797.html Thu, 07 Mar 2024 00:00:00 -0800 2024-04797 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-07/pdf/2024-04797.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04796.html https://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04796.html Thu, 07 Mar 2024 00:00:00 -0800 2024-04796 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-07/pdf/2024-04796.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19-E https://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04795.html https://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04795.html Thu, 07 Mar 2024 00:00:00 -0800 2024-04795 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-07/pdf/2024-04795.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedules https://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04794.html https://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04794.html Thu, 07 Mar 2024 00:00:00 -0800 2024-04794 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-07/pdf/2024-04794.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(a)(2)(B) https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04699.html https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04699.html Wed, 06 Mar 2024 00:00:00 -0800 2024-04699 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04699.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Option Clearing Corporation's Interpretative Guidance on Contract Adjustments for Cash Dividends and Distributions https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04698.html https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04698.html Wed, 06 Mar 2024 00:00:00 -0800 2024-04698 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04698.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Reduce the 15-Minute TRACE Reporting Timeframe to One Minute https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04697.html https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04697.html Wed, 06 Mar 2024 00:00:00 -0800 2024-04697 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04697.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.19E https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04696.html https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04696.html Wed, 06 Mar 2024 00:00:00 -0800 2024-04696 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04696.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04695.html https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04695.html Wed, 06 Mar 2024 00:00:00 -0800 2024-04695 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04695.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04694.html https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04694.html Wed, 06 Mar 2024 00:00:00 -0800 2024-04694 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04694.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Cabinet Proximity Option Program https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04693.html https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04693.html Wed, 06 Mar 2024 00:00:00 -0800 2024-04693 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04693.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Cabinet Proximity Option Program https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04704.html https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04704.html Wed, 06 Mar 2024 00:00:00 -0800 2024-04704 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04704.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Cabinet Proximity Option Program https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04703.html https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04703.html Wed, 06 Mar 2024 00:00:00 -0800 2024-04703 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04703.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Cabinet Proximity Option Program https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04702.html https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04702.html Wed, 06 Mar 2024 00:00:00 -0800 2024-04702 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04702.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Cabinet Proximity Option Program https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04701.html https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04701.html Wed, 06 Mar 2024 00:00:00 -0800 2024-04701 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04701.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Cabinet Proximity Option Program https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04700.html https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04700.html Wed, 06 Mar 2024 00:00:00 -0800 2024-04700 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04700.pdf Notice - Proposed Collection; Comment Request; Extension: Rules 17Ad-6 and 17Ad-7 https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04652.html https://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04652.html Wed, 06 Mar 2024 00:00:00 -0800 2024-04652 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04652.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 https://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04552.html https://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04552.html Tue, 05 Mar 2024 00:00:00 -0800 2024-04552 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04552.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04551.html https://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04551.html Tue, 05 Mar 2024 00:00:00 -0800 2024-04551 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04551.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E(a)(2)(B) https://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04550.html https://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04550.html Tue, 05 Mar 2024 00:00:00 -0800 2024-04550 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04550.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04549.html https://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04549.html Tue, 05 Mar 2024 00:00:00 -0800 2024-04549 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04549.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt a New Rule Regarding Order and Execution Management Systems (“OEMS”) https://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04548.html https://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04548.html Tue, 05 Mar 2024 00:00:00 -0800 2024-04548 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04548.pdf Notice - First Trust Real Assets Fund, et al. https://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04547.html https://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04547.html Tue, 05 Mar 2024 00:00:00 -0800 2024-04547 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04547.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 18a-8 https://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04600.html https://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04600.html Tue, 05 Mar 2024 00:00:00 -0800 2024-04600 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04600.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/03/04/2024-04597.html https://regulations.justia.com/regulations/fedreg/2024/03/04/2024-04597.html Mon, 04 Mar 2024 00:00:00 -0800 2024-04597 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-04/pdf/2024-04597.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/03/04/2024-04572.html https://regulations.justia.com/regulations/fedreg/2024/03/04/2024-04572.html Mon, 04 Mar 2024 00:00:00 -0800 2024-04572 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-04/pdf/2024-04572.pdf Notice - Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2024/03/04/2024-04427.html https://regulations.justia.com/regulations/fedreg/2024/03/04/2024-04427.html Mon, 04 Mar 2024 00:00:00 -0800 2024-04427 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-04/pdf/2024-04427.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify Rule 11.24 To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.00 https://regulations.justia.com/regulations/fedreg/2024/03/04/2024-04426.html https://regulations.justia.com/regulations/fedreg/2024/03/04/2024-04426.html Mon, 04 Mar 2024 00:00:00 -0800 2024-04426 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-04/pdf/2024-04426.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 1.1 https://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04299.html https://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04299.html Fri, 01 Mar 2024 00:00:00 -0800 2024-04299 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04299.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04298.html https://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04298.html Fri, 01 Mar 2024 00:00:00 -0800 2024-04298 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04298.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(a)(2)(B) https://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04297.html https://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04297.html Fri, 01 Mar 2024 00:00:00 -0800 2024-04297 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04297.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Low Priced Stock Strike Price Interval Program https://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04296.html https://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04296.html Fri, 01 Mar 2024 00:00:00 -0800 2024-04296 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04296.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an OTTO Protocol https://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04295.html https://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04295.html Fri, 01 Mar 2024 00:00:00 -0800 2024-04295 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04295.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(a)(2)(B) https://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04300.html https://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04300.html Fri, 01 Mar 2024 00:00:00 -0800 2024-04300 Notice https://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04300.pdf