<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024/02?registers=between&min-day=1&max-day=29 Mon, 20 May 2024 09:25:57 -0700 Mon, 20 May 2024 09:25:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024/02?registers=between&min-day=1&max-day=29 Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.91P-O https://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04171.html https://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04171.html Thu, 29 Feb 2024 00:00:00 -0800 2024-04171 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04171.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility https://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04170.html https://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04170.html Thu, 29 Feb 2024 00:00:00 -0800 2024-04170 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04170.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Change, as Modified by Amendment No. 2 To Amend Rule 915 To Permit the Listing and Trading of Options on the Bitwise Bitcoin ETF, the Grayscale Bitcoin Trust, and Any Trust That Holds Bitcoin https://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04169.html https://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04169.html Thu, 29 Feb 2024 00:00:00 -0800 2024-04169 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04169.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04168.html https://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04168.html Thu, 29 Feb 2024 00:00:00 -0800 2024-04168 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04168.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Content of the NYSE Best Quote & Trades Data Feed https://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04167.html https://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04167.html Thu, 29 Feb 2024 00:00:00 -0800 2024-04167 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04167.pdf Rule - Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection With Certain Liquidity Providers https://regulations.justia.com/regulations/fedreg/2024/02/29/2024-02837.html https://regulations.justia.com/regulations/fedreg/2024/02/29/2024-02837.html Thu, 29 Feb 2024 00:00:00 -0800 2024-02837 Rule https://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-02837.pdf Notice - Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04147.html https://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04147.html Wed, 28 Feb 2024 00:00:00 -0800 2024-04147 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-28/pdf/2024-04147.pdf Rule - Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission https://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04062.html https://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04062.html Wed, 28 Feb 2024 00:00:00 -0800 2024-04062 Rule https://www.govinfo.gov/content/pkg/FR-2024-02-28/pdf/2024-04062.pdf Notice - Coller Secondaries Private Equity Opportunities Fund and Coller Private Market Secondaries Advisors, LLC https://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04051.html https://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04051.html Wed, 28 Feb 2024 00:00:00 -0800 2024-04051 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-28/pdf/2024-04051.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend FINRA Rule 2210 (Communications With the Public) To Permit Projections of Performance of Investment Strategies or Single Securities in Institutional Communications https://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04072.html https://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04072.html Wed, 28 Feb 2024 00:00:00 -0800 2024-04072 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-28/pdf/2024-04072.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03901.html https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03901.html Tue, 27 Feb 2024 00:00:00 -0800 2024-03901 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03901.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03900.html https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03900.html Tue, 27 Feb 2024 00:00:00 -0800 2024-03900 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03900.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03899.html https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03899.html Tue, 27 Feb 2024 00:00:00 -0800 2024-03899 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03899.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Liquidity Risk Modelling Framework https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03898.html https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03898.html Tue, 27 Feb 2024 00:00:00 -0800 2024-03898 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03898.pdf Notice - Order Regarding Review of Financial Accounting Standards Board (FASB) Accounting Support Fee for 2024 Under Section 109 of the Sarbanes-Oxley Act of 2002 https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03953.html https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03953.html Tue, 27 Feb 2024 00:00:00 -0800 2024-03953 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03953.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03904.html https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03904.html Tue, 27 Feb 2024 00:00:00 -0800 2024-03904 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03904.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Temporary Listing Fee Waiver for Ukrainian Companies Until December 31, 2028 https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03903.html https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03903.html Tue, 27 Feb 2024 00:00:00 -0800 2024-03903 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03903.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed Rule Change To Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13 https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03902.html https://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03902.html Tue, 27 Feb 2024 00:00:00 -0800 2024-03902 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03902.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between the Options Clearing Corporation and the National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03776.html https://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03776.html Mon, 26 Feb 2024 00:00:00 -0800 2024-03776 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-03776.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/02/26/2024-04030.html https://regulations.justia.com/regulations/fedreg/2024/02/26/2024-04030.html Mon, 26 Feb 2024 00:00:00 -0800 2024-04030 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-04030.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 11a1-1(T) https://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03853.html https://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03853.html Mon, 26 Feb 2024 00:00:00 -0800 2024-03853 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-03853.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, To Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules https://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03775.html https://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03775.html Mon, 26 Feb 2024 00:00:00 -0800 2024-03775 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-03775.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending Rule 7.31E(a)(2)(B) Regarding Limit Order Price Protection https://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03774.html https://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03774.html Mon, 26 Feb 2024 00:00:00 -0800 2024-03774 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-03774.pdf Rule - Special Purpose Acquisition Companies, Shell Companies, and Projections https://regulations.justia.com/regulations/fedreg/2024/02/26/2024-01853.html https://regulations.justia.com/regulations/fedreg/2024/02/26/2024-01853.html Mon, 26 Feb 2024 00:00:00 -0800 2024-01853 Rule https://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-01853.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03810.html https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03810.html Fri, 23 Feb 2024 00:00:00 -0800 2024-03810 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03810.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding the Open-Close Report Data https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03646.html https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03646.html Fri, 23 Feb 2024 00:00:00 -0800 2024-03646 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03646.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding the Open-Close Report Data https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03645.html https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03645.html Fri, 23 Feb 2024 00:00:00 -0800 2024-03645 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03645.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding the Open-Close Report Data https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03644.html https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03644.html Fri, 23 Feb 2024 00:00:00 -0800 2024-03644 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03644.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03643.html https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03643.html Fri, 23 Feb 2024 00:00:00 -0800 2024-03643 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03643.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03642.html https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03642.html Fri, 23 Feb 2024 00:00:00 -0800 2024-03642 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03642.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03641.html https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03641.html Fri, 23 Feb 2024 00:00:00 -0800 2024-03641 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03641.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03640.html https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03640.html Fri, 23 Feb 2024 00:00:00 -0800 2024-03640 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03640.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03647.html https://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03647.html Fri, 23 Feb 2024 00:00:00 -0800 2024-03647 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03647.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 1308 To Extend the Temporary Remote Inspection Relief for Members Through June 30, 2024 https://regulations.justia.com/regulations/fedreg/2024/02/22/2024-03540.html https://regulations.justia.com/regulations/fedreg/2024/02/22/2024-03540.html Thu, 22 Feb 2024 00:00:00 -0800 2024-03540 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-22/pdf/2024-03540.pdf Notice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Twenty-Third Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., The Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., MEMX LLC, MIAX Pearl, LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The NASDAQ Stock Market LLC, New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. https://regulations.justia.com/regulations/fedreg/2024/02/22/2024-03539.html https://regulations.justia.com/regulations/fedreg/2024/02/22/2024-03539.html Thu, 22 Feb 2024 00:00:00 -0800 2024-03539 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-22/pdf/2024-03539.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03454.html https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03454.html Wed, 21 Feb 2024 00:00:00 -0800 2024-03454 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03454.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03453.html https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03453.html Wed, 21 Feb 2024 00:00:00 -0800 2024-03453 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03453.pdf Proposed Rule - Qualifying Venture Capital Funds Inflation Adjustment https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03436.html https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03436.html Wed, 21 Feb 2024 00:00:00 -0800 2024-03436 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03436.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03452.html https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03452.html Wed, 21 Feb 2024 00:00:00 -0800 2024-03452 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03452.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03451.html https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03451.html Wed, 21 Feb 2024 00:00:00 -0800 2024-03451 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03451.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3(a) https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03450.html https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03450.html Wed, 21 Feb 2024 00:00:00 -0800 2024-03450 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03450.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Current Rule 7.39 https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03449.html https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03449.html Wed, 21 Feb 2024 00:00:00 -0800 2024-03449 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03449.pdf Notice - Barings Corporate Investors, et al. https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03422.html https://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03422.html Wed, 21 Feb 2024 00:00:00 -0800 2024-03422 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03422.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Purge Ports https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03342.html https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03342.html Tue, 20 Feb 2024 00:00:00 -0800 2024-03342 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03342.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03340.html https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03340.html Tue, 20 Feb 2024 00:00:00 -0800 2024-03340 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03340.pdf Notice - Self-Regulatory Organizations; CboeBZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l) https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03339.html https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03339.html Tue, 20 Feb 2024 00:00:00 -0800 2024-03339 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03339.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03338.html https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03338.html Tue, 20 Feb 2024 00:00:00 -0800 2024-03338 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03338.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03337.html https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03337.html Tue, 20 Feb 2024 00:00:00 -0800 2024-03337 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03337.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Corporate Governance Requirements, as Provided Under Exchange Rule 14.10 and Make Certain Other Changes to Its Listing Rules as Provided Under Exchange Rules 14.3, 14.6, 14.7, and 14.12 https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03336.html https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03336.html Tue, 20 Feb 2024 00:00:00 -0800 2024-03336 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03336.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 404, Series of Option Contracts Open for Trading https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03335.html https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03335.html Tue, 20 Feb 2024 00:00:00 -0800 2024-03335 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03335.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03334.html https://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03334.html Tue, 20 Feb 2024 00:00:00 -0800 2024-03334 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03334.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 12d2-2 and Form 25 https://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03272.html https://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03272.html Fri, 16 Feb 2024 00:00:00 -0800 2024-03272 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-16/pdf/2024-03272.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rules 8b-1 to 8b-5; 8b-10 to 8b-22; and 8b-25 to 8b-31 https://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03271.html https://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03271.html Fri, 16 Feb 2024 00:00:00 -0800 2024-03271 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-16/pdf/2024-03271.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03226.html https://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03226.html Fri, 16 Feb 2024 00:00:00 -0800 2024-03226 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-16/pdf/2024-03226.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03225.html https://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03225.html Fri, 16 Feb 2024 00:00:00 -0800 2024-03225 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-16/pdf/2024-03225.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03224.html https://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03224.html Fri, 16 Feb 2024 00:00:00 -0800 2024-03224 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-16/pdf/2024-03224.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03223.html https://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03223.html Fri, 16 Feb 2024 00:00:00 -0800 2024-03223 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-16/pdf/2024-03223.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03222.html https://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03222.html Fri, 16 Feb 2024 00:00:00 -0800 2024-03222 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-16/pdf/2024-03222.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Enhancements to Its DMM Program https://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03100.html https://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03100.html Thu, 15 Feb 2024 00:00:00 -0800 2024-03100 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-15/pdf/2024-03100.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules Related to Stock-Option Orders https://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03099.html https://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03099.html Thu, 15 Feb 2024 00:00:00 -0800 2024-03099 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-15/pdf/2024-03099.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule Regarding Periodic Auctions https://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03098.html https://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03098.html Thu, 15 Feb 2024 00:00:00 -0800 2024-03098 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-15/pdf/2024-03098.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03097.html https://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03097.html Thu, 15 Feb 2024 00:00:00 -0800 2024-03097 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-15/pdf/2024-03097.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Listing Rules 5815 and 5820 To Modify the Deadline To Submit the Required Fee for a Hearing Request and To Remove Obsolete Language https://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03101.html https://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03101.html Thu, 15 Feb 2024 00:00:00 -0800 2024-03101 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-15/pdf/2024-03101.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/14/2024-02980.html https://regulations.justia.com/regulations/fedreg/2024/02/14/2024-02980.html Wed, 14 Feb 2024 00:00:00 -0800 2024-02980 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-14/pdf/2024-02980.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 https://regulations.justia.com/regulations/fedreg/2024/02/14/2024-02978.html https://regulations.justia.com/regulations/fedreg/2024/02/14/2024-02978.html Wed, 14 Feb 2024 00:00:00 -0800 2024-02978 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-14/pdf/2024-02978.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 12f-3 https://regulations.justia.com/regulations/fedreg/2024/02/14/2024-02977.html https://regulations.justia.com/regulations/fedreg/2024/02/14/2024-02977.html Wed, 14 Feb 2024 00:00:00 -0800 2024-02977 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-14/pdf/2024-02977.pdf Notice - Proposed Collection; Comment Request; Extension: Market Data Infrastructure https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02951.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02951.html Tue, 13 Feb 2024 00:00:00 -0800 2024-02951 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02951.pdf Notice - Proposed Collection; Comment Request; Extension: Form C https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02950.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02950.html Tue, 13 Feb 2024 00:00:00 -0800 2024-02950 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02950.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02860.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02860.html Tue, 13 Feb 2024 00:00:00 -0800 2024-02860 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02860.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02859.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02859.html Tue, 13 Feb 2024 00:00:00 -0800 2024-02859 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02859.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02858.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02858.html Tue, 13 Feb 2024 00:00:00 -0800 2024-02858 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02858.pdf Notice - Proposed Collection; Comment Request; Extension: Regulation D (Form D) https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02856.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02856.html Tue, 13 Feb 2024 00:00:00 -0800 2024-02856 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02856.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Rule G-12 To Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02862.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02862.html Tue, 13 Feb 2024 00:00:00 -0800 2024-02862 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02862.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchanges Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02861.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02861.html Tue, 13 Feb 2024 00:00:00 -0800 2024-02861 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02861.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 0-5 https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02906.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02906.html Tue, 13 Feb 2024 00:00:00 -0800 2024-02906 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02906.pdf Notice - BIP Ventures Evergreen BDC, et al. https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02936.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02936.html Tue, 13 Feb 2024 00:00:00 -0800 2024-02936 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02936.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01179.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01179.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01179 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01179.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01178.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01178.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01178 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01178.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01177.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01177.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01177 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01177.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01176.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01176.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01176 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01176.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01175.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01175.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01175 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01175.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01174.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01174.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01174 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01174.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01173.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01173.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01173 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01173.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of Proposed Rule Change To Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01172.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01172.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01172 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01172.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX, LLC; Notice of Filing of Proposed Rule Change To Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01171.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01171.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01171 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01171.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6897(a) and Supplementary Material To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01194.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01194.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01194 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01194.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01193.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01193.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01193 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01193.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of a Proposed Rule Change To Establish Fees Related To Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01192.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01192.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01192 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01192.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01191.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01191.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01191 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01191.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01190.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01190.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01190 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01190.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC ; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01184.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01184.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01184 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01184.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01183.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01183.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01183 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01183.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01182.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01182.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01182 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01182.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01181.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01181.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01181 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01181.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01180.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01180.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01180 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01180.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6897(b) (CAT Cost Recovery Fees) To Implement a Historical Consolidated Audit Trail Recovery Assessment; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01251.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01251.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01251 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01251.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01203.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01203.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01203 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01203.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend the NYSE Price List To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01201.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01201.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01201 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01201.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01200.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01200.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01200 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01200.pdf Notice - Self-Regulatory Organizations; MIAX Emerald LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01199.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01199.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01199 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01199.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01197.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01197.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01197 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01197.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01196.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01196.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01196 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01196.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01195.html https://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01195.html Tue, 13 Feb 2024 00:00:00 -0800 2024-01195 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01195.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02932.html https://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02932.html Mon, 12 Feb 2024 00:00:00 -0800 2024-02932 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-12/pdf/2024-02932.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend its Fee Schedule Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02754.html https://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02754.html Mon, 12 Feb 2024 00:00:00 -0800 2024-02754 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-12/pdf/2024-02754.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Minimum Performance Standards Applicable to Primary Equity Securities Under the Lead Market Maker Program as Set forth in Rule 11.8(e)(1)(E), and To Make Corresponding Changes to Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02753.html https://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02753.html Mon, 12 Feb 2024 00:00:00 -0800 2024-02753 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-12/pdf/2024-02753.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02752.html https://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02752.html Mon, 12 Feb 2024 00:00:00 -0800 2024-02752 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-12/pdf/2024-02752.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 236-Exemption of Shares Offered in Connection With Certain Transactions https://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02751.html https://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02751.html Mon, 12 Feb 2024 00:00:00 -0800 2024-02751 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-12/pdf/2024-02751.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Dissemination of Information on Individual Transactions in U.S. Treasury Securities and Related Fees https://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02804.html https://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02804.html Mon, 12 Feb 2024 00:00:00 -0800 2024-02804 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-12/pdf/2024-02804.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02755.html https://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02755.html Mon, 12 Feb 2024 00:00:00 -0800 2024-02755 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-12/pdf/2024-02755.pdf Proposed Rule - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-00469.html https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-00469.html Fri, 09 Feb 2024 00:00:00 -0800 2024-00469 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-00469.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02648.html https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02648.html Fri, 09 Feb 2024 00:00:00 -0800 2024-02648 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02648.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.62P-O https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02647.html https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02647.html Fri, 09 Feb 2024 00:00:00 -0800 2024-02647 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02647.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02646.html https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02646.html Fri, 09 Feb 2024 00:00:00 -0800 2024-02646 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02646.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02645.html https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02645.html Fri, 09 Feb 2024 00:00:00 -0800 2024-02645 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02645.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02644.html https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02644.html Fri, 09 Feb 2024 00:00:00 -0800 2024-02644 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02644.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 To Amend IEX's Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02643.html https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02643.html Fri, 09 Feb 2024 00:00:00 -0800 2024-02643 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02643.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02655.html https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02655.html Fri, 09 Feb 2024 00:00:00 -0800 2024-02655 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02655.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 9b-1 https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02716.html https://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02716.html Fri, 09 Feb 2024 00:00:00 -0800 2024-02716 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02716.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify How FICC Applies the Minimum Charge https://regulations.justia.com/regulations/fedreg/2024/02/08/2024-02520.html https://regulations.justia.com/regulations/fedreg/2024/02/08/2024-02520.html Thu, 08 Feb 2024 00:00:00 -0800 2024-02520 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-08/pdf/2024-02520.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving of Proposed Rule Change To Modify the DTC Settlement Service Guide https://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02420.html https://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02420.html Wed, 07 Feb 2024 00:00:00 -0800 2024-02420 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-07/pdf/2024-02420.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02416.html https://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02416.html Wed, 07 Feb 2024 00:00:00 -0800 2024-02416 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-07/pdf/2024-02416.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Regarding Early Termination of Complex Order Auctions https://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02415.html https://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02415.html Wed, 07 Feb 2024 00:00:00 -0800 2024-02415 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-07/pdf/2024-02415.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.00 https://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02414.html https://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02414.html Wed, 07 Feb 2024 00:00:00 -0800 2024-02414 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-07/pdf/2024-02414.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.00 https://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02421.html https://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02421.html Wed, 07 Feb 2024 00:00:00 -0800 2024-02421 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-07/pdf/2024-02421.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17g-3 https://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02489.html https://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02489.html Wed, 07 Feb 2024 00:00:00 -0800 2024-02489 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-07/pdf/2024-02489.pdf Notice - Diameter Credit Company, et al. https://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02401.html https://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02401.html Tue, 06 Feb 2024 00:00:00 -0800 2024-02401 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-06/pdf/2024-02401.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 11a-3 https://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02358.html https://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02358.html Tue, 06 Feb 2024 00:00:00 -0800 2024-02358 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-06/pdf/2024-02358.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 30b2-1 https://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02355.html https://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02355.html Tue, 06 Feb 2024 00:00:00 -0800 2024-02355 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-06/pdf/2024-02355.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Methodology Documents https://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02159.html https://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02159.html Tue, 06 Feb 2024 00:00:00 -0800 2024-02159 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-06/pdf/2024-02159.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02270.html https://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02270.html Tue, 06 Feb 2024 00:00:00 -0800 2024-02270 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-06/pdf/2024-02270.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02162.html https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02162.html Mon, 05 Feb 2024 00:00:00 -0800 2024-02162 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02162.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 9 https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02161.html https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02161.html Mon, 05 Feb 2024 00:00:00 -0800 2024-02161 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02161.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02160.html https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02160.html Mon, 05 Feb 2024 00:00:00 -0800 2024-02160 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02160.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02158.html https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02158.html Mon, 05 Feb 2024 00:00:00 -0800 2024-02158 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02158.pdf Notice - Blue Tractor ETF Trust and Blue Tractor Group, LLC https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02245.html https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02245.html Mon, 05 Feb 2024 00:00:00 -0800 2024-02245 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02245.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02157.html https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02157.html Mon, 05 Feb 2024 00:00:00 -0800 2024-02157 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02157.pdf Notice - Roundhill ETF Trust and Roundhill Financial Inc. https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02151.html https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02151.html Mon, 05 Feb 2024 00:00:00 -0800 2024-02151 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02151.pdf Notice - BondBloxx ETF Trust and BondBloxx Investment Management Corporation https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02150.html https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02150.html Mon, 05 Feb 2024 00:00:00 -0800 2024-02150 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02150.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02325.html https://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02325.html Mon, 05 Feb 2024 00:00:00 -0800 2024-02325 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02325.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02062.html https://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02062.html Fri, 02 Feb 2024 00:00:00 -0800 2024-02062 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-02/pdf/2024-02062.pdf Notice - Investment Managers Series Trust and Liberty Street Advisors, Inc. https://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02060.html https://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02060.html Fri, 02 Feb 2024 00:00:00 -0800 2024-02060 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-02/pdf/2024-02060.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13 https://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02069.html https://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02069.html Fri, 02 Feb 2024 00:00:00 -0800 2024-02069 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-02/pdf/2024-02069.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02068.html https://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02068.html Fri, 02 Feb 2024 00:00:00 -0800 2024-02068 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-02/pdf/2024-02068.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02165.html https://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02165.html Fri, 02 Feb 2024 00:00:00 -0800 2024-02165 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-02/pdf/2024-02165.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/02/01/2024-02041.html https://regulations.justia.com/regulations/fedreg/2024/02/01/2024-02041.html Thu, 01 Feb 2024 00:00:00 -0800 2024-02041 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-01/pdf/2024-02041.pdf Notice - Proposed Collection; Comment Request; Extension: Supplier Diversity Business Management System https://regulations.justia.com/regulations/fedreg/2024/02/01/2024-01990.html https://regulations.justia.com/regulations/fedreg/2024/02/01/2024-01990.html Thu, 01 Feb 2024 00:00:00 -0800 2024-01990 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-01/pdf/2024-01990.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity https://regulations.justia.com/regulations/fedreg/2024/02/01/2024-01949.html https://regulations.justia.com/regulations/fedreg/2024/02/01/2024-01949.html Thu, 01 Feb 2024 00:00:00 -0800 2024-01949 Notice https://www.govinfo.gov/content/pkg/FR-2024-02-01/pdf/2024-01949.pdf