Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024/02?limit=200®isters=between&min-day=1&max-day=29&mode=atom2024-05-20T08:12:04-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04171.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.91P-O2024-02-29T00:00:00-08:002024-02-29T00:00:00-08:002024-04171Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04171.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04170.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility2024-02-29T00:00:00-08:002024-02-29T00:00:00-08:002024-04170Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04170.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04169.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Change, as Modified by Amendment No. 2 To Amend Rule 915 To Permit the Listing and Trading of Options on the Bitwise Bitcoin ETF, the Grayscale Bitcoin Trust, and Any Trust That Holds Bitcoin2024-02-29T00:00:00-08:002024-02-29T00:00:00-08:002024-04169Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04169.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04168.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2024-02-29T00:00:00-08:002024-02-29T00:00:00-08:002024-04168Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04168.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04167.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Content of the NYSE Best Quote & Trades Data Feed2024-02-29T00:00:00-08:002024-02-29T00:00:00-08:002024-04167Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04167.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/29/2024-02837.htmlRule - Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection With Certain Liquidity Providers2024-02-29T00:00:00-08:002024-02-29T00:00:00-08:002024-02837Rulehttps://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-02837.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04147.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402024-02-28T00:00:00-08:002024-02-28T00:00:00-08:002024-04147Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-28/pdf/2024-04147.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04062.htmlRule - Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission2024-02-28T00:00:00-08:002024-02-28T00:00:00-08:002024-04062Rulehttps://www.govinfo.gov/content/pkg/FR-2024-02-28/pdf/2024-04062.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04051.htmlNotice - Coller Secondaries Private Equity Opportunities Fund and Coller Private Market Secondaries Advisors, LLC2024-02-28T00:00:00-08:002024-02-28T00:00:00-08:002024-04051Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-28/pdf/2024-04051.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04072.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend FINRA Rule 2210 (Communications With the Public) To Permit Projections of Performance of Investment Strategies or Single Securities in Institutional Communications2024-02-28T00:00:00-08:002024-02-28T00:00:00-08:002024-04072Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-28/pdf/2024-04072.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03901.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03901Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03901.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03900.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03900Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03900.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03899.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03899Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03899.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03898.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Liquidity Risk Modelling Framework2024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03898Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03898.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03953.htmlNotice - Order Regarding Review of Financial Accounting Standards Board (FASB) Accounting Support Fee for 2024 Under Section 109 of the Sarbanes-Oxley Act of 20022024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03953Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03953.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03904.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03904Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03904.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03903.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Temporary Listing Fee Waiver for Ukrainian Companies Until December 31, 20282024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03903Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03903.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03902.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed Rule Change To Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-132024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03902Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03902.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03776.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between the Options Clearing Corporation and the National Securities Clearing Corporation2024-02-26T00:00:00-08:002024-02-26T00:00:00-08:002024-03776Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-03776.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/26/2024-04030.htmlNotice - Sunshine Act Meetings2024-02-26T00:00:00-08:002024-02-26T00:00:00-08:002024-04030Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-04030.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03853.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 11a1-1(T)2024-02-26T00:00:00-08:002024-02-26T00:00:00-08:002024-03853Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-03853.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03775.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, To Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules2024-02-26T00:00:00-08:002024-02-26T00:00:00-08:002024-03775Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-03775.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03774.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending Rule 7.31E(a)(2)(B) Regarding Limit Order Price Protection2024-02-26T00:00:00-08:002024-02-26T00:00:00-08:002024-03774Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-03774.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/26/2024-01853.htmlRule - Special Purpose Acquisition Companies, Shell Companies, and Projections2024-02-26T00:00:00-08:002024-02-26T00:00:00-08:002024-01853Rulehttps://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-01853.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03810.htmlNotice - Sunshine Act Meetings2024-02-23T00:00:00-08:002024-02-23T00:00:00-08:002024-03810Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03810.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03646.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding the Open-Close Report Data2024-02-23T00:00:00-08:002024-02-23T00:00:00-08:002024-03646Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03646.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03645.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding the Open-Close Report Data2024-02-23T00:00:00-08:002024-02-23T00:00:00-08:002024-03645Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03645.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03644.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding the Open-Close Report Data2024-02-23T00:00:00-08:002024-02-23T00:00:00-08:002024-03644Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03644.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03643.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-02-23T00:00:00-08:002024-02-23T00:00:00-08:002024-03643Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03643.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03642.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-02-23T00:00:00-08:002024-02-23T00:00:00-08:002024-03642Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03642.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03641.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-02-23T00:00:00-08:002024-02-23T00:00:00-08:002024-03641Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03641.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03640.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-02-23T00:00:00-08:002024-02-23T00:00:00-08:002024-03640Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03640.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03647.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity2024-02-23T00:00:00-08:002024-02-23T00:00:00-08:002024-03647Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03647.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/22/2024-03540.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 1308 To Extend the Temporary Remote Inspection Relief for Members Through June 30, 20242024-02-22T00:00:00-08:002024-02-22T00:00:00-08:002024-03540Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-22/pdf/2024-03540.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/22/2024-03539.htmlNotice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Twenty-Third Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., The Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., MEMX LLC, MIAX Pearl, LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The NASDAQ Stock Market LLC, New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.2024-02-22T00:00:00-08:002024-02-22T00:00:00-08:002024-03539Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-22/pdf/2024-03539.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03454.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-02-21T00:00:00-08:002024-02-21T00:00:00-08:002024-03454Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03454.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03453.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2024-02-21T00:00:00-08:002024-02-21T00:00:00-08:002024-03453Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03453.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03436.htmlProposed Rule - Qualifying Venture Capital Funds Inflation Adjustment2024-02-21T00:00:00-08:002024-02-21T00:00:00-08:002024-03436Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03436.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03452.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 1182024-02-21T00:00:00-08:002024-02-21T00:00:00-08:002024-03452Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03452.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03451.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 1182024-02-21T00:00:00-08:002024-02-21T00:00:00-08:002024-03451Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03451.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03450.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3(a)2024-02-21T00:00:00-08:002024-02-21T00:00:00-08:002024-03450Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03450.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03449.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Current Rule 7.392024-02-21T00:00:00-08:002024-02-21T00:00:00-08:002024-03449Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03449.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/21/2024-03422.htmlNotice - Barings Corporate Investors, et al.2024-02-21T00:00:00-08:002024-02-21T00:00:00-08:002024-03422Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-21/pdf/2024-03422.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03342.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Purge Ports2024-02-20T00:00:00-08:002024-02-20T00:00:00-08:002024-03342Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03342.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03340.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-02-20T00:00:00-08:002024-02-20T00:00:00-08:002024-03340Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03340.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03339.htmlNotice - Self-Regulatory Organizations; CboeBZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l)2024-02-20T00:00:00-08:002024-02-20T00:00:00-08:002024-03339Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03339.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03338.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports2024-02-20T00:00:00-08:002024-02-20T00:00:00-08:002024-03338Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03338.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03337.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2024-02-20T00:00:00-08:002024-02-20T00:00:00-08:002024-03337Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03337.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03336.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Corporate Governance Requirements, as Provided Under Exchange Rule 14.10 and Make Certain Other Changes to Its Listing Rules as Provided Under Exchange Rules 14.3, 14.6, 14.7, and 14.122024-02-20T00:00:00-08:002024-02-20T00:00:00-08:002024-03336Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03336.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03335.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 404, Series of Option Contracts Open for Trading2024-02-20T00:00:00-08:002024-02-20T00:00:00-08:002024-03335Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03335.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/20/2024-03334.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports2024-02-20T00:00:00-08:002024-02-20T00:00:00-08:002024-03334Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-20/pdf/2024-03334.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03272.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 12d2-2 and Form 252024-02-16T00:00:00-08:002024-02-16T00:00:00-08:002024-03272Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-16/pdf/2024-03272.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03271.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rules 8b-1 to 8b-5; 8b-10 to 8b-22; and 8b-25 to 8b-312024-02-16T00:00:00-08:002024-02-16T00:00:00-08:002024-03271Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-16/pdf/2024-03271.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03226.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-02-16T00:00:00-08:002024-02-16T00:00:00-08:002024-03226Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-16/pdf/2024-03226.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03225.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-02-16T00:00:00-08:002024-02-16T00:00:00-08:002024-03225Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-16/pdf/2024-03225.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03224.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule2024-02-16T00:00:00-08:002024-02-16T00:00:00-08:002024-03224Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-16/pdf/2024-03224.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03223.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule2024-02-16T00:00:00-08:002024-02-16T00:00:00-08:002024-03223Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-16/pdf/2024-03223.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/16/2024-03222.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-02-16T00:00:00-08:002024-02-16T00:00:00-08:002024-03222Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-16/pdf/2024-03222.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03100.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Enhancements to Its DMM Program2024-02-15T00:00:00-08:002024-02-15T00:00:00-08:002024-03100Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-15/pdf/2024-03100.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03099.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules Related to Stock-Option Orders2024-02-15T00:00:00-08:002024-02-15T00:00:00-08:002024-03099Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-15/pdf/2024-03099.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03098.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule Regarding Periodic Auctions2024-02-15T00:00:00-08:002024-02-15T00:00:00-08:002024-03098Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-15/pdf/2024-03098.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03097.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Equities Fee Schedule2024-02-15T00:00:00-08:002024-02-15T00:00:00-08:002024-03097Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-15/pdf/2024-03097.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/15/2024-03101.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Listing Rules 5815 and 5820 To Modify the Deadline To Submit the Required Fee for a Hearing Request and To Remove Obsolete Language2024-02-15T00:00:00-08:002024-02-15T00:00:00-08:002024-03101Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-15/pdf/2024-03101.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/14/2024-02980.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2024-02-14T00:00:00-08:002024-02-14T00:00:00-08:002024-02980Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-14/pdf/2024-02980.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/14/2024-02978.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.98302024-02-14T00:00:00-08:002024-02-14T00:00:00-08:002024-02978Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-14/pdf/2024-02978.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/14/2024-02977.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 12f-32024-02-14T00:00:00-08:002024-02-14T00:00:00-08:002024-02977Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-14/pdf/2024-02977.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02951.htmlNotice - Proposed Collection; Comment Request; Extension: Market Data Infrastructure2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-02951Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02951.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02950.htmlNotice - Proposed Collection; Comment Request; Extension: Form C2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-02950Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02950.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02860.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-02860Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02860.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02859.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-02859Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02859.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02858.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-02858Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02858.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02856.htmlNotice - Proposed Collection; Comment Request; Extension: Regulation D (Form D)2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-02856Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02856.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02862.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Rule G-12 To Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-02862Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02862.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02861.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchanges Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-02861Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02861.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02906.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 0-52024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-02906Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02906.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-02936.htmlNotice - BIP Ventures Evergreen BDC, et al.2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-02936Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-02936.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01179.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01179Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01179.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01178.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01178Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01178.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01177.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01177Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01177.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01176.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01176Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01176.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01175.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01175Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01175.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01174.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01174Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01174.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01173.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01173Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01173.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01172.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of Proposed Rule Change To Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01172Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01172.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01171.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX, LLC; Notice of Filing of Proposed Rule Change To Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01171Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01171.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01194.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6897(a) and Supplementary Material To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01194Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01194.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01193.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01193Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01193.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01192.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of a Proposed Rule Change To Establish Fees Related To Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01192Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01192.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01191.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01191Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01191.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01190.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01190Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01190.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01184.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC ; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01184Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01184.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01183.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01183Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01183.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01182.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01182Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01182.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01181.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01181Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01181.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01180.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01180Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01180.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01251.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6897(b) (CAT Cost Recovery Fees) To Implement a Historical Consolidated Audit Trail Recovery Assessment; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01251Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01251.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01203.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01203Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01203.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01201.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend the NYSE Price List To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01201Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01201.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01200.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01200Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01200.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01199.htmlNotice - Self-Regulatory Organizations; MIAX Emerald LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01199Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01199.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01197.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01197Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01197.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01196.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01196Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01196.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/13/2024-01195.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2024-02-13T00:00:00-08:002024-02-13T00:00:00-08:002024-01195Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-13/pdf/2024-01195.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02932.htmlNotice - Sunshine Act Meetings2024-02-12T00:00:00-08:002024-02-12T00:00:00-08:002024-02932Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-12/pdf/2024-02932.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02754.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend its Fee Schedule Relating to the Options Regulatory Fee2024-02-12T00:00:00-08:002024-02-12T00:00:00-08:002024-02754Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-12/pdf/2024-02754.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02753.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Minimum Performance Standards Applicable to Primary Equity Securities Under the Lead Market Maker Program as Set forth in Rule 11.8(e)(1)(E), and To Make Corresponding Changes to Its Fee Schedule2024-02-12T00:00:00-08:002024-02-12T00:00:00-08:002024-02753Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-12/pdf/2024-02753.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02752.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-02-12T00:00:00-08:002024-02-12T00:00:00-08:002024-02752Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-12/pdf/2024-02752.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02751.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 236-Exemption of Shares Offered in Connection With Certain Transactions2024-02-12T00:00:00-08:002024-02-12T00:00:00-08:002024-02751Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-12/pdf/2024-02751.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02804.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Dissemination of Information on Individual Transactions in U.S. Treasury Securities and Related Fees2024-02-12T00:00:00-08:002024-02-12T00:00:00-08:002024-02804Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-12/pdf/2024-02804.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/12/2024-02755.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule Relating to the Options Regulatory Fee2024-02-12T00:00:00-08:002024-02-12T00:00:00-08:002024-02755Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-12/pdf/2024-02755.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/09/2024-00469.htmlProposed Rule - Regulatory Flexibility Agenda2024-02-09T00:00:00-08:002024-02-09T00:00:00-08:002024-00469Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-00469.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02648.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees2024-02-09T00:00:00-08:002024-02-09T00:00:00-08:002024-02648Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02648.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02647.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.62P-O2024-02-09T00:00:00-08:002024-02-09T00:00:00-08:002024-02647Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02647.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02646.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System2024-02-09T00:00:00-08:002024-02-09T00:00:00-08:002024-02646Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02646.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02645.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Modify Certain Connectivity and Port Fees2024-02-09T00:00:00-08:002024-02-09T00:00:00-08:002024-02645Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02645.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02644.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System2024-02-09T00:00:00-08:002024-02-09T00:00:00-08:002024-02644Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02644.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02643.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 To Amend IEX's Fee Schedule2024-02-09T00:00:00-08:002024-02-09T00:00:00-08:002024-02643Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02643.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02655.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify Certain Connectivity and Port Fees2024-02-09T00:00:00-08:002024-02-09T00:00:00-08:002024-02655Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02655.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/09/2024-02716.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 9b-12024-02-09T00:00:00-08:002024-02-09T00:00:00-08:002024-02716Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-09/pdf/2024-02716.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/08/2024-02520.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify How FICC Applies the Minimum Charge2024-02-08T00:00:00-08:002024-02-08T00:00:00-08:002024-02520Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-08/pdf/2024-02520.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02420.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving of Proposed Rule Change To Modify the DTC Settlement Service Guide2024-02-07T00:00:00-08:002024-02-07T00:00:00-08:002024-02420Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-07/pdf/2024-02420.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02416.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-02-07T00:00:00-08:002024-02-07T00:00:00-08:002024-02416Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-07/pdf/2024-02416.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02415.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Regarding Early Termination of Complex Order Auctions2024-02-07T00:00:00-08:002024-02-07T00:00:00-08:002024-02415Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-07/pdf/2024-02415.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02414.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.002024-02-07T00:00:00-08:002024-02-07T00:00:00-08:002024-02414Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-07/pdf/2024-02414.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02421.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.002024-02-07T00:00:00-08:002024-02-07T00:00:00-08:002024-02421Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-07/pdf/2024-02421.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/07/2024-02489.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17g-32024-02-07T00:00:00-08:002024-02-07T00:00:00-08:002024-02489Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-07/pdf/2024-02489.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02401.htmlNotice - Diameter Credit Company, et al.2024-02-06T00:00:00-08:002024-02-06T00:00:00-08:002024-02401Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-06/pdf/2024-02401.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02358.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 11a-32024-02-06T00:00:00-08:002024-02-06T00:00:00-08:002024-02358Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-06/pdf/2024-02358.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02355.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 30b2-12024-02-06T00:00:00-08:002024-02-06T00:00:00-08:002024-02355Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-06/pdf/2024-02355.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02159.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Methodology Documents2024-02-06T00:00:00-08:002024-02-06T00:00:00-08:002024-02159Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-06/pdf/2024-02159.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/06/2024-02270.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 32024-02-06T00:00:00-08:002024-02-06T00:00:00-08:002024-02270Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-06/pdf/2024-02270.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02162.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 62024-02-05T00:00:00-08:002024-02-05T00:00:00-08:002024-02162Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02162.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02161.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 92024-02-05T00:00:00-08:002024-02-05T00:00:00-08:002024-02161Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02161.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02160.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule2024-02-05T00:00:00-08:002024-02-05T00:00:00-08:002024-02160Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02160.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02158.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 62024-02-05T00:00:00-08:002024-02-05T00:00:00-08:002024-02158Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02158.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02245.htmlNotice - Blue Tractor ETF Trust and Blue Tractor Group, LLC2024-02-05T00:00:00-08:002024-02-05T00:00:00-08:002024-02245Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02245.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02157.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-02-05T00:00:00-08:002024-02-05T00:00:00-08:002024-02157Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02157.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02151.htmlNotice - Roundhill ETF Trust and Roundhill Financial Inc.2024-02-05T00:00:00-08:002024-02-05T00:00:00-08:002024-02151Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02151.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02150.htmlNotice - BondBloxx ETF Trust and BondBloxx Investment Management Corporation2024-02-05T00:00:00-08:002024-02-05T00:00:00-08:002024-02150Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02150.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/05/2024-02325.htmlNotice - Sunshine Act Meetings2024-02-05T00:00:00-08:002024-02-05T00:00:00-08:002024-02325Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-05/pdf/2024-02325.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02062.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2024-02-02T00:00:00-08:002024-02-02T00:00:00-08:002024-02062Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-02/pdf/2024-02062.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02060.htmlNotice - Investment Managers Series Trust and Liberty Street Advisors, Inc.2024-02-02T00:00:00-08:002024-02-02T00:00:00-08:002024-02060Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-02/pdf/2024-02060.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02069.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-132024-02-02T00:00:00-08:002024-02-02T00:00:00-08:002024-02069Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-02/pdf/2024-02069.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02068.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2024-02-02T00:00:00-08:002024-02-02T00:00:00-08:002024-02068Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-02/pdf/2024-02068.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/02/2024-02165.htmlNotice - Sunshine Act Meetings2024-02-02T00:00:00-08:002024-02-02T00:00:00-08:002024-02165Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-02/pdf/2024-02165.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/01/2024-02041.htmlNotice - Sunshine Act Meetings2024-02-01T00:00:00-08:002024-02-01T00:00:00-08:002024-02041Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-01/pdf/2024-02041.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/01/2024-01990.htmlNotice - Proposed Collection; Comment Request; Extension: Supplier Diversity Business Management System2024-02-01T00:00:00-08:002024-02-01T00:00:00-08:002024-01990Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-01/pdf/2024-01990.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/01/2024-01949.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity2024-02-01T00:00:00-08:002024-02-01T00:00:00-08:002024-01949Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-01/pdf/2024-01949.pdf