<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024/01?registers=between&min-day=1&max-day=31 Mon, 20 May 2024 08:14:26 -0700 Mon, 20 May 2024 08:14:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024/01?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Amendment No. 2 to Proposed Rule Change To Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01863.html https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01863.html Wed, 31 Jan 2024 00:00:00 -0800 2024-01863 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01863.pdf Notice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment To Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on Certain Port Fees https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01862.html https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01862.html Wed, 31 Jan 2024 00:00:00 -0800 2024-01862 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01862.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 2 https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01861.html https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01861.html Wed, 31 Jan 2024 00:00:00 -0800 2024-01861 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01861.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01860.html https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01860.html Wed, 31 Jan 2024 00:00:00 -0800 2024-01860 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01860.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01974.html https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01974.html Wed, 31 Jan 2024 00:00:00 -0800 2024-01974 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01974.pdf Notice - Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01923.html https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01923.html Wed, 31 Jan 2024 00:00:00 -0800 2024-01923 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01923.pdf Notice - AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01902.html https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01902.html Wed, 31 Jan 2024 00:00:00 -0800 2024-01902 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01902.pdf Notice - Axxes Private Markets Fund and Axxes Advisors LLC https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01900.html https://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01900.html Wed, 31 Jan 2024 00:00:00 -0800 2024-01900 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01900.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Recovery and Resolution https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01752.html https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01752.html Tue, 30 Jan 2024 00:00:00 -0800 2024-01752 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01752.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 2 to Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between the Options Clearing Corporation and the National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01751.html https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01751.html Tue, 30 Jan 2024 00:00:00 -0800 2024-01751 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01751.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01750.html https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01750.html Tue, 30 Jan 2024 00:00:00 -0800 2024-01750 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01750.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01749.html https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01749.html Tue, 30 Jan 2024 00:00:00 -0800 2024-01749 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01749.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 2 to Advance Notice Relating to The Options Clearing Corporation's Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01748.html https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01748.html Tue, 30 Jan 2024 00:00:00 -0800 2024-01748 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01748.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2613, Usage of Data Feeds https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01747.html https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01747.html Tue, 30 Jan 2024 00:00:00 -0800 2024-01747 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01747.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01948.html https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01948.html Tue, 30 Jan 2024 00:00:00 -0800 2024-01948 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01948.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01865.html https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01865.html Tue, 30 Jan 2024 00:00:00 -0800 2024-01865 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01865.pdf Notice - Golub Capital BDC Inc., et al. https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01818.html https://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01818.html Tue, 30 Jan 2024 00:00:00 -0800 2024-01818 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01818.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01786.html https://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01786.html Mon, 29 Jan 2024 00:00:00 -0800 2024-01786 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-29/pdf/2024-01786.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01758.html https://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01758.html Mon, 29 Jan 2024 00:00:00 -0800 2024-01758 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-29/pdf/2024-01758.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Rules Relating to Position and Exercise Limits https://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01621.html https://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01621.html Mon, 29 Jan 2024 00:00:00 -0800 2024-01621 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-29/pdf/2024-01621.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Options That Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index https://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01620.html https://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01620.html Mon, 29 Jan 2024 00:00:00 -0800 2024-01620 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-29/pdf/2024-01620.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange https://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01619.html https://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01619.html Mon, 29 Jan 2024 00:00:00 -0800 2024-01619 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-29/pdf/2024-01619.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BZX Post Only Orders at Prices Below $1.00 https://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01618.html https://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01618.html Mon, 29 Jan 2024 00:00:00 -0800 2024-01618 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-29/pdf/2024-01618.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BYX Post Only Orders at Prices Below $1.00 https://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01617.html https://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01617.html Mon, 29 Jan 2024 00:00:00 -0800 2024-01617 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-29/pdf/2024-01617.pdf Notice - AB CarVal Opportunistic Credit Fund, et al. https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01593.html https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01593.html Fri, 26 Jan 2024 00:00:00 -0800 2024-01593 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01593.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-14 To Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01394.html https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01394.html Fri, 26 Jan 2024 00:00:00 -0800 2024-01394 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01394.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01509.html https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01509.html Fri, 26 Jan 2024 00:00:00 -0800 2024-01509 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01509.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01508.html https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01508.html Fri, 26 Jan 2024 00:00:00 -0800 2024-01508 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01508.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges, Also NYSE Arca Rules 7.31-E, 7.34-E, 7.36-E, 7.37-E and 7.38-E https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01507.html https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01507.html Fri, 26 Jan 2024 00:00:00 -0800 2024-01507 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01507.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Two Aspects of its Recent Post Only Filing and to Correct One Nonsubstantive Typographical Error Introduced in the Post Only Filing https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01512.html https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01512.html Fri, 26 Jan 2024 00:00:00 -0800 2024-01512 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01512.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01511.html https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01511.html Fri, 26 Jan 2024 00:00:00 -0800 2024-01511 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01511.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01510.html https://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01510.html Fri, 26 Jan 2024 00:00:00 -0800 2024-01510 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01510.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Reduce the 15-Minute TRACE Reporting Timeframe to One Minute https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01395.html https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01395.html Thu, 25 Jan 2024 00:00:00 -0800 2024-01395 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01395.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility To Modify Certain Electronic Non-Auction Transaction Fees https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01393.html https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01393.html Thu, 25 Jan 2024 00:00:00 -0800 2024-01393 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01393.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility To Decrease Certain Electronic Non-Auction Transaction Fees https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01392.html https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01392.html Thu, 25 Jan 2024 00:00:00 -0800 2024-01392 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01392.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.3-O To Permit the Listing and Trading of Options on Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01391.html https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01391.html Thu, 25 Jan 2024 00:00:00 -0800 2024-01391 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01391.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlying Securities https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01390.html https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01390.html Thu, 25 Jan 2024 00:00:00 -0800 2024-01390 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01390.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options on iShares Bitcoin Trust https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01389.html https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01389.html Thu, 25 Jan 2024 00:00:00 -0800 2024-01389 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01389.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Permit Cboe To List and Trade Options on ETPs That Hold Bitcoin https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01388.html https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01388.html Thu, 25 Jan 2024 00:00:00 -0800 2024-01388 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01388.pdf Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlying Securities https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01387.html https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01387.html Thu, 25 Jan 2024 00:00:00 -0800 2024-01387 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01387.pdf Notice - Joint Industry Plan; Notice of Filing of a National Market System Plan Regarding Consolidated Equity Market Data https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01369.html https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01369.html Thu, 25 Jan 2024 00:00:00 -0800 2024-01369 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01369.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01386.html https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01386.html Thu, 25 Jan 2024 00:00:00 -0800 2024-01386 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01386.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Amendments to The Options Clearing Corporation's Rules, By-Laws, and Certain Clearing Member Documents https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01385.html https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01385.html Thu, 25 Jan 2024 00:00:00 -0800 2024-01385 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01385.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 18f-3 https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01437.html https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01437.html Thu, 25 Jan 2024 00:00:00 -0800 2024-01437 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01437.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 498 https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01436.html https://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01436.html Thu, 25 Jan 2024 00:00:00 -0800 2024-01436 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01436.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CDSClear Fee Grid for 2024 https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01308.html https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01308.html Wed, 24 Jan 2024 00:00:00 -0800 2024-01308 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01308.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01307.html https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01307.html Wed, 24 Jan 2024 00:00:00 -0800 2024-01307 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01307.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17 https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01306.html https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01306.html Wed, 24 Jan 2024 00:00:00 -0800 2024-01306 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01306.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01305.html https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01305.html Wed, 24 Jan 2024 00:00:00 -0800 2024-01305 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01305.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01304.html https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01304.html Wed, 24 Jan 2024 00:00:00 -0800 2024-01304 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01304.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01314.html https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01314.html Wed, 24 Jan 2024 00:00:00 -0800 2024-01314 Rule https://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01314.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 18f-4 https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01282.html https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01282.html Wed, 24 Jan 2024 00:00:00 -0800 2024-01282 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01282.pdf Notice - Proposed Collection; Comment Request; Extension: Form N-CEN https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01350.html https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01350.html Wed, 24 Jan 2024 00:00:00 -0800 2024-01350 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01350.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 34b-1 https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01349.html https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01349.html Wed, 24 Jan 2024 00:00:00 -0800 2024-01349 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01349.pdf Notice - CAZ Strategic Opportunities Fund, et al. https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01362.html https://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01362.html Wed, 24 Jan 2024 00:00:00 -0800 2024-01362 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01362.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01346.html https://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01346.html Tue, 23 Jan 2024 00:00:00 -0800 2024-01346 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-23/pdf/2024-01346.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 13h-1 and Form 13H https://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01271.html https://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01271.html Tue, 23 Jan 2024 00:00:00 -0800 2024-01271 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-23/pdf/2024-01271.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Remote Inspection Relief to IEX Members To Include Calendar Year 2024 Inspection Obligations Through the Earlier of the Effective Date of the Recently Approved FINRA Pilot Program on Remote Inspections, or June 30, 2024 https://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01202.html https://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01202.html Tue, 23 Jan 2024 00:00:00 -0800 2024-01202 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-23/pdf/2024-01202.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies https://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01189.html https://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01189.html Tue, 23 Jan 2024 00:00:00 -0800 2024-01189 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-23/pdf/2024-01189.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 980NYP https://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01188.html https://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01188.html Tue, 23 Jan 2024 00:00:00 -0800 2024-01188 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-23/pdf/2024-01188.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Representation Relating to the Grayscale Bitcoin Trust https://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01187.html https://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01187.html Tue, 23 Jan 2024 00:00:00 -0800 2024-01187 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-23/pdf/2024-01187.pdf Notice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment To Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01071.html https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01071.html Mon, 22 Jan 2024 00:00:00 -0800 2024-01071 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01071.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 3240 (Borrowing From or Lending to Customers) https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01068.html https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01068.html Mon, 22 Jan 2024 00:00:00 -0800 2024-01068 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01068.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01066.html https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01066.html Mon, 22 Jan 2024 00:00:00 -0800 2024-01066 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01066.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 11a-2 https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01102.html https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01102.html Mon, 22 Jan 2024 00:00:00 -0800 2024-01102 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01102.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form N-6F https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01101.html https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01101.html Mon, 22 Jan 2024 00:00:00 -0800 2024-01101 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01101.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 12d1-4 https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01100.html https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01100.html Mon, 22 Jan 2024 00:00:00 -0800 2024-01100 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01100.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form N-54A https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01099.html https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01099.html Mon, 22 Jan 2024 00:00:00 -0800 2024-01099 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01099.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17f-1 https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01125.html https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01125.html Mon, 22 Jan 2024 00:00:00 -0800 2024-01125 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01125.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01225.html https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01225.html Mon, 22 Jan 2024 00:00:00 -0800 2024-01225 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01225.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01207.html https://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01207.html Mon, 22 Jan 2024 00:00:00 -0800 2024-01207 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01207.pdf Notice - GC Advisors LLC and Golub Capital Private Credit Fund https://regulations.justia.com/regulations/fedreg/2024/01/19/2024-01022.html https://regulations.justia.com/regulations/fedreg/2024/01/19/2024-01022.html Fri, 19 Jan 2024 00:00:00 -0800 2024-01022 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-19/pdf/2024-01022.pdf Notice - Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2024/01/19/2024-00941.html https://regulations.justia.com/regulations/fedreg/2024/01/19/2024-00941.html Fri, 19 Jan 2024 00:00:00 -0800 2024-00941 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-19/pdf/2024-00941.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure To Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00856.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00856.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00856 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00856.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its NYSE Arca Options Fees and Charges https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00855.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00855.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00855 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00855.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00854.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00854.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00854 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00854.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00853.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00853.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00853 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00853.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00852.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00852.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00852 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00852.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Membership Fee at Equity 7, Section 10 https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00851.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00851.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00851 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00851.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Add Historical Depth Data Fee https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00850.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00850.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00850 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00850.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Charges https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00849.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00849.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00849 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00849.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Related to Certain Data Fees https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00848.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00848.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00848 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00848.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Add Historical Depth Data Fee https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00847.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00847.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00847 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00847.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00846.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00846.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00846 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00846.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Historical Depth Data Fees https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00845.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00845.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00845 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00845.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Historical Depth Data Fees https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00844.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00844.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00844 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00844.pdf Notice - Self-Regulatory Organizations; MIAX Pearl, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Expand the NBBO Setter Plus Program and Remove the Step-Up Added Liquidity Rebate https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00843.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00843.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00843 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00843.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Historical Depth Data Fees https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00923.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00923.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00923 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00923.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00922.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00922.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00922 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00922.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Historical Depth Data Fees https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00921.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00921.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00921 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00921.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Change To Amend Its Schedule of Fees and Rebates https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00920.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00920.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00920 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00920.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00919.html https://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00919.html Thu, 18 Jan 2024 00:00:00 -0800 2024-00919 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00919.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify Rule 11.24 To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.00 https://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00712.html https://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00712.html Wed, 17 Jan 2024 00:00:00 -0800 2024-00712 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-17/pdf/2024-00712.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Remove the Cross Asset Tier https://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00711.html https://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00711.html Wed, 17 Jan 2024 00:00:00 -0800 2024-00711 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-17/pdf/2024-00711.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Fees for the Short Interest Report https://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00710.html https://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00710.html Wed, 17 Jan 2024 00:00:00 -0800 2024-00710 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-17/pdf/2024-00710.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; The Nasdaq Stock Market LLC; Cboe BZX Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, To List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units https://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00743.html https://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00743.html Wed, 17 Jan 2024 00:00:00 -0800 2024-00743 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-17/pdf/2024-00743.pdf Notice - Venerable Insurance and Annuity Company, et al. https://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00791.html https://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00791.html Wed, 17 Jan 2024 00:00:00 -0800 2024-00791 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-17/pdf/2024-00791.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 18a-5 https://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00702.html https://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00702.html Wed, 17 Jan 2024 00:00:00 -0800 2024-00702 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-17/pdf/2024-00702.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00640.html https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00640.html Tue, 16 Jan 2024 00:00:00 -0800 2024-00640 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00640.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00639.html https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00639.html Tue, 16 Jan 2024 00:00:00 -0800 2024-00639 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00639.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00638.html https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00638.html Tue, 16 Jan 2024 00:00:00 -0800 2024-00638 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00638.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00637.html https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00637.html Tue, 16 Jan 2024 00:00:00 -0800 2024-00637 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00637.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To List and Trade Shares of Grayscale Bitcoin Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00636.html https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00636.html Tue, 16 Jan 2024 00:00:00 -0800 2024-00636 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00636.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Provide Relief Relating to Specified Option Transactions Under FINRA Rule 4210 (Margin Requirements) https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00631.html https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00631.html Tue, 16 Jan 2024 00:00:00 -0800 2024-00631 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00631.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Refine the Margin Liquidity Adjustment (“MLA”) Charge Calculation and the Description of the MLA Charge https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00630.html https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00630.html Tue, 16 Jan 2024 00:00:00 -0800 2024-00630 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00630.pdf Notice - Elevation Series Trust and Sovereign's Capital Management, LLC https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00605.html https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00605.html Tue, 16 Jan 2024 00:00:00 -0800 2024-00605 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00605.pdf Rule - Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities https://regulations.justia.com/regulations/fedreg/2024/01/16/2023-27860.html https://regulations.justia.com/regulations/fedreg/2024/01/16/2023-27860.html Tue, 16 Jan 2024 00:00:00 -0800 2023-27860 Rule https://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2023-27860.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00756.html https://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00756.html Tue, 16 Jan 2024 00:00:00 -0800 2024-00756 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00756.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add the User Specific Routing Option https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00504.html https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00504.html Fri, 12 Jan 2024 00:00:00 -0800 2024-00504 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00504.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00503.html https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00503.html Fri, 12 Jan 2024 00:00:00 -0800 2024-00503 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00503.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00502.html https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00502.html Fri, 12 Jan 2024 00:00:00 -0800 2024-00502 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00502.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To List and Trade Shares of the Invesco Galaxy Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00501.html https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00501.html Fri, 12 Jan 2024 00:00:00 -0800 2024-00501 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00501.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00500.html https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00500.html Fri, 12 Jan 2024 00:00:00 -0800 2024-00500 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00500.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 5 to a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00499.html https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00499.html Fri, 12 Jan 2024 00:00:00 -0800 2024-00499 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00499.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Hashdex Bitcoin ETF Under NYSE Arca Rule 8.500-E (Trust Units) https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00498.html https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00498.html Fri, 12 Jan 2024 00:00:00 -0800 2024-00498 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00498.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain Transaction Fees and Credits in the NYSE American Equities Price List and Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00497.html https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00497.html Fri, 12 Jan 2024 00:00:00 -0800 2024-00497 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00497.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To List and Trade Shares of the Bitwise Bitcoin ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00510.html https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00510.html Fri, 12 Jan 2024 00:00:00 -0800 2024-00510 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00510.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Franklin Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00509.html https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00509.html Fri, 12 Jan 2024 00:00:00 -0800 2024-00509 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00509.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the iShares Bitcoin Trust Under Nasdaq Rule 5711(d) https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00508.html https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00508.html Fri, 12 Jan 2024 00:00:00 -0800 2024-00508 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00508.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00507.html https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00507.html Fri, 12 Jan 2024 00:00:00 -0800 2024-00507 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00507.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 3 to a Proposed Rule Change To List and Trade Shares of the Fidelity Wise Origin Bitcoin Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00506.html https://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00506.html Fri, 12 Jan 2024 00:00:00 -0800 2024-00506 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00506.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Liquidity Risk Modelling Framework https://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00383.html https://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00383.html Thu, 11 Jan 2024 00:00:00 -0800 2024-00383 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-11/pdf/2024-00383.pdf Notice - Adjustments to Civil Monetary Penalty Amounts https://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00378.html https://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00378.html Thu, 11 Jan 2024 00:00:00 -0800 2024-00378 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-11/pdf/2024-00378.pdf Notice - Proposed Collection; Comment Request; Extension: Form 24F-2 https://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00402.html https://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00402.html Thu, 11 Jan 2024 00:00:00 -0800 2024-00402 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-11/pdf/2024-00402.pdf Notice - Octagon XAI CLO Income Fund and XA Investments LLC https://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00472.html https://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00472.html Thu, 11 Jan 2024 00:00:00 -0800 2024-00472 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-11/pdf/2024-00472.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00386.html https://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00386.html Thu, 11 Jan 2024 00:00:00 -0800 2024-00386 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-11/pdf/2024-00386.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00385.html https://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00385.html Thu, 11 Jan 2024 00:00:00 -0800 2024-00385 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-11/pdf/2024-00385.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00384.html https://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00384.html Thu, 11 Jan 2024 00:00:00 -0800 2024-00384 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-11/pdf/2024-00384.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options https://regulations.justia.com/regulations/fedreg/2024/01/10/2024-00286.html https://regulations.justia.com/regulations/fedreg/2024/01/10/2024-00286.html Wed, 10 Jan 2024 00:00:00 -0800 2024-00286 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-10/pdf/2024-00286.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Six Typographical Citation and Cross-Reference Errors in the IEX Rule Book https://regulations.justia.com/regulations/fedreg/2024/01/10/2024-00285.html https://regulations.justia.com/regulations/fedreg/2024/01/10/2024-00285.html Wed, 10 Jan 2024 00:00:00 -0800 2024-00285 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-10/pdf/2024-00285.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17 https://regulations.justia.com/regulations/fedreg/2024/01/10/2024-00284.html https://regulations.justia.com/regulations/fedreg/2024/01/10/2024-00284.html Wed, 10 Jan 2024 00:00:00 -0800 2024-00284 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-10/pdf/2024-00284.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees at Equity 7 Sections 114 and 118 https://regulations.justia.com/regulations/fedreg/2024/01/09/2024-00179.html https://regulations.justia.com/regulations/fedreg/2024/01/09/2024-00179.html Tue, 09 Jan 2024 00:00:00 -0800 2024-00179 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-09/pdf/2024-00179.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Remove Expired Rebate Tier Criterion https://regulations.justia.com/regulations/fedreg/2024/01/09/2024-00178.html https://regulations.justia.com/regulations/fedreg/2024/01/09/2024-00178.html Tue, 09 Jan 2024 00:00:00 -0800 2024-00178 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-09/pdf/2024-00178.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees at Equity 7, Section 3 https://regulations.justia.com/regulations/fedreg/2024/01/09/2024-00177.html https://regulations.justia.com/regulations/fedreg/2024/01/09/2024-00177.html Tue, 09 Jan 2024 00:00:00 -0800 2024-00177 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-09/pdf/2024-00177.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees at Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2024/01/09/2024-00176.html https://regulations.justia.com/regulations/fedreg/2024/01/09/2024-00176.html Tue, 09 Jan 2024 00:00:00 -0800 2024-00176 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-09/pdf/2024-00176.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Nasdaq PHLX LLC https://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00081.html https://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00081.html Mon, 08 Jan 2024 00:00:00 -0800 2024-00081 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2024-00081.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish an Options Regulatory Fee (“ORF”) https://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00080.html https://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00080.html Mon, 08 Jan 2024 00:00:00 -0800 2024-00080 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2024-00080.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Extend the Membership Fee Waiver https://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00079.html https://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00079.html Mon, 08 Jan 2024 00:00:00 -0800 2024-00079 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2024-00079.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the DTC Fee Schedule To Revise Certain Fees Charged to Participants for (i) Participants Fund Maintenance; (ii) Underwriting Services; (iii) Asset Services; and (iv) Settlement Services https://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00078.html https://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00078.html Mon, 08 Jan 2024 00:00:00 -0800 2024-00078 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2024-00078.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2024/01/08/2023-29007.html https://regulations.justia.com/regulations/fedreg/2024/01/08/2023-29007.html Mon, 08 Jan 2024 00:00:00 -0800 2023-29007 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2023-29007.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00082.html https://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00082.html Mon, 08 Jan 2024 00:00:00 -0800 2024-00082 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2024-00082.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 12f-1 https://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00120.html https://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00120.html Mon, 08 Jan 2024 00:00:00 -0800 2024-00120 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2024-00120.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00246.html https://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00246.html Mon, 08 Jan 2024 00:00:00 -0800 2024-00246 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2024-00246.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Adopt New Section 145a of the NYSE American Company Guide https://regulations.justia.com/regulations/fedreg/2024/01/05/2023-29006.html https://regulations.justia.com/regulations/fedreg/2024/01/05/2023-29006.html Fri, 05 Jan 2024 00:00:00 -0800 2023-29006 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-05/pdf/2023-29006.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading https://regulations.justia.com/regulations/fedreg/2024/01/05/2023-29005.html https://regulations.justia.com/regulations/fedreg/2024/01/05/2023-29005.html Fri, 05 Jan 2024 00:00:00 -0800 2023-29005 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-05/pdf/2023-29005.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rules To Accommodate the Listing of Options Series That Would Expire at the Close of Business on the Last Business Day of a Calendar Month (“Monthly Options Series”) https://regulations.justia.com/regulations/fedreg/2024/01/04/2023-28950.html https://regulations.justia.com/regulations/fedreg/2024/01/04/2023-28950.html Thu, 04 Jan 2024 00:00:00 -0800 2023-28950 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-04/pdf/2023-28950.pdf Notice - Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2024/01/04/2023-28994.html https://regulations.justia.com/regulations/fedreg/2024/01/04/2023-28994.html Thu, 04 Jan 2024 00:00:00 -0800 2023-28994 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-04/pdf/2023-28994.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange https://regulations.justia.com/regulations/fedreg/2024/01/03/2023-28868.html https://regulations.justia.com/regulations/fedreg/2024/01/03/2023-28868.html Wed, 03 Jan 2024 00:00:00 -0800 2023-28868 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-03/pdf/2023-28868.pdf Notice - AB CarVal Opportunistic Credit Fund, et al. https://regulations.justia.com/regulations/fedreg/2024/01/03/2023-28867.html https://regulations.justia.com/regulations/fedreg/2024/01/03/2023-28867.html Wed, 03 Jan 2024 00:00:00 -0800 2023-28867 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-03/pdf/2023-28867.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual To Modify the Circumstances Under Which a Listed Company Must Obtain Shareholder Approval of a Sale of Securities Below the Minimum Price to a Substantial Security Holder of the Company https://regulations.justia.com/regulations/fedreg/2024/01/02/2023-28796.html https://regulations.justia.com/regulations/fedreg/2024/01/02/2023-28796.html Tue, 02 Jan 2024 00:00:00 -0800 2023-28796 Notice https://www.govinfo.gov/content/pkg/FR-2024-01-02/pdf/2023-28796.pdf