Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024/01?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-20T07:15:27-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01863.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Amendment No. 2 to Proposed Rule Change To Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules2024-01-31T00:00:00-08:002024-01-31T00:00:00-08:002024-01863Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01863.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01862.htmlNotice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment To Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on Certain Port Fees2024-01-31T00:00:00-08:002024-01-31T00:00:00-08:002024-01862Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01862.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01861.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 22024-01-31T00:00:00-08:002024-01-31T00:00:00-08:002024-01861Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01861.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01860.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2024-01-31T00:00:00-08:002024-01-31T00:00:00-08:002024-01860Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01860.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01974.htmlNotice - Sunshine Act Meetings2024-01-31T00:00:00-08:002024-01-31T00:00:00-08:002024-01974Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01974.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01923.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402024-01-31T00:00:00-08:002024-01-31T00:00:00-08:002024-01923Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01923.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01902.htmlNotice - AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP2024-01-31T00:00:00-08:002024-01-31T00:00:00-08:002024-01902Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01902.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/31/2024-01900.htmlNotice - Axxes Private Markets Fund and Axxes Advisors LLC2024-01-31T00:00:00-08:002024-01-31T00:00:00-08:002024-01900Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-31/pdf/2024-01900.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01752.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Recovery and Resolution2024-01-30T00:00:00-08:002024-01-30T00:00:00-08:002024-01752Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01752.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01751.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 2 to Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between the Options Clearing Corporation and the National Securities Clearing Corporation2024-01-30T00:00:00-08:002024-01-30T00:00:00-08:002024-01751Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01751.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01750.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 42024-01-30T00:00:00-08:002024-01-30T00:00:00-08:002024-01750Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01750.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01749.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares2024-01-30T00:00:00-08:002024-01-30T00:00:00-08:002024-01749Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01749.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01748.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 2 to Advance Notice Relating to The Options Clearing Corporation's Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation2024-01-30T00:00:00-08:002024-01-30T00:00:00-08:002024-01748Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01748.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01747.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2613, Usage of Data Feeds2024-01-30T00:00:00-08:002024-01-30T00:00:00-08:002024-01747Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01747.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01948.htmlNotice - Sunshine Act Meetings2024-01-30T00:00:00-08:002024-01-30T00:00:00-08:002024-01948Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01948.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01865.htmlNotice - Sunshine Act Meetings2024-01-30T00:00:00-08:002024-01-30T00:00:00-08:002024-01865Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01865.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/30/2024-01818.htmlNotice - Golub Capital BDC Inc., et al.2024-01-30T00:00:00-08:002024-01-30T00:00:00-08:002024-01818Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-30/pdf/2024-01818.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01786.htmlNotice - Sunshine Act Meetings2024-01-29T00:00:00-08:002024-01-29T00:00:00-08:002024-01786Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-29/pdf/2024-01786.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01758.htmlNotice - Sunshine Act Meetings2024-01-29T00:00:00-08:002024-01-29T00:00:00-08:002024-01758Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-29/pdf/2024-01758.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01621.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Rules Relating to Position and Exercise Limits2024-01-29T00:00:00-08:002024-01-29T00:00:00-08:002024-01621Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-29/pdf/2024-01621.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01620.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Options That Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index2024-01-29T00:00:00-08:002024-01-29T00:00:00-08:002024-01620Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-29/pdf/2024-01620.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01619.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange2024-01-29T00:00:00-08:002024-01-29T00:00:00-08:002024-01619Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-29/pdf/2024-01619.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01618.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BZX Post Only Orders at Prices Below $1.002024-01-29T00:00:00-08:002024-01-29T00:00:00-08:002024-01618Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-29/pdf/2024-01618.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/29/2024-01617.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BYX Post Only Orders at Prices Below $1.002024-01-29T00:00:00-08:002024-01-29T00:00:00-08:002024-01617Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-29/pdf/2024-01617.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01593.htmlNotice - AB CarVal Opportunistic Credit Fund, et al.2024-01-26T00:00:00-08:002024-01-26T00:00:00-08:002024-01593Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01593.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01394.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-14 To Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB2024-01-26T00:00:00-08:002024-01-26T00:00:00-08:002024-01394Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01394.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01509.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product2024-01-26T00:00:00-08:002024-01-26T00:00:00-08:002024-01509Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01509.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01508.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2024-01-26T00:00:00-08:002024-01-26T00:00:00-08:002024-01508Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01508.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01507.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges, Also NYSE Arca Rules 7.31-E, 7.34-E, 7.36-E, 7.37-E and 7.38-E2024-01-26T00:00:00-08:002024-01-26T00:00:00-08:002024-01507Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01507.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01512.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Two Aspects of its Recent Post Only Filing and to Correct One Nonsubstantive Typographical Error Introduced in the Post Only Filing2024-01-26T00:00:00-08:002024-01-26T00:00:00-08:002024-01512Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01512.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01511.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2024-01-26T00:00:00-08:002024-01-26T00:00:00-08:002024-01511Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01511.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/26/2024-01510.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product2024-01-26T00:00:00-08:002024-01-26T00:00:00-08:002024-01510Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-26/pdf/2024-01510.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01395.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Reduce the 15-Minute TRACE Reporting Timeframe to One Minute2024-01-25T00:00:00-08:002024-01-25T00:00:00-08:002024-01395Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01395.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01393.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility To Modify Certain Electronic Non-Auction Transaction Fees2024-01-25T00:00:00-08:002024-01-25T00:00:00-08:002024-01393Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01393.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01392.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility To Decrease Certain Electronic Non-Auction Transaction Fees2024-01-25T00:00:00-08:002024-01-25T00:00:00-08:002024-01392Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01392.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01391.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.3-O To Permit the Listing and Trading of Options on Commodity-Based Trust Shares2024-01-25T00:00:00-08:002024-01-25T00:00:00-08:002024-01391Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01391.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01390.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlying Securities2024-01-25T00:00:00-08:002024-01-25T00:00:00-08:002024-01390Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01390.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01389.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options on iShares Bitcoin Trust2024-01-25T00:00:00-08:002024-01-25T00:00:00-08:002024-01389Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01389.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01388.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Permit Cboe To List and Trade Options on ETPs That Hold Bitcoin2024-01-25T00:00:00-08:002024-01-25T00:00:00-08:002024-01388Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01388.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01387.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlying Securities2024-01-25T00:00:00-08:002024-01-25T00:00:00-08:002024-01387Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01387.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01369.htmlNotice - Joint Industry Plan; Notice of Filing of a National Market System Plan Regarding Consolidated Equity Market Data2024-01-25T00:00:00-08:002024-01-25T00:00:00-08:002024-01369Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01369.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01386.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility2024-01-25T00:00:00-08:002024-01-25T00:00:00-08:002024-01386Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01386.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01385.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Amendments to The Options Clearing Corporation's Rules, By-Laws, and Certain Clearing Member Documents2024-01-25T00:00:00-08:002024-01-25T00:00:00-08:002024-01385Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01385.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01437.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 18f-32024-01-25T00:00:00-08:002024-01-25T00:00:00-08:002024-01437Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01437.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/25/2024-01436.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 4982024-01-25T00:00:00-08:002024-01-25T00:00:00-08:002024-01436Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-25/pdf/2024-01436.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01308.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CDSClear Fee Grid for 20242024-01-24T00:00:00-08:002024-01-24T00:00:00-08:002024-01308Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01308.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01307.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-01-24T00:00:00-08:002024-01-24T00:00:00-08:002024-01307Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01307.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01306.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.172024-01-24T00:00:00-08:002024-01-24T00:00:00-08:002024-01306Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01306.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01305.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.342024-01-24T00:00:00-08:002024-01-24T00:00:00-08:002024-01305Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01305.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01304.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.342024-01-24T00:00:00-08:002024-01-24T00:00:00-08:002024-01304Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01304.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01314.htmlRule - Adoption of Updated EDGAR Filer Manual2024-01-24T00:00:00-08:002024-01-24T00:00:00-08:002024-01314Rulehttps://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01314.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01282.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 18f-42024-01-24T00:00:00-08:002024-01-24T00:00:00-08:002024-01282Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01282.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01350.htmlNotice - Proposed Collection; Comment Request; Extension: Form N-CEN2024-01-24T00:00:00-08:002024-01-24T00:00:00-08:002024-01350Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01350.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01349.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 34b-12024-01-24T00:00:00-08:002024-01-24T00:00:00-08:002024-01349Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01349.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/24/2024-01362.htmlNotice - CAZ Strategic Opportunities Fund, et al.2024-01-24T00:00:00-08:002024-01-24T00:00:00-08:002024-01362Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-24/pdf/2024-01362.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01346.htmlNotice - Sunshine Act Meetings2024-01-23T00:00:00-08:002024-01-23T00:00:00-08:002024-01346Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-23/pdf/2024-01346.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01271.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 13h-1 and Form 13H2024-01-23T00:00:00-08:002024-01-23T00:00:00-08:002024-01271Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-23/pdf/2024-01271.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01202.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Remote Inspection Relief to IEX Members To Include Calendar Year 2024 Inspection Obligations Through the Earlier of the Effective Date of the Recently Approved FINRA Pilot Program on Remote Inspections, or June 30, 20242024-01-23T00:00:00-08:002024-01-23T00:00:00-08:002024-01202Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-23/pdf/2024-01202.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01189.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies2024-01-23T00:00:00-08:002024-01-23T00:00:00-08:002024-01189Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-23/pdf/2024-01189.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01188.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 980NYP2024-01-23T00:00:00-08:002024-01-23T00:00:00-08:002024-01188Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-23/pdf/2024-01188.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/23/2024-01187.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Representation Relating to the Grayscale Bitcoin Trust2024-01-23T00:00:00-08:002024-01-23T00:00:00-08:002024-01187Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-23/pdf/2024-01187.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01071.htmlNotice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment To Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information2024-01-22T00:00:00-08:002024-01-22T00:00:00-08:002024-01071Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01071.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01068.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 3240 (Borrowing From or Lending to Customers)2024-01-22T00:00:00-08:002024-01-22T00:00:00-08:002024-01068Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01068.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01066.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-01-22T00:00:00-08:002024-01-22T00:00:00-08:002024-01066Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01066.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01102.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 11a-22024-01-22T00:00:00-08:002024-01-22T00:00:00-08:002024-01102Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01102.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01101.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form N-6F2024-01-22T00:00:00-08:002024-01-22T00:00:00-08:002024-01101Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01101.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01100.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 12d1-42024-01-22T00:00:00-08:002024-01-22T00:00:00-08:002024-01100Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01100.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01099.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form N-54A2024-01-22T00:00:00-08:002024-01-22T00:00:00-08:002024-01099Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01099.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01125.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17f-12024-01-22T00:00:00-08:002024-01-22T00:00:00-08:002024-01125Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01125.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01225.htmlNotice - Sunshine Act Meetings2024-01-22T00:00:00-08:002024-01-22T00:00:00-08:002024-01225Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01225.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/22/2024-01207.htmlNotice - Sunshine Act Meetings2024-01-22T00:00:00-08:002024-01-22T00:00:00-08:002024-01207Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-22/pdf/2024-01207.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/19/2024-01022.htmlNotice - GC Advisors LLC and Golub Capital Private Credit Fund2024-01-19T00:00:00-08:002024-01-19T00:00:00-08:002024-01022Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-19/pdf/2024-01022.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/19/2024-00941.htmlNotice - Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 19402024-01-19T00:00:00-08:002024-01-19T00:00:00-08:002024-00941Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-19/pdf/2024-00941.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00856.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure To Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00856Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00856.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00855.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its NYSE Arca Options Fees and Charges2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00855Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00855.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00854.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00854Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00854.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00853.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its NYSE Arca Equities Fees and Charges2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00853Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00853.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00852.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 1182024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00852Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00852.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00851.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Membership Fee at Equity 7, Section 102024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00851Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00851.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00850.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Add Historical Depth Data Fee2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00850Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00850.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00849.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Charges2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00849Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00849.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00848.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Related to Certain Data Fees2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00848Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00848.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00847.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Add Historical Depth Data Fee2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00847Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00847.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00846.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00846Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00846.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00845.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Historical Depth Data Fees2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00845Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00845.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00844.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Historical Depth Data Fees2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00844Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00844.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00843.htmlNotice - Self-Regulatory Organizations; MIAX Pearl, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Expand the NBBO Setter Plus Program and Remove the Step-Up Added Liquidity Rebate2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00843Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00843.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00923.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Historical Depth Data Fees2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00923Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00923.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00922.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00922Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00922.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00921.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Historical Depth Data Fees2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00921Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00921.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00920.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Change To Amend Its Schedule of Fees and Rebates2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00920Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00920.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/18/2024-00919.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates2024-01-18T00:00:00-08:002024-01-18T00:00:00-08:002024-00919Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-18/pdf/2024-00919.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00712.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify Rule 11.24 To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.002024-01-17T00:00:00-08:002024-01-17T00:00:00-08:002024-00712Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-17/pdf/2024-00712.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00711.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Remove the Cross Asset Tier2024-01-17T00:00:00-08:002024-01-17T00:00:00-08:002024-00711Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-17/pdf/2024-00711.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00710.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Fees for the Short Interest Report2024-01-17T00:00:00-08:002024-01-17T00:00:00-08:002024-00710Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-17/pdf/2024-00710.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00743.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; The Nasdaq Stock Market LLC; Cboe BZX Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, To List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units2024-01-17T00:00:00-08:002024-01-17T00:00:00-08:002024-00743Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-17/pdf/2024-00743.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00791.htmlNotice - Venerable Insurance and Annuity Company, et al.2024-01-17T00:00:00-08:002024-01-17T00:00:00-08:002024-00791Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-17/pdf/2024-00791.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/17/2024-00702.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 18a-52024-01-17T00:00:00-08:002024-01-17T00:00:00-08:002024-00702Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-17/pdf/2024-00702.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00640.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-01-16T00:00:00-08:002024-01-16T00:00:00-08:002024-00640Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00640.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00639.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-01-16T00:00:00-08:002024-01-16T00:00:00-08:002024-00639Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00639.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00638.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options2024-01-16T00:00:00-08:002024-01-16T00:00:00-08:002024-00638Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00638.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00637.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options2024-01-16T00:00:00-08:002024-01-16T00:00:00-08:002024-00637Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00637.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00636.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To List and Trade Shares of Grayscale Bitcoin Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2024-01-16T00:00:00-08:002024-01-16T00:00:00-08:002024-00636Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00636.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00631.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Provide Relief Relating to Specified Option Transactions Under FINRA Rule 4210 (Margin Requirements)2024-01-16T00:00:00-08:002024-01-16T00:00:00-08:002024-00631Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00631.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00630.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Refine the Margin Liquidity Adjustment (“MLA”) Charge Calculation and the Description of the MLA Charge2024-01-16T00:00:00-08:002024-01-16T00:00:00-08:002024-00630Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00630.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00605.htmlNotice - Elevation Series Trust and Sovereign's Capital Management, LLC2024-01-16T00:00:00-08:002024-01-16T00:00:00-08:002024-00605Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00605.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/16/2023-27860.htmlRule - Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities2024-01-16T00:00:00-08:002024-01-16T00:00:00-08:002023-27860Rulehttps://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2023-27860.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/16/2024-00756.htmlNotice - Sunshine Act Meetings2024-01-16T00:00:00-08:002024-01-16T00:00:00-08:002024-00756Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-16/pdf/2024-00756.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00504.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add the User Specific Routing Option2024-01-12T00:00:00-08:002024-01-12T00:00:00-08:002024-00504Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00504.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00503.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-01-12T00:00:00-08:002024-01-12T00:00:00-08:002024-00503Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00503.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00502.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-01-12T00:00:00-08:002024-01-12T00:00:00-08:002024-00502Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00502.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00501.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To List and Trade Shares of the Invesco Galaxy Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-01-12T00:00:00-08:002024-01-12T00:00:00-08:002024-00501Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00501.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00500.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List2024-01-12T00:00:00-08:002024-01-12T00:00:00-08:002024-00500Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00500.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00499.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 5 to a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-01-12T00:00:00-08:002024-01-12T00:00:00-08:002024-00499Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00499.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00498.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Hashdex Bitcoin ETF Under NYSE Arca Rule 8.500-E (Trust Units)2024-01-12T00:00:00-08:002024-01-12T00:00:00-08:002024-00498Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00498.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00497.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain Transaction Fees and Credits in the NYSE American Equities Price List and Fee Schedule2024-01-12T00:00:00-08:002024-01-12T00:00:00-08:002024-00497Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00497.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00510.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To List and Trade Shares of the Bitwise Bitcoin ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2024-01-12T00:00:00-08:002024-01-12T00:00:00-08:002024-00510Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00510.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00509.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Franklin Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-01-12T00:00:00-08:002024-01-12T00:00:00-08:002024-00509Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00509.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00508.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the iShares Bitcoin Trust Under Nasdaq Rule 5711(d)2024-01-12T00:00:00-08:002024-01-12T00:00:00-08:002024-00508Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00508.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00507.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares2024-01-12T00:00:00-08:002024-01-12T00:00:00-08:002024-00507Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00507.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/12/2024-00506.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 3 to a Proposed Rule Change To List and Trade Shares of the Fidelity Wise Origin Bitcoin Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-01-12T00:00:00-08:002024-01-12T00:00:00-08:002024-00506Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-12/pdf/2024-00506.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00383.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Liquidity Risk Modelling Framework2024-01-11T00:00:00-08:002024-01-11T00:00:00-08:002024-00383Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-11/pdf/2024-00383.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00378.htmlNotice - Adjustments to Civil Monetary Penalty Amounts2024-01-11T00:00:00-08:002024-01-11T00:00:00-08:002024-00378Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-11/pdf/2024-00378.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00402.htmlNotice - Proposed Collection; Comment Request; Extension: Form 24F-22024-01-11T00:00:00-08:002024-01-11T00:00:00-08:002024-00402Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-11/pdf/2024-00402.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00472.htmlNotice - Octagon XAI CLO Income Fund and XA Investments LLC2024-01-11T00:00:00-08:002024-01-11T00:00:00-08:002024-00472Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-11/pdf/2024-00472.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00386.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2024-01-11T00:00:00-08:002024-01-11T00:00:00-08:002024-00386Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-11/pdf/2024-00386.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00385.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-01-11T00:00:00-08:002024-01-11T00:00:00-08:002024-00385Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-11/pdf/2024-00385.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/11/2024-00384.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E2024-01-11T00:00:00-08:002024-01-11T00:00:00-08:002024-00384Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-11/pdf/2024-00384.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/10/2024-00286.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options2024-01-10T00:00:00-08:002024-01-10T00:00:00-08:002024-00286Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-10/pdf/2024-00286.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/10/2024-00285.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Six Typographical Citation and Cross-Reference Errors in the IEX Rule Book2024-01-10T00:00:00-08:002024-01-10T00:00:00-08:002024-00285Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-10/pdf/2024-00285.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/10/2024-00284.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.172024-01-10T00:00:00-08:002024-01-10T00:00:00-08:002024-00284Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-10/pdf/2024-00284.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/09/2024-00179.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees at Equity 7 Sections 114 and 1182024-01-09T00:00:00-08:002024-01-09T00:00:00-08:002024-00179Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-09/pdf/2024-00179.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/09/2024-00178.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Remove Expired Rebate Tier Criterion2024-01-09T00:00:00-08:002024-01-09T00:00:00-08:002024-00178Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-09/pdf/2024-00178.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/09/2024-00177.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees at Equity 7, Section 32024-01-09T00:00:00-08:002024-01-09T00:00:00-08:002024-00177Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-09/pdf/2024-00177.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/09/2024-00176.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees at Equity 7, Section 1182024-01-09T00:00:00-08:002024-01-09T00:00:00-08:002024-00176Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-09/pdf/2024-00176.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00081.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Nasdaq PHLX LLC2024-01-08T00:00:00-08:002024-01-08T00:00:00-08:002024-00081Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2024-00081.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00080.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish an Options Regulatory Fee (“ORF”)2024-01-08T00:00:00-08:002024-01-08T00:00:00-08:002024-00080Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2024-00080.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00079.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Extend the Membership Fee Waiver2024-01-08T00:00:00-08:002024-01-08T00:00:00-08:002024-00079Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2024-00079.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00078.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the DTC Fee Schedule To Revise Certain Fees Charged to Participants for (i) Participants Fund Maintenance; (ii) Underwriting Services; (iii) Asset Services; and (iv) Settlement Services2024-01-08T00:00:00-08:002024-01-08T00:00:00-08:002024-00078Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2024-00078.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/08/2023-29007.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-01-08T00:00:00-08:002024-01-08T00:00:00-08:002023-29007Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2023-29007.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00082.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-01-08T00:00:00-08:002024-01-08T00:00:00-08:002024-00082Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2024-00082.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00120.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 12f-12024-01-08T00:00:00-08:002024-01-08T00:00:00-08:002024-00120Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2024-00120.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/08/2024-00246.htmlNotice - Sunshine Act Meetings2024-01-08T00:00:00-08:002024-01-08T00:00:00-08:002024-00246Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-08/pdf/2024-00246.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/05/2023-29006.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Adopt New Section 145a of the NYSE American Company Guide2024-01-05T00:00:00-08:002024-01-05T00:00:00-08:002023-29006Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-05/pdf/2023-29006.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/05/2023-29005.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading2024-01-05T00:00:00-08:002024-01-05T00:00:00-08:002023-29005Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-05/pdf/2023-29005.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/04/2023-28950.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rules To Accommodate the Listing of Options Series That Would Expire at the Close of Business on the Last Business Day of a Calendar Month (“Monthly Options Series”)2024-01-04T00:00:00-08:002024-01-04T00:00:00-08:002023-28950Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-04/pdf/2023-28950.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/04/2023-28994.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402024-01-04T00:00:00-08:002024-01-04T00:00:00-08:002023-28994Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-04/pdf/2023-28994.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/03/2023-28868.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange2024-01-03T00:00:00-08:002024-01-03T00:00:00-08:002023-28868Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-03/pdf/2023-28868.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/03/2023-28867.htmlNotice - AB CarVal Opportunistic Credit Fund, et al.2024-01-03T00:00:00-08:002024-01-03T00:00:00-08:002023-28867Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-03/pdf/2023-28867.pdfhttps://regulations.justia.com/regulations/fedreg/2024/01/02/2023-28796.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual To Modify the Circumstances Under Which a Listed Company Must Obtain Shareholder Approval of a Sale of Securities Below the Minimum Price to a Substantial Security Holder of the Company2024-01-02T00:00:00-08:002024-01-02T00:00:00-08:002023-28796Noticehttps://www.govinfo.gov/content/pkg/FR-2024-01-02/pdf/2023-28796.pdf