<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/12?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 13:21:04 -0700 Thu, 23 May 2024 13:21:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/12?registers=between&min-day=1&max-day=31 Notice - Submission for OMB Review; Comment Request; Extension: Rule 15c2-7 https://regulations.justia.com/regulations/fedreg/2023/12/29/2023-28785.html https://regulations.justia.com/regulations/fedreg/2023/12/29/2023-28785.html Fri, 29 Dec 2023 00:00:00 -0800 2023-28785 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-29/pdf/2023-28785.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify the DTC Settlement Service Guide https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28706.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28706.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28706 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28706.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 517, Quote Types Defined https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28705.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28705.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28705 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28705.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 900.3NYP https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28704.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28704.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28704 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28704.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28613.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28613.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28613 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28613.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-12 To Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28612.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28612.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28612 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28612.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28611.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28611.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28611 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28611.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Introduce a New Data Product To Be Known as the Short Interest Report https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28610.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28610.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28610 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28610.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28609.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28609.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28609 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28609.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28608.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28608.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28608 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28608.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28607.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28607.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28607 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28607.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28606.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28606.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28606 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28606.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28605.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28605.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28605 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28605.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28604.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28604.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28604 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28604.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28603.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28603.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28603 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28603.pdf Notice - Nuveen Enhanced Floating Rate Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28672.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28672.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28672 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28672.pdf Notice - MainStay MacKay Municipal Income Opportunities Fund and New York Life Investment Management LLC https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28671.html https://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28671.html Thu, 28 Dec 2023 00:00:00 -0800 2023-28671 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28671.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Addendum A (Fee Structure) https://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28457.html https://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28457.html Wed, 27 Dec 2023 00:00:00 -0800 2023-28457 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-27/pdf/2023-28457.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28454.html https://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28454.html Wed, 27 Dec 2023 00:00:00 -0800 2023-28454 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-27/pdf/2023-28454.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28453.html https://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28453.html Wed, 27 Dec 2023 00:00:00 -0800 2023-28453 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-27/pdf/2023-28453.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28452.html https://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28452.html Wed, 27 Dec 2023 00:00:00 -0800 2023-28452 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-27/pdf/2023-28452.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule by Modifying Certain Tiers and Discontinuing the NBBO Setter Program https://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28328.html https://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28328.html Tue, 26 Dec 2023 00:00:00 -0800 2023-28328 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-26/pdf/2023-28328.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28327.html https://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28327.html Tue, 26 Dec 2023 00:00:00 -0800 2023-28327 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-26/pdf/2023-28327.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28326.html https://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28326.html Tue, 26 Dec 2023 00:00:00 -0800 2023-28326 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-26/pdf/2023-28326.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Dissemination of Information on Individual Transactions in U.S. Treasury Securities and Related Fees https://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28325.html https://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28325.html Tue, 26 Dec 2023 00:00:00 -0800 2023-28325 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-26/pdf/2023-28325.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Hashdex Nasdaq Ethereum ETF Under Nasdaq Rule 5711(i) (Trust Units) https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28196.html https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28196.html Fri, 22 Dec 2023 00:00:00 -0800 2023-28196 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28196.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28195.html https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28195.html Fri, 22 Dec 2023 00:00:00 -0800 2023-28195 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28195.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28194.html https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28194.html Fri, 22 Dec 2023 00:00:00 -0800 2023-28194 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28194.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28193.html https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28193.html Fri, 22 Dec 2023 00:00:00 -0800 2023-28193 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28193.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28192.html https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28192.html Fri, 22 Dec 2023 00:00:00 -0800 2023-28192 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28192.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2615(d) To Eliminate the Contingent Open https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28197.html https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28197.html Fri, 22 Dec 2023 00:00:00 -0800 2023-28197 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28197.pdf Notice - Notice of Intention To Cancel Registration Pursuant to the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28212.html https://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28212.html Fri, 22 Dec 2023 00:00:00 -0800 2023-28212 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28212.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 2a-5 https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28115.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28115.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28115 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28115.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 15c2-1 https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28114.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28114.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28114 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28114.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17g-1 https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28119.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28119.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28119 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28119.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 19a-1 https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28118.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28118.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28118 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28118.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 489 and Form F-N https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28117.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28117.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28117 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28117.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form 2-E https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28116.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28116.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28116 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28116.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28040.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28040.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28040 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28040.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28039.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28039.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28039 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28039.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Rules To Govern FLEX Equity Options and a New Order Type To Trade FLEX Equity Options on the BOX Trading Floor https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28043.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28043.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28043 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28043.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-7150-1 and Rule 7250 (Quote Mitigation) https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28042.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28042.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28042 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28042.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28041.html https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28041.html Thu, 21 Dec 2023 00:00:00 -0800 2023-28041 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28041.pdf Notice - Submission for OMB Review; Comment Request; Rule 211(h)(2)-1 https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27887.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27887.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27887 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27887.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 9 https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27927.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27927.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27927 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27927.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27926.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27926.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27926 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27926.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27925.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27925.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27925 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27925.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Proprietary Data Fees for Top of PHLX Options (“TOPO”), PHLX Orders, and TOPO Plus Orders at Options 7, Section 10 https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27924.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27924.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27924 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27924.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.62P-O https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27913.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27913.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27913 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27913.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Amendments to the Options Clearing Corporation's Collateral Risk Management Policy and Margin Policy https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27912.html https://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27912.html Wed, 20 Dec 2023 00:00:00 -0800 2023-27912 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27912.pdf