Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/12/21?limit=200&registers=between&mode=atom 2024-11-28T12:44:40-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28115.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 2a-5 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28115 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28115.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28114.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 15c2-1 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28114 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28114.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28119.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17g-1 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28119 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28119.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28118.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 19a-1 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28118 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28118.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28117.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 489 and Form F-N 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28117 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28117.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28116.html Notice - Submission for OMB Review; Comment Request; Extension: Form 2-E 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28116 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28116.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28040.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28040 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28040.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28039.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28039 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28039.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28043.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Rules To Govern FLEX Equity Options and a New Order Type To Trade FLEX Equity Options on the BOX Trading Floor 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28043 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28043.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28042.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-7150-1 and Rule 7250 (Quote Mitigation) 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28042 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28042.pdf https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28041.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 2023-12-21T00:00:00-08:00 2023-12-21T00:00:00-08:00 2023-28041 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28041.pdf