<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/12/07?registers=between Thu, 28 Nov 2024 12:50:17 -0800 Thu, 28 Nov 2024 12:50:17 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/12/07?registers=between Rule - Prohibition Against Conflicts of Interest in Certain Securitizations https://regulations.justia.com/regulations/fedreg/2023/12/07/2023-26430.html https://regulations.justia.com/regulations/fedreg/2023/12/07/2023-26430.html Thu, 07 Dec 2023 00:00:00 -0800 2023-26430 Rule https://www.govinfo.gov/content/pkg/FR-2023-12-07/pdf/2023-26430.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Nasdaq PHLX LLC https://regulations.justia.com/regulations/fedreg/2023/12/07/2023-26800.html https://regulations.justia.com/regulations/fedreg/2023/12/07/2023-26800.html Thu, 07 Dec 2023 00:00:00 -0800 2023-26800 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-07/pdf/2023-26800.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System https://regulations.justia.com/regulations/fedreg/2023/12/07/2023-26799.html https://regulations.justia.com/regulations/fedreg/2023/12/07/2023-26799.html Thu, 07 Dec 2023 00:00:00 -0800 2023-26799 Notice https://www.govinfo.gov/content/pkg/FR-2023-12-07/pdf/2023-26799.pdf