Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/11/20?limit=200®isters=between&mode=atom2024-11-28T10:44:23-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25549.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Fees2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25549Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25549.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25548.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSEArca, Inc.; NYSE Chicago, Inc.; NYSE National, Inc.; Order Approving Proposed Rule Changes To Establish Certain Alternative Procedures for the Allocation of Power in Co-Location2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25548Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25548.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25547.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdasq-100 Index® Options With a Third-Friday-of-the-Month Expiration2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25547Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25547.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25546.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l)2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25546Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25546.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25545.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25545Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25545.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25544.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25544Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25544.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25542.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend MRX Options 7, Section 5 To Amend Route-Out Fees2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25542Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25542.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25541.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Options 7, Section 4 To Amend Route-Out Fees2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25541Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25541.pdf