Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/11/17?limit=200&registers=between&mode=atom 2024-11-28T10:50:58-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25498.html Notice - Saratoga Investment Advisors, LLC, et al. 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25498 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25498.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25606.html Notice - Sunshine Act Meetings 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25606 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25606.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25479.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 15g-2 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25479 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25479.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25386.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of the FLEX and Cabinet Automation 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25386 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25386.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25385.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Approving a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25385 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25385.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25384.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Adopt Monthly Options Series 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25384 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25384.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25383.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25383 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25383.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25382.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25382 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25382.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25381.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25381 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25381.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25380.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide an Additional Means To Access the Exchange's Equity Trading Platform Member Firm Portal 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25380 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25380.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25379.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility To Amend Sections IV.A (Non-Auction Transactions) and IV.A.1 (Tiered Volume Rebate for Non-Auction Transactions) 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25379 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25379.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25478.html Notice - Proposed Collection; Comment Request; Extension: Form N-6F 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25478 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25478.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25477.html Notice - Proposed Collection; Comment Request; Extension: Rule 11a-2 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25477 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25477.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25476.html Notice - Proposed Collection; Comment Request; Extension: Form N-54A 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25476 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25476.pdf https://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25378.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Amend the Short Term Option Series Program To Permit the Listing of Two Wednesday Expirations for Options on Certain Exchange Traded Products 2023-11-17T00:00:00-08:00 2023-11-17T00:00:00-08:00 2023-25378 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25378.pdf