<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/11/15?registers=between Thu, 28 Nov 2024 10:34:16 -0800 Thu, 28 Nov 2024 10:34:16 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/11/15?registers=between Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25207.html https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25207.html Wed, 15 Nov 2023 00:00:00 -0800 2023-25207 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-15/pdf/2023-25207.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25206.html https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25206.html Wed, 15 Nov 2023 00:00:00 -0800 2023-25206 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-15/pdf/2023-25206.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25205.html https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25205.html Wed, 15 Nov 2023 00:00:00 -0800 2023-25205 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-15/pdf/2023-25205.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25204.html https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25204.html Wed, 15 Nov 2023 00:00:00 -0800 2023-25204 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-15/pdf/2023-25204.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25203.html https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25203.html Wed, 15 Nov 2023 00:00:00 -0800 2023-25203 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-15/pdf/2023-25203.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of XND Options https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25108.html https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25108.html Wed, 15 Nov 2023 00:00:00 -0800 2023-25108 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-15/pdf/2023-25108.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25107.html https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25107.html Wed, 15 Nov 2023 00:00:00 -0800 2023-25107 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-15/pdf/2023-25107.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to the GSD and MBSD Schedules of Haircuts for Eligible Clearing Fund Securities https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25106.html https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25106.html Wed, 15 Nov 2023 00:00:00 -0800 2023-25106 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-15/pdf/2023-25106.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.31E https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25105.html https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25105.html Wed, 15 Nov 2023 00:00:00 -0800 2023-25105 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-15/pdf/2023-25105.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change Relating to the Schedule of Haircuts for Eligible Clearing Fund Securities https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25104.html https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25104.html Wed, 15 Nov 2023 00:00:00 -0800 2023-25104 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-15/pdf/2023-25104.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25102.html https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25102.html Wed, 15 Nov 2023 00:00:00 -0800 2023-25102 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-15/pdf/2023-25102.pdf Notice - Order Granting ICE Clear Europe Limited's Request To Withdraw From Registration as a Clearing Agency https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25218.html https://regulations.justia.com/regulations/fedreg/2023/11/15/2023-25218.html Wed, 15 Nov 2023 00:00:00 -0800 2023-25218 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-15/pdf/2023-25218.pdf