Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/11/14?limit=200&registers=between&mode=atom 2024-11-28T10:35:59-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25013.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Nasdaq Rules 4120 and 4753 2023-11-14T00:00:00-08:00 2023-11-14T00:00:00-08:00 2023-25013 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25013.pdf https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25012.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9521 and 10.9522 To Correct Obsolete References to a FINRA Department 2023-11-14T00:00:00-08:00 2023-11-14T00:00:00-08:00 2023-25012 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25012.pdf https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25011.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9521 and 10.9522 To Correct Obsolete References to a FINRA Department 2023-11-14T00:00:00-08:00 2023-11-14T00:00:00-08:00 2023-25011 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25011.pdf https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25010.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 9521 and 9522 To Correct Obsolete References To a FINRA Department 2023-11-14T00:00:00-08:00 2023-11-14T00:00:00-08:00 2023-25010 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25010.pdf https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25009.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 9521 and 9522 To Correct Obsolete References to a FINRA Department 2023-11-14T00:00:00-08:00 2023-11-14T00:00:00-08:00 2023-25009 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25009.pdf https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25008.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies 2023-11-14T00:00:00-08:00 2023-11-14T00:00:00-08:00 2023-25008 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25008.pdf https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25007.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule 2023-11-14T00:00:00-08:00 2023-11-14T00:00:00-08:00 2023-25007 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25007.pdf https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-25014.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9521 and 10.9522 To Correct Obsolete References to a FINRA Department 2023-11-14T00:00:00-08:00 2023-11-14T00:00:00-08:00 2023-25014 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-25014.pdf https://regulations.justia.com/regulations/fedreg/2023/11/14/2023-24991.html Notice - Notice of Intention to Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940 2023-11-14T00:00:00-08:00 2023-11-14T00:00:00-08:00 2023-24991 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-14/pdf/2023-24991.pdf