<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/11/13?registers=between Thu, 28 Nov 2024 10:39:53 -0800 Thu, 28 Nov 2024 10:39:53 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/11/13?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Enhancements to Its Designated Market Maker Program https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24868.html https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24868.html Mon, 13 Nov 2023 00:00:00 -0800 2023-24868 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24868.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7 To Specify Pricing Related to Unrelated Market or Marketable Interest https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24867.html https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24867.html Mon, 13 Nov 2023 00:00:00 -0800 2023-24867 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24867.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7 To Specify Pricing Related to Unrelated Market or Marketable Interest https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24866.html https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24866.html Mon, 13 Nov 2023 00:00:00 -0800 2023-24866 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24866.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24865.html https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24865.html Mon, 13 Nov 2023 00:00:00 -0800 2023-24865 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24865.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24864.html https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24864.html Mon, 13 Nov 2023 00:00:00 -0800 2023-24864 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24864.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule0-2 https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24953.html https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24953.html Mon, 13 Nov 2023 00:00:00 -0800 2023-24953 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24953.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form N-54C https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24952.html https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24952.html Mon, 13 Nov 2023 00:00:00 -0800 2023-24952 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24952.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form N-17f-2 https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24951.html https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24951.html Mon, 13 Nov 2023 00:00:00 -0800 2023-24951 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24951.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 31a-1 https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24955.html https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24955.html Mon, 13 Nov 2023 00:00:00 -0800 2023-24955 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24955.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-7 https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24954.html https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24954.html Mon, 13 Nov 2023 00:00:00 -0800 2023-24954 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24954.pdf