Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/11/13?limit=200&registers=between&mode=atom 2024-11-28T10:47:51-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24868.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Enhancements to Its Designated Market Maker Program 2023-11-13T00:00:00-08:00 2023-11-13T00:00:00-08:00 2023-24868 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24868.pdf https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24867.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7 To Specify Pricing Related to Unrelated Market or Marketable Interest 2023-11-13T00:00:00-08:00 2023-11-13T00:00:00-08:00 2023-24867 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24867.pdf https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24866.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7 To Specify Pricing Related to Unrelated Market or Marketable Interest 2023-11-13T00:00:00-08:00 2023-11-13T00:00:00-08:00 2023-24866 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24866.pdf https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24865.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price List 2023-11-13T00:00:00-08:00 2023-11-13T00:00:00-08:00 2023-24865 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24865.pdf https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24864.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange 2023-11-13T00:00:00-08:00 2023-11-13T00:00:00-08:00 2023-24864 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24864.pdf https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24953.html Notice - Submission for OMB Review; Comment Request; Extension: Rule0-2 2023-11-13T00:00:00-08:00 2023-11-13T00:00:00-08:00 2023-24953 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24953.pdf https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24952.html Notice - Submission for OMB Review; Comment Request; Extension: Form N-54C 2023-11-13T00:00:00-08:00 2023-11-13T00:00:00-08:00 2023-24952 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24952.pdf https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24951.html Notice - Submission for OMB Review; Comment Request; Extension: Form N-17f-2 2023-11-13T00:00:00-08:00 2023-11-13T00:00:00-08:00 2023-24951 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24951.pdf https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24955.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 31a-1 2023-11-13T00:00:00-08:00 2023-11-13T00:00:00-08:00 2023-24955 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24955.pdf https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24954.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-7 2023-11-13T00:00:00-08:00 2023-11-13T00:00:00-08:00 2023-24954 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-13/pdf/2023-24954.pdf