Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/11/09?limit=200&registers=between&mode=atom 2024-11-28T10:44:23-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24764.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 2023-11-09T00:00:00-08:00 2023-11-09T00:00:00-08:00 2023-24764 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24764.pdf https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24763.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E 2023-11-09T00:00:00-08:00 2023-11-09T00:00:00-08:00 2023-24763 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24763.pdf https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24761.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 2023-11-09T00:00:00-08:00 2023-11-09T00:00:00-08:00 2023-24761 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24761.pdf https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24760.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending Rule 935NY 2023-11-09T00:00:00-08:00 2023-11-09T00:00:00-08:00 2023-24760 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24760.pdf https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24759.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Short-Form Membership Application Process and Partial Fee Waiver for Certain Firms Applying Due to Amended Exchange Act Rule 15b9-1 2023-11-09T00:00:00-08:00 2023-11-09T00:00:00-08:00 2023-24759 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24759.pdf https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24758.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Dissemination of Information on Individual Transactions in U.S. Treasury Securities and Related Fees 2023-11-09T00:00:00-08:00 2023-11-09T00:00:00-08:00 2023-24758 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24758.pdf https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24840.html Notice - Kayne Anderson Energy Infrastructure Fund, Inc., et al. 2023-11-09T00:00:00-08:00 2023-11-09T00:00:00-08:00 2023-24840 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24840.pdf https://regulations.justia.com/regulations/fedreg/2023/11/09/2023-24757.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.37E 2023-11-09T00:00:00-08:00 2023-11-09T00:00:00-08:00 2023-24757 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-09/pdf/2023-24757.pdf