Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/11/07?limit=200&registers=between&mode=atom 2024-11-28T10:46:33-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24522.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving a Proposed Rule Change Related to Notification and Disclosure of Reverse Stock Splits 2023-11-07T00:00:00-08:00 2023-11-07T00:00:00-08:00 2023-24522 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-07/pdf/2023-24522.pdf https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24521.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons 2023-11-07T00:00:00-08:00 2023-11-07T00:00:00-08:00 2023-24521 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-07/pdf/2023-24521.pdf https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24520.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons 2023-11-07T00:00:00-08:00 2023-11-07T00:00:00-08:00 2023-24520 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-07/pdf/2023-24520.pdf https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24519.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons 2023-11-07T00:00:00-08:00 2023-11-07T00:00:00-08:00 2023-24519 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-07/pdf/2023-24519.pdf https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24518.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons 2023-11-07T00:00:00-08:00 2023-11-07T00:00:00-08:00 2023-24518 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-07/pdf/2023-24518.pdf https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-24517.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts 2023-11-07T00:00:00-08:00 2023-11-07T00:00:00-08:00 2023-24517 Notice https://www.govinfo.gov/content/pkg/FR-2023-11-07/pdf/2023-24517.pdf https://regulations.justia.com/regulations/fedreg/2023/11/07/2023-22678.html Rule - Modernization of Beneficial Ownership Reporting 2023-11-07T00:00:00-08:00 2023-11-07T00:00:00-08:00 2023-22678 Rule https://www.govinfo.gov/content/pkg/FR-2023-11-07/pdf/2023-22678.pdf