<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/10?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 15:59:32 -0700 Thu, 23 May 2024 15:59:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/10?registers=between&min-day=1&max-day=31 Notice - Submission for OMB Review; Comment Request; Extension: Rule 19b-7 and Form 19b-7 https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23978.html https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23978.html Tue, 31 Oct 2023 00:00:00 -0700 2023-23978 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23978.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-10 https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23974.html https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23974.html Tue, 31 Oct 2023 00:00:00 -0700 2023-23974 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23974.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to its Operational Risk and Resilience Policy https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23941.html https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23941.html Tue, 31 Oct 2023 00:00:00 -0700 2023-23941 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23941.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Delete Legacy Disciplinary Rules 475, 476, 476A, and 477 and Make Conforming Changes to Rule 41, Rules 8001, 8130(d), 8320(d), 9001, 9216(b)(1), 9810(a), and 781 of the Office Rules, Rules 2A, 12E, 3170(a)(3), 902NY and Adopt a New Rule 600 and Make Conforming Changes to Rules 3170(C)(3), and Adopt a New Rule 601 https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23940.html https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23940.html Tue, 31 Oct 2023 00:00:00 -0700 2023-23940 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23940.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23981.html https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23981.html Tue, 31 Oct 2023 00:00:00 -0700 2023-23981 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23981.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23817.html https://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23817.html Mon, 30 Oct 2023 00:00:00 -0700 2023-23817 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-30/pdf/2023-23817.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of an Amendment to Rule 518, Complex Orders, T o Permit Legging Through the Simple Market https://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23816.html https://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23816.html Mon, 30 Oct 2023 00:00:00 -0700 2023-23816 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-30/pdf/2023-23816.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Membership Policy and Clearing Membership Procedures https://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23814.html https://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23814.html Mon, 30 Oct 2023 00:00:00 -0700 2023-23814 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-30/pdf/2023-23814.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23813.html https://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23813.html Mon, 30 Oct 2023 00:00:00 -0700 2023-23813 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-30/pdf/2023-23813.pdf Notice - Eaton Vance Floating-Rate Opportunities Fund and Eaton Vance Management https://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23876.html https://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23876.html Mon, 30 Oct 2023 00:00:00 -0700 2023-23876 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-30/pdf/2023-23876.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/10/30/2023-24019.html https://regulations.justia.com/regulations/fedreg/2023/10/30/2023-24019.html Mon, 30 Oct 2023 00:00:00 -0700 2023-24019 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-30/pdf/2023-24019.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23705.html https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23705.html Fri, 27 Oct 2023 00:00:00 -0700 2023-23705 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23705.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23704.html https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23704.html Fri, 27 Oct 2023 00:00:00 -0700 2023-23704 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23704.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23703.html https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23703.html Fri, 27 Oct 2023 00:00:00 -0700 2023-23703 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23703.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form 6-K-Exchange Act Rules 13a-16 and 15d-16 https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23714.html https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23714.html Fri, 27 Oct 2023 00:00:00 -0700 2023-23714 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23714.pdf Notice - Submission for OMB Review; Comment Request; Extension: Regulation 13D and Regulation 13G; Schedule 13D and Schedule 13G https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23712.html https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23712.html Fri, 27 Oct 2023 00:00:00 -0700 2023-23712 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23712.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form 15F https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23711.html https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23711.html Fri, 27 Oct 2023 00:00:00 -0700 2023-23711 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23711.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17g-2 https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23710.html https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23710.html Fri, 27 Oct 2023 00:00:00 -0700 2023-23710 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23710.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23708.html https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23708.html Fri, 27 Oct 2023 00:00:00 -0700 2023-23708 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23708.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23707.html https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23707.html Fri, 27 Oct 2023 00:00:00 -0700 2023-23707 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23707.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23706.html https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23706.html Fri, 27 Oct 2023 00:00:00 -0700 2023-23706 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23706.pdf Notice - 26North BDC, Inc., et al. https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23764.html https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23764.html Fri, 27 Oct 2023 00:00:00 -0700 2023-23764 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23764.pdf Rule - Investment Company Names; Correction https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23778.html https://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23778.html Fri, 27 Oct 2023 00:00:00 -0700 2023-23778 Rule https://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23778.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Exchange Rule 307, Position Limits https://regulations.justia.com/regulations/fedreg/2023/10/25/2023-23497.html https://regulations.justia.com/regulations/fedreg/2023/10/25/2023-23497.html Wed, 25 Oct 2023 00:00:00 -0700 2023-23497 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-25/pdf/2023-23497.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17g-2 https://regulations.justia.com/regulations/fedreg/2023/10/25/2023-23557.html https://regulations.justia.com/regulations/fedreg/2023/10/25/2023-23557.html Wed, 25 Oct 2023 00:00:00 -0700 2023-23557 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-25/pdf/2023-23557.pdf Notice - Brookfield Infrastructure Income Fund, Inc. and Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. https://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23389.html https://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23389.html Tue, 24 Oct 2023 00:00:00 -0700 2023-23389 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-24/pdf/2023-23389.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Proprietary Market Data Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23400.html https://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23400.html Tue, 24 Oct 2023 00:00:00 -0700 2023-23400 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-24/pdf/2023-23400.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Purge Ports for Equities Trading https://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23404.html https://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23404.html Tue, 24 Oct 2023 00:00:00 -0700 2023-23404 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-24/pdf/2023-23404.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Purge Ports for Equities Trading https://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23402.html https://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23402.html Tue, 24 Oct 2023 00:00:00 -0700 2023-23402 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-24/pdf/2023-23402.pdf Notice - Proposed Collection; Comment Request; Extension Rule: 15c2-7 https://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23416.html https://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23416.html Tue, 24 Oct 2023 00:00:00 -0700 2023-23416 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-24/pdf/2023-23416.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/10/23/2023-23470.html https://regulations.justia.com/regulations/fedreg/2023/10/23/2023-23470.html Mon, 23 Oct 2023 00:00:00 -0700 2023-23470 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-23/pdf/2023-23470.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the John Hancock Fundamental All Cap Core ETF Under Rule 8.601-E, Active Proxy Portfolio Shares https://regulations.justia.com/regulations/fedreg/2023/10/20/2023-23265.html https://regulations.justia.com/regulations/fedreg/2023/10/20/2023-23265.html Fri, 20 Oct 2023 00:00:00 -0700 2023-23265 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-20/pdf/2023-23265.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/10/20/2023-23141.html https://regulations.justia.com/regulations/fedreg/2023/10/20/2023-23141.html Fri, 20 Oct 2023 00:00:00 -0700 2023-23141 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-20/pdf/2023-23141.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17g-1 and Form NRSRO https://regulations.justia.com/regulations/fedreg/2023/10/20/2023-23136.html https://regulations.justia.com/regulations/fedreg/2023/10/20/2023-23136.html Fri, 20 Oct 2023 00:00:00 -0700 2023-23136 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-20/pdf/2023-23136.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23044.html https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23044.html Thu, 19 Oct 2023 00:00:00 -0700 2023-23044 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23044.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 1 https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23043.html https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23043.html Thu, 19 Oct 2023 00:00:00 -0700 2023-23043 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23043.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 1 https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23042.html https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23042.html Thu, 19 Oct 2023 00:00:00 -0700 2023-23042 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23042.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 1 https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23041.html https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23041.html Thu, 19 Oct 2023 00:00:00 -0700 2023-23041 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23041.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23040.html https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23040.html Thu, 19 Oct 2023 00:00:00 -0700 2023-23040 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23040.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 1 https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23039.html https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23039.html Thu, 19 Oct 2023 00:00:00 -0700 2023-23039 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23039.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23038.html https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23038.html Thu, 19 Oct 2023 00:00:00 -0700 2023-23038 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23038.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 1 https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23037.html https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23037.html Thu, 19 Oct 2023 00:00:00 -0700 2023-23037 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23037.pdf Notice - MIAX Sapphire, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23036.html https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23036.html Thu, 19 Oct 2023 00:00:00 -0700 2023-23036 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23036.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 1 https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23035.html https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23035.html Thu, 19 Oct 2023 00:00:00 -0700 2023-23035 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23035.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 15c1-7 https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23096.html https://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23096.html Thu, 19 Oct 2023 00:00:00 -0700 2023-23096 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23096.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 2a-5 https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22970.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22970.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22970 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22970.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Transaction Fees at Equity 7, Section 118(e) https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22926.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22926.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22926 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22926.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Risk Settings Rules Applicable to Options Trading https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22925.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22925.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22925 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22925.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Related to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22924.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22924.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22924 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22924.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Related to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22923.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22923.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22923 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22923.pdf