Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/10?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-18T19:01:09-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23978.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 19b-7 and Form 19b-72023-10-31T00:00:00-07:002023-10-31T00:00:00-07:002023-23978Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23978.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23974.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-102023-10-31T00:00:00-07:002023-10-31T00:00:00-07:002023-23974Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23974.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23941.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to its Operational Risk and Resilience Policy2023-10-31T00:00:00-07:002023-10-31T00:00:00-07:002023-23941Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23941.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23940.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Delete Legacy Disciplinary Rules 475, 476, 476A, and 477 and Make Conforming Changes to Rule 41, Rules 8001, 8130(d), 8320(d), 9001, 9216(b)(1), 9810(a), and 781 of the Office Rules, Rules 2A, 12E, 3170(a)(3), 902NY and Adopt a New Rule 600 and Make Conforming Changes to Rules 3170(C)(3), and Adopt a New Rule 6012023-10-31T00:00:00-07:002023-10-31T00:00:00-07:002023-23940Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23940.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23981.htmlNotice - Privacy Act of 1974; System of Records2023-10-31T00:00:00-07:002023-10-31T00:00:00-07:002023-23981Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23981.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23817.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees2023-10-30T00:00:00-07:002023-10-30T00:00:00-07:002023-23817Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-30/pdf/2023-23817.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23816.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of an Amendment to Rule 518, Complex Orders, T o Permit Legging Through the Simple Market2023-10-30T00:00:00-07:002023-10-30T00:00:00-07:002023-23816Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-30/pdf/2023-23816.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23814.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Membership Policy and Clearing Membership Procedures2023-10-30T00:00:00-07:002023-10-30T00:00:00-07:002023-23814Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-30/pdf/2023-23814.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23813.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2023-10-30T00:00:00-07:002023-10-30T00:00:00-07:002023-23813Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-30/pdf/2023-23813.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/30/2023-23876.htmlNotice - Eaton Vance Floating-Rate Opportunities Fund and Eaton Vance Management2023-10-30T00:00:00-07:002023-10-30T00:00:00-07:002023-23876Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-30/pdf/2023-23876.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/30/2023-24019.htmlNotice - Sunshine Act Meetings2023-10-30T00:00:00-07:002023-10-30T00:00:00-07:002023-24019Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-30/pdf/2023-24019.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23705.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2023-10-27T00:00:00-07:002023-10-27T00:00:00-07:002023-23705Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23705.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23704.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2023-10-27T00:00:00-07:002023-10-27T00:00:00-07:002023-23704Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23704.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23703.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2023-10-27T00:00:00-07:002023-10-27T00:00:00-07:002023-23703Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23703.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23714.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form 6-K-Exchange Act Rules 13a-16 and 15d-162023-10-27T00:00:00-07:002023-10-27T00:00:00-07:002023-23714Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23714.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23712.htmlNotice - Submission for OMB Review; Comment Request; Extension: Regulation 13D and Regulation 13G; Schedule 13D and Schedule 13G2023-10-27T00:00:00-07:002023-10-27T00:00:00-07:002023-23712Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23712.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23711.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form 15F2023-10-27T00:00:00-07:002023-10-27T00:00:00-07:002023-23711Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23711.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23710.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17g-22023-10-27T00:00:00-07:002023-10-27T00:00:00-07:002023-23710Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23710.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23708.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2023-10-27T00:00:00-07:002023-10-27T00:00:00-07:002023-23708Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23708.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23707.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2023-10-27T00:00:00-07:002023-10-27T00:00:00-07:002023-23707Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23707.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23706.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2023-10-27T00:00:00-07:002023-10-27T00:00:00-07:002023-23706Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23706.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23764.htmlNotice - 26North BDC, Inc., et al.2023-10-27T00:00:00-07:002023-10-27T00:00:00-07:002023-23764Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23764.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/27/2023-23778.htmlRule - Investment Company Names; Correction2023-10-27T00:00:00-07:002023-10-27T00:00:00-07:002023-23778Rulehttps://www.govinfo.gov/content/pkg/FR-2023-10-27/pdf/2023-23778.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/25/2023-23497.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Exchange Rule 307, Position Limits2023-10-25T00:00:00-07:002023-10-25T00:00:00-07:002023-23497Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-25/pdf/2023-23497.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/25/2023-23557.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17g-22023-10-25T00:00:00-07:002023-10-25T00:00:00-07:002023-23557Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-25/pdf/2023-23557.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23389.htmlNotice - Brookfield Infrastructure Income Fund, Inc. and Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P.2023-10-24T00:00:00-07:002023-10-24T00:00:00-07:002023-23389Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-24/pdf/2023-23389.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23400.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Proprietary Market Data Fee Schedule2023-10-24T00:00:00-07:002023-10-24T00:00:00-07:002023-23400Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-24/pdf/2023-23400.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23404.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Purge Ports for Equities Trading2023-10-24T00:00:00-07:002023-10-24T00:00:00-07:002023-23404Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-24/pdf/2023-23404.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23402.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Purge Ports for Equities Trading2023-10-24T00:00:00-07:002023-10-24T00:00:00-07:002023-23402Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-24/pdf/2023-23402.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/24/2023-23416.htmlNotice - Proposed Collection; Comment Request; Extension Rule: 15c2-72023-10-24T00:00:00-07:002023-10-24T00:00:00-07:002023-23416Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-24/pdf/2023-23416.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/23/2023-23470.htmlNotice - Sunshine Act Meetings2023-10-23T00:00:00-07:002023-10-23T00:00:00-07:002023-23470Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-23/pdf/2023-23470.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/20/2023-23265.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the John Hancock Fundamental All Cap Core ETF Under Rule 8.601-E, Active Proxy Portfolio Shares2023-10-20T00:00:00-07:002023-10-20T00:00:00-07:002023-23265Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-20/pdf/2023-23265.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/20/2023-23141.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-10-20T00:00:00-07:002023-10-20T00:00:00-07:002023-23141Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-20/pdf/2023-23141.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/20/2023-23136.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17g-1 and Form NRSRO2023-10-20T00:00:00-07:002023-10-20T00:00:00-07:002023-23136Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-20/pdf/2023-23136.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23044.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Modify Certain Connectivity and Port Fees2023-10-19T00:00:00-07:002023-10-19T00:00:00-07:002023-23044Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23044.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23043.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 12023-10-19T00:00:00-07:002023-10-19T00:00:00-07:002023-23043Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23043.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23042.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 12023-10-19T00:00:00-07:002023-10-19T00:00:00-07:002023-23042Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23042.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23041.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 12023-10-19T00:00:00-07:002023-10-19T00:00:00-07:002023-23041Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23041.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23040.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees2023-10-19T00:00:00-07:002023-10-19T00:00:00-07:002023-23040Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23040.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23039.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 12023-10-19T00:00:00-07:002023-10-19T00:00:00-07:002023-23039Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23039.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23038.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees2023-10-19T00:00:00-07:002023-10-19T00:00:00-07:002023-23038Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23038.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23037.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 12023-10-19T00:00:00-07:002023-10-19T00:00:00-07:002023-23037Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23037.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23036.htmlNotice - MIAX Sapphire, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342023-10-19T00:00:00-07:002023-10-19T00:00:00-07:002023-23036Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23036.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23035.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 12023-10-19T00:00:00-07:002023-10-19T00:00:00-07:002023-23035Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23035.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/19/2023-23096.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15c1-72023-10-19T00:00:00-07:002023-10-19T00:00:00-07:002023-23096Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-19/pdf/2023-23096.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22970.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 2a-52023-10-18T00:00:00-07:002023-10-18T00:00:00-07:002023-22970Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22970.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22926.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Transaction Fees at Equity 7, Section 118(e)2023-10-18T00:00:00-07:002023-10-18T00:00:00-07:002023-22926Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22926.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22925.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Risk Settings Rules Applicable to Options Trading2023-10-18T00:00:00-07:002023-10-18T00:00:00-07:002023-22925Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22925.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22924.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Related to the Options Regulatory Fee2023-10-18T00:00:00-07:002023-10-18T00:00:00-07:002023-22924Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22924.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22923.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Related to the Options Regulatory Fee2023-10-18T00:00:00-07:002023-10-18T00:00:00-07:002023-22923Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22923.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22922.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Related to the Options Regulatory Fee2023-10-18T00:00:00-07:002023-10-18T00:00:00-07:002023-22922Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22922.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22921.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 15c2-12023-10-18T00:00:00-07:002023-10-18T00:00:00-07:002023-22921Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22921.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22929.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule for Purge Ports2023-10-18T00:00:00-07:002023-10-18T00:00:00-07:002023-22929Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22929.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22928.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Purge Ports2023-10-18T00:00:00-07:002023-10-18T00:00:00-07:002023-22928Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22928.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22927.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fee Schedule for Purge Ports2023-10-18T00:00:00-07:002023-10-18T00:00:00-07:002023-22927Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22927.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/17/2023-22491.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on the Auditor's Use of Confirmation, and Other Amendments to Related PCAOB Standards2023-10-17T00:00:00-07:002023-10-17T00:00:00-07:002023-22491Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-17/pdf/2023-22491.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/17/2023-22818.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 19a-12023-10-17T00:00:00-07:002023-10-17T00:00:00-07:002023-22818Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-17/pdf/2023-22818.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/17/2023-22817.htmlNotice - Proposed Collection; Comment Request; Extension: Form 2-E2023-10-17T00:00:00-07:002023-10-17T00:00:00-07:002023-22817Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-17/pdf/2023-22817.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/17/2023-22816.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 489 and Form F-N2023-10-17T00:00:00-07:002023-10-17T00:00:00-07:002023-22816Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-17/pdf/2023-22816.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/17/2023-22815.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17g-12023-10-17T00:00:00-07:002023-10-17T00:00:00-07:002023-22815Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-17/pdf/2023-22815.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/17/2023-22812.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for the Cboe Silexx Platform2023-10-17T00:00:00-07:002023-10-17T00:00:00-07:002023-22812Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-17/pdf/2023-22812.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/17/2023-22811.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 22023-10-17T00:00:00-07:002023-10-17T00:00:00-07:002023-22811Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-17/pdf/2023-22811.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/16/2023-22904.htmlNotice - Sunshine Act Meetings2023-10-16T00:00:00-07:002023-10-16T00:00:00-07:002023-22904Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-16/pdf/2023-22904.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/16/2023-22835.htmlNotice - Sunshine Act Meetings2023-10-16T00:00:00-07:002023-10-16T00:00:00-07:002023-22835Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-16/pdf/2023-22835.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/16/2023-22735.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-52023-10-16T00:00:00-07:002023-10-16T00:00:00-07:002023-22735Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-16/pdf/2023-22735.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/16/2023-22734.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 10b-172023-10-16T00:00:00-07:002023-10-16T00:00:00-07:002023-22734Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-16/pdf/2023-22734.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/16/2023-22733.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-52023-10-16T00:00:00-07:002023-10-16T00:00:00-07:002023-22733Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-16/pdf/2023-22733.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/16/2023-22732.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-112023-10-16T00:00:00-07:002023-10-16T00:00:00-07:002023-22732Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-16/pdf/2023-22732.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22612.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure To Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22612Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22612.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22611.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Complex Order Rules2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22611Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22611.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22610.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22610Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22610.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22605.htmlProposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22605Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22605.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22507.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22507Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22507.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22506.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity Fees and Ports Fees2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22506Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22506.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22505.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity Fees and Ports Fees2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22505Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22505.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-22504.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity Fees and Ports Fees2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-22504Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-22504.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/13/2023-21986.htmlProposed Rule - Registration for Index-Linked Annuities; Amendments to Form N-4 for Index-Linked and Variable Annuities2023-10-13T00:00:00-07:002023-10-13T00:00:00-07:002023-21986Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-10-13/pdf/2023-21986.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/12/2023-21945.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the DTC Operational Arrangements (Necessary for Securities To Become and Remain Eligible for DTC Services)2023-10-12T00:00:00-07:002023-10-12T00:00:00-07:002023-21945Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-12/pdf/2023-21945.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/12/2023-22619.htmlNotice - Sunshine Act Meetings2023-10-12T00:00:00-07:002023-10-12T00:00:00-07:002023-22619Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-12/pdf/2023-22619.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/12/2023-22580.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 0-12023-10-12T00:00:00-07:002023-10-12T00:00:00-07:002023-22580Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-12/pdf/2023-22580.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/12/2023-22579.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 6e-2 and Form N-6EI-12023-10-12T00:00:00-07:002023-10-12T00:00:00-07:002023-22579Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-12/pdf/2023-22579.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/12/2023-22578.htmlNotice - Proposed Collection; Comment Request; Extension: Form N-17f-12023-10-12T00:00:00-07:002023-10-12T00:00:00-07:002023-22578Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-12/pdf/2023-22578.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/11/2023-20793.htmlRule - Investment Company Names2023-10-11T00:00:00-07:002023-10-11T00:00:00-07:002023-20793Rulehttps://www.govinfo.gov/content/pkg/FR-2023-10-11/pdf/2023-20793.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/11/2023-22437.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding Rebate Tiers2023-10-11T00:00:00-07:002023-10-11T00:00:00-07:002023-22437Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-11/pdf/2023-22437.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/10/2023-22349.htmlNotice - Order Cancelling Registrations of Certain Municipal Advisors Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 19342023-10-10T00:00:00-07:002023-10-10T00:00:00-07:002023-22349Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-10/pdf/2023-22349.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/10/2023-22348.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule To Modify the Options Regulatory Fee2023-10-10T00:00:00-07:002023-10-10T00:00:00-07:002023-22348Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-10/pdf/2023-22348.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/10/2023-22347.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Modify the Options Regulatory Fee2023-10-10T00:00:00-07:002023-10-10T00:00:00-07:002023-22347Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-10/pdf/2023-22347.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/05/2023-22192.htmlNotice - Public Availability of the Securities and Exchange Commission's Fiscal Year (FY) 2020 Service Contract Inventory2023-10-05T00:00:00-07:002023-10-05T00:00:00-07:002023-22192Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-05/pdf/2023-22192.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/05/2023-22190.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-52023-10-05T00:00:00-07:002023-10-05T00:00:00-07:002023-22190Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-05/pdf/2023-22190.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/05/2023-22187.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17Ad-3(b)2023-10-05T00:00:00-07:002023-10-05T00:00:00-07:002023-22187Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-05/pdf/2023-22187.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/05/2023-22186.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-19 and Form X-17A-192023-10-05T00:00:00-07:002023-10-05T00:00:00-07:002023-22186Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-05/pdf/2023-22186.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22012.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22012Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22012.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22011.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule and Adopt Membership Fees for MEMX Options2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22011Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22011.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22010.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22010Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22010.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22009.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22009Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22009.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22008.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its New Fixed Midpoint Peg Order Type2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22008Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22008.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22007.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options With a Third-Friday-of-the-Month Expiration2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22007Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22007.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22006.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE LLC; Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options With a Third-Friday-of-the-Month Expiration2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22006Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22006.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22033.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22033Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22033.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22032.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22032Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22032.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22031.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend its Fee Schedule Related to Physical Port Fees2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22031Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22031.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22049.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22049Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22049.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22015.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22015Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22015.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22014.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22014Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22014.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22013.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Its Fee Schedule Related to Physical Port Fees2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22013Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22013.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21893.htmlNotice - Accordant ODCE Index Fund and Accordant Investments LLC2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21893Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21893.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21946.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21946Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21946.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21944.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy Framework2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21944Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21944.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21943.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21943Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21943.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21942.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Complex Order Rules2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21942Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21942.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21941.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 0 of the General and Floor Rules2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21941Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21941.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21940.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Fee Schedule Relating to the Options Regulatory Fee2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21940Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21940.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21939.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Its Rules To Adopt Monthly Options Series2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21939Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21939.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21938.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the GSD and MBSD Schedules of Haircuts for Eligible Clearing Fund Securities2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21938Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21938.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21937.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Automated Price Improvement Auction Rules2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21937Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21937.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21936.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the Schedule of Haircuts for Eligible Clearing Fund Securities2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21936Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21936.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22042.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22042Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22042.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22041.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22041Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22041.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22040.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt a Quote Protection Timer2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22040Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22040.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22039.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the American Century Focused Dynamic Growth ETF and the American Century Focused Large Cap Value ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares)2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22039Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22039.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22038.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 312.03(b) of the NYSE Listed Company Manual To Modify the Circumstances Under Which a Listed Company Must Obtain Shareholder Approval of a Sale of Securities Below the Minimum Price to a Substantial Security Holder of the Company2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22038Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22038.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22037.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt a Temporary Options Regulatory Fee2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22037Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22037.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22036.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule To Adopt a Temporary Options Regulatory Fee2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22036Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22036.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22035.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22035Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22035.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-22034.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-22034Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-22034.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21968.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Invesco Galaxy Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21968Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21968.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21956.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Provide Relief Relating to Specified Option Transactions Under FINRA Rule 4210 (Margin Requirements)2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21956Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21956.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21955.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 11.190(b)(7) and 11.190(g)2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21955Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21955.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21954.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21954Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21954.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21953.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 4.132023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21953Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21953.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21952.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 02023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21952Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21952.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21951.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Equities Fee Schedule2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21951Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21951.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21950.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 02023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21950Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21950.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21949.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21949Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21949.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21948.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the iShares Bitcoin Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21948Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21948.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21947.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to, and Order Instituting Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To List and Trade Shares of the Bitwise Bitcoin ETP Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21947Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21947.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21935.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 02023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21935Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21935.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21934.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish an Options Regulatory Fee2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21934Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21934.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21933.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify Certain Connectivity and Port Fees2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21933Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21933.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21932.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Six Typographical Cross-Reference Errors in IEX Rule 11.190(b)2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21932Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21932.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21931.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Equity 7, Section 1152023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21931Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21931.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21929.htmlNotice - Alti Private Equity Access and Commitments Fund and ALTI, LLC2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21929Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21929.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21928.htmlNotice - Proposed Collection; Comment Request; Extension: Tender Offer-Regulation 14D and Regulation 14E, Schedule 14D-92023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21928Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21928.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21927.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 4252023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21927Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21927.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21926.htmlNotice - Proposed Collection; Comment Request; Extension: Form CB, Tender Offer/Rights Offering Notification Form2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21926Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21926.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21962.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Fee Schedule Relating to the Options Regulatory Fee2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21962Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21962.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21960.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21960Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21960.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21959.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21959Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21959.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21958.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its Flexible Exchange Options (“FLEX Options”) Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21958Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21958.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21957.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21957Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21957.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21925.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 433 Under the Securities Act of 1933-Conditions to Permissible Post-Filing Free Writing Prospectuses2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21925Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21925.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21924.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 1732023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21924Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21924.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21923.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 1632023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21923Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21923.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/04/2023-21898.htmlNotice - Baseline CRE Income Fund and Baseline Partners, LLC2023-10-04T00:00:00-07:002023-10-04T00:00:00-07:002023-21898Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-04/pdf/2023-21898.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21806.htmlRule - Adoption of Updated EDGAR Filer Manual2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21806Rulehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21806.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21788.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Hashdex Nasdaq Ethereum ETF Under Nasdaq Rule 5711(i)2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21788Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21788.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21787.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Franklin Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21787Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21787.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21786.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Pricing Schedule at Options 7, Section 4 Regarding Marketing Fees2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21786Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21786.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21785.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Temporary Supplementary Material .17 (Temporary Relief To Allow Remote Inspections for Calendar Years 2020, 2021, 2022, and 2023) Under FINRA Rule 3110 (Supervision) To Include Calendar Year 20242023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21785Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21785.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21784.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21784Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21784.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21783.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Margin Liquidity Adjustment Charge2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21783Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21783.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21782.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Make Permanent the Operation of Its Flexible Exchange Options Pilot Program Regarding Permissible Settlement Values for FLEX Index Options2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21782Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21782.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21780.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to Its Operational Risk and Resilience Policy2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21780Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21780.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21796.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21796Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21796.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21795.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21795Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21795.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21794.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the Model Risk Policy2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21794Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21794.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21793.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules To Govern FLEX Equity Options and a New Order Type To Trade FLEX Equity Options on the BOX Trading Floor2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21793Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21793.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21792.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21792Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21792.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21791.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21791Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21791.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21790.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21790Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21790.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21789.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Regarding the Hashdex Bitcoin Futures ETF2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21789Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21789.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21629.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 307, Position Limits2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21629Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21629.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21628.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Membership Policy and Clearing Membership Procedures2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21628Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21628.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21627.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Renumber the MIAX Pearl Equities Rulebook2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21627Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21627.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21626.htmlNotice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21626Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21626.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21625.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21625Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21625.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21624.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21624Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21624.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21623.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21623Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21623.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21622.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21622Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21622.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21621.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Wind Down Framework and Plan2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21621Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21621.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21620.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2614(f) of the MIAX Pearl Equities Rulebook To Allow Self-Trade Protection Between Users That Access the Exchange Through a Direct Connection and Sponsored Access2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21620Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21620.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21619.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Equity 4, Rules 3301A and 3301B To Establish New “Contra Midpoint Only” and “Contra Midpoint Only With Post-Only” Order Types and To Make Other Corresponding Changes to the Rulebook2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21619Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21619.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21618.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21618Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21618.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/02/2023-21848.htmlNotice - Sunshine Act Meetings2023-10-02T00:00:00-07:002023-10-02T00:00:00-07:002023-21848Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-02/pdf/2023-21848.pdf