Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/10/31?limit=200&registers=between&mode=atom 2024-11-28T09:33:54-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23978.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 19b-7 and Form 19b-7 2023-10-31T00:00:00-07:00 2023-10-31T00:00:00-07:00 2023-23978 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23978.pdf https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23974.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-10 2023-10-31T00:00:00-07:00 2023-10-31T00:00:00-07:00 2023-23974 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23974.pdf https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23941.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to its Operational Risk and Resilience Policy 2023-10-31T00:00:00-07:00 2023-10-31T00:00:00-07:00 2023-23941 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23941.pdf https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23940.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Delete Legacy Disciplinary Rules 475, 476, 476A, and 477 and Make Conforming Changes to Rule 41, Rules 8001, 8130(d), 8320(d), 9001, 9216(b)(1), 9810(a), and 781 of the Office Rules, Rules 2A, 12E, 3170(a)(3), 902NY and Adopt a New Rule 600 and Make Conforming Changes to Rules 3170(C)(3), and Adopt a New Rule 601 2023-10-31T00:00:00-07:00 2023-10-31T00:00:00-07:00 2023-23940 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23940.pdf https://regulations.justia.com/regulations/fedreg/2023/10/31/2023-23981.html Notice - Privacy Act of 1974; System of Records 2023-10-31T00:00:00-07:00 2023-10-31T00:00:00-07:00 2023-23981 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-31/pdf/2023-23981.pdf