<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/10/18?registers=between Thu, 28 Nov 2024 08:47:34 -0800 Thu, 28 Nov 2024 08:47:34 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/10/18?registers=between Notice - Proposed Collection; Comment Request; Extension: Rule 2a-5 https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22970.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22970.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22970 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22970.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Transaction Fees at Equity 7, Section 118(e) https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22926.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22926.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22926 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22926.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Risk Settings Rules Applicable to Options Trading https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22925.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22925.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22925 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22925.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Related to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22924.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22924.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22924 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22924.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Related to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22923.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22923.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22923 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22923.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Related to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22922.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22922.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22922 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22922.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 15c2-1 https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22921.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22921.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22921 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22921.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule for Purge Ports https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22929.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22929.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22929 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22929.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Purge Ports https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22928.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22928.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22928 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22928.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fee Schedule for Purge Ports https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22927.html https://regulations.justia.com/regulations/fedreg/2023/10/18/2023-22927.html Wed, 18 Oct 2023 00:00:00 -0700 2023-22927 Notice https://www.govinfo.gov/content/pkg/FR-2023-10-18/pdf/2023-22927.pdf