Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/10/03?limit=200®isters=between&mode=atom2024-11-28T08:42:20-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21806.htmlRule - Adoption of Updated EDGAR Filer Manual2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21806Rulehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21806.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21788.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Hashdex Nasdaq Ethereum ETF Under Nasdaq Rule 5711(i)2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21788Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21788.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21787.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Franklin Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21787Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21787.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21786.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Pricing Schedule at Options 7, Section 4 Regarding Marketing Fees2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21786Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21786.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21785.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Temporary Supplementary Material .17 (Temporary Relief To Allow Remote Inspections for Calendar Years 2020, 2021, 2022, and 2023) Under FINRA Rule 3110 (Supervision) To Include Calendar Year 20242023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21785Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21785.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21784.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21784Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21784.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21783.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Margin Liquidity Adjustment Charge2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21783Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21783.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21782.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Make Permanent the Operation of Its Flexible Exchange Options Pilot Program Regarding Permissible Settlement Values for FLEX Index Options2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21782Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21782.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21780.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to Its Operational Risk and Resilience Policy2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21780Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21780.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21796.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21796Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21796.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21795.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21795Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21795.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21794.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the Model Risk Policy2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21794Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21794.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21793.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules To Govern FLEX Equity Options and a New Order Type To Trade FLEX Equity Options on the BOX Trading Floor2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21793Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21793.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21792.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21792Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21792.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21791.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21791Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21791.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21790.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21790Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21790.pdfhttps://regulations.justia.com/regulations/fedreg/2023/10/03/2023-21789.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Regarding the Hashdex Bitcoin Futures ETF2023-10-03T00:00:00-07:002023-10-03T00:00:00-07:002023-21789Noticehttps://www.govinfo.gov/content/pkg/FR-2023-10-03/pdf/2023-21789.pdf