Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/09/29?limit=200®isters=between&mode=atom2024-11-28T06:34:28-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21351.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Eligible Members Another Opportunity To Elect To Participate in the Maintaining Qualifications Program2023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21351Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21351.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21350.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Eligible Members Another Opportunity To Elect To Participate in the Maintaining Qualifications Program2023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21350Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21350.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21349.htmlNotice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Amendment To Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on the Amounts of Certain Port Fees2023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21349Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21349.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21348.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Eligible Members Another Opportunity To Elect To Participate in the Maintaining Qualifications Program2023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21348Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21348.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21347.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Automated Price Improvement Auction Rules2023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21347Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21347.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21346.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules Related to Stock-Option Orders2023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21346Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21346.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21345.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change by National Securities Clearing Corporation To Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules2023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21345Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21345.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21344.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between the Options Clearing Corporation and the National Securities Clearing Corporation2023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21344Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21344.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21343.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7 To Specify Pricing Related to Unrelated Market or Marketable Interest2023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21343Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21343.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21342.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Regarding Early Termination of Complex Order Auctions2023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21342Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21342.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21341.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l)2023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21341Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21341.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21340.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Stress Testing Framework2023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21340Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21340.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21339.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Change To Amend the NYSE National Schedule of Fees and Rebates2023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21339Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21339.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21338.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a Portfolio Differential Charge as an Additional Component to the Government Securities Division Required Fund Deposit2023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21338Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21338.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21430.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form PF and Rule 204(b)-12023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21430Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21430.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21429.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15c1-52023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21429Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21429.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21428.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15c1-62023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21428Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21428.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/29/2023-21427.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 6082023-09-29T00:00:00-07:002023-09-29T00:00:00-07:002023-21427Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-29/pdf/2023-21427.pdf