Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/09/28?limit=200&registers=between&mode=atom 2024-11-28T07:48:33-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21139.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 900.3NYP 2023-09-28T00:00:00-07:00 2023-09-28T00:00:00-07:00 2023-21139 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-28/pdf/2023-21139.pdf https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21137.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend the DTC Operational Arrangements (Necessary for Securities To Become and Remain Eligible for DTC Services) 2023-09-28T00:00:00-07:00 2023-09-28T00:00:00-07:00 2023-21137 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-28/pdf/2023-21137.pdf https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21136.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4120 and Rule 4753 2023-09-28T00:00:00-07:00 2023-09-28T00:00:00-07:00 2023-21136 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-28/pdf/2023-21136.pdf https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21135.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Declaration of Effectiveness of the Fingerprint Plan of the Financial Industry Regulatory Authority, Inc. 2023-09-28T00:00:00-07:00 2023-09-28T00:00:00-07:00 2023-21135 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-28/pdf/2023-21135.pdf https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21134.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 980NYP 2023-09-28T00:00:00-07:00 2023-09-28T00:00:00-07:00 2023-21134 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-28/pdf/2023-21134.pdf https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21167.html Notice - Submission for OMB Review; Comment Request: Rule 15c6-2 2023-09-28T00:00:00-07:00 2023-09-28T00:00:00-07:00 2023-21167 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-28/pdf/2023-21167.pdf https://regulations.justia.com/regulations/fedreg/2023/09/28/2023-21286.html Notice - T. Rowe Price OHA Select Private Credit Fund and OHA Private Credit Advisors LLC 2023-09-28T00:00:00-07:00 2023-09-28T00:00:00-07:00 2023-21286 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-28/pdf/2023-21286.pdf