<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/09/26?registers=between Thu, 28 Nov 2024 07:45:15 -0800 Thu, 28 Nov 2024 07:45:15 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/09/26?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20974.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20974.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20974 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20974.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 30b1-10, Form N-RN https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20907.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20907.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20907 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20907.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 498A https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20906.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20906.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20906 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20906.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent Certain P.M.-Settled Pilots https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20808.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20808.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20808 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20808.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20807.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20807.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20807 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20807.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20806.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20806.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20806 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20806.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility To Amend the Language and Process Related to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20805.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20805.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20805 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20805.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Related to PIM https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20804.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20804.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20804 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20804.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Related to PIM https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20803.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20803.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20803 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20803.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Related to PIM https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20802.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20802.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20802 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20802.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20814.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20814.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20814 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20814.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20813.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20813.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20813 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20813.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Make the Nonstandard Expirations Pilot Program Permanent https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20812.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20812.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20812 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20812.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Make Permanent the Operation of Its Pilot Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index (“XSP”) Options and Mini-Russell 2000 Index (“MRUT”) Options Series https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20811.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20811.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20811 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20811.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent The Operation of the Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index Options (“SPX”) Series https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20810.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20810.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20810 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20810.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent Certain P.M.-Settled Pilots https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20809.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20809.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20809 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20809.pdf Rule - The Commission's Privacy Act Regulations https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20690.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20690.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20690 Rule https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20690.pdf Notice - Brookfield Infrastructure Income Fund Inc., et al. https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20765.html https://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20765.html Tue, 26 Sep 2023 00:00:00 -0700 2023-20765 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20765.pdf