Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/09/26?limit=200®isters=between&mode=atom2024-11-28T07:57:42-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20974.htmlNotice - Sunshine Act Meetings2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20974Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20974.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20907.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 30b1-10, Form N-RN2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20907Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20907.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20906.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 498A2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20906Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20906.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20808.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent Certain P.M.-Settled Pilots2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20808Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20808.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20807.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20807Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20807.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20806.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20806Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20806.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20805.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility To Amend the Language and Process Related to the Options Regulatory Fee2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20805Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20805.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20804.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Related to PIM2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20804Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20804.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20803.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Related to PIM2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20803Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20803.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20802.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Related to PIM2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20802Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20802.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20814.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20814Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20814.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20813.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20813Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20813.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20812.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Make the Nonstandard Expirations Pilot Program Permanent2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20812Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20812.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20811.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Make Permanent the Operation of Its Pilot Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index (“XSP”) Options and Mini-Russell 2000 Index (“MRUT”) Options Series2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20811Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20811.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20810.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent The Operation of the Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index Options (“SPX”) Series2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20810Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20810.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20809.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent Certain P.M.-Settled Pilots2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20809Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20809.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20690.htmlRule - The Commission's Privacy Act Regulations2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20690Rulehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20690.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/26/2023-20765.htmlNotice - Brookfield Infrastructure Income Fund Inc., et al.2023-09-26T00:00:00-07:002023-09-26T00:00:00-07:002023-20765Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-26/pdf/2023-20765.pdf