<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/09/20?registers=between Thu, 28 Nov 2024 06:52:20 -0800 Thu, 28 Nov 2024 06:52:20 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/09/20?registers=between Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility To Amend Certain Qualification Thresholds of Section IV.A.1 (Tiered Volume Rebate for Non-Auction Transactions) https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20304.html https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20304.html Wed, 20 Sep 2023 00:00:00 -0700 2023-20304 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-20/pdf/2023-20304.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20314.html https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20314.html Wed, 20 Sep 2023 00:00:00 -0700 2023-20314 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-20/pdf/2023-20314.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20313.html https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20313.html Wed, 20 Sep 2023 00:00:00 -0700 2023-20313 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-20/pdf/2023-20313.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20312.html https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20312.html Wed, 20 Sep 2023 00:00:00 -0700 2023-20312 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-20/pdf/2023-20312.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20311.html https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20311.html Wed, 20 Sep 2023 00:00:00 -0700 2023-20311 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-20/pdf/2023-20311.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20310.html https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20310.html Wed, 20 Sep 2023 00:00:00 -0700 2023-20310 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-20/pdf/2023-20310.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20309.html https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20309.html Wed, 20 Sep 2023 00:00:00 -0700 2023-20309 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-20/pdf/2023-20309.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20308.html https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20308.html Wed, 20 Sep 2023 00:00:00 -0700 2023-20308 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-20/pdf/2023-20308.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add MEMX LLC as a Plan Sponsor https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20307.html https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20307.html Wed, 20 Sep 2023 00:00:00 -0700 2023-20307 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-20/pdf/2023-20307.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 2, Relating to Amendments to the Outsourcing Policy https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20306.html https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20306.html Wed, 20 Sep 2023 00:00:00 -0700 2023-20306 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-20/pdf/2023-20306.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Notification and Disclosure of Reverse Stock Splits https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20305.html https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20305.html Wed, 20 Sep 2023 00:00:00 -0700 2023-20305 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-20/pdf/2023-20305.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20315.html https://regulations.justia.com/regulations/fedreg/2023/09/20/2023-20315.html Wed, 20 Sep 2023 00:00:00 -0700 2023-20315 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-20/pdf/2023-20315.pdf