Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/09/14?limit=200®isters=between&mode=atom2024-11-28T07:39:48-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19853.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 15g-22023-09-14T00:00:00-07:002023-09-14T00:00:00-07:002023-19853Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19853.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19847.htmlNotice - Notice of Filing and Request for Comment on ICE Clear Europe Limited's Request To Withdraw From Registration as a Clearing Agency2023-09-14T00:00:00-07:002023-09-14T00:00:00-07:002023-19847Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19847.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19846.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.52023-09-14T00:00:00-07:002023-09-14T00:00:00-07:002023-19846Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19846.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19845.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program in Rule 19.5, Interpretation and Policy .05 and a Related Definition in Rule 16.12023-09-14T00:00:00-07:002023-09-14T00:00:00-07:002023-19845Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19845.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19844.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to Recovery Plan2023-09-14T00:00:00-07:002023-09-14T00:00:00-07:002023-19844Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19844.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19843.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Recovery and Wind-Down Plan2023-09-14T00:00:00-07:002023-09-14T00:00:00-07:002023-19843Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19843.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19842.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule2023-09-14T00:00:00-07:002023-09-14T00:00:00-07:002023-19842Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19842.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19841.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Recovery and Wind-Down Plan2023-09-14T00:00:00-07:002023-09-14T00:00:00-07:002023-19841Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19841.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19840.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Recovery and Wind-Down Plan2023-09-14T00:00:00-07:002023-09-14T00:00:00-07:002023-19840Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19840.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/14/2023-19839.htmlNotice - Self-Regulatory Organizations; the Fixed Income Clearing Corporation; Order Granting Approval of Proposed Rule Change To Amend and Restate the Cross-Margining Agreement Between FICC and CME2023-09-14T00:00:00-07:002023-09-14T00:00:00-07:002023-19839Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-19839.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/14/2023-18660.htmlRule - Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews2023-09-14T00:00:00-07:002023-09-14T00:00:00-07:002023-18660Rulehttps://www.govinfo.gov/content/pkg/FR-2023-09-14/pdf/2023-18660.pdf