Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/09/13?limit=200&registers=between&mode=atom 2024-11-28T07:53:51-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19791.html Notice - Submission for OMB Review; Comment Request; Extension: Exchange Act Form 10-K 2023-09-13T00:00:00-07:00 2023-09-13T00:00:00-07:00 2023-19791 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19791.pdf https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19790.html Notice - Proposed Collection; Comment Request; Extension: Rule 15g-9 2023-09-13T00:00:00-07:00 2023-09-13T00:00:00-07:00 2023-19790 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19790.pdf https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19789.html Notice - Proposed Collection; Comment Request; Extension: Rule 17Ac3-1(a) and Form TA-W 2023-09-13T00:00:00-07:00 2023-09-13T00:00:00-07:00 2023-19789 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19789.pdf https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19792.html Notice - Submission for OMB Review; Comment Request; Extension: Form 20-F 2023-09-13T00:00:00-07:00 2023-09-13T00:00:00-07:00 2023-19792 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19792.pdf https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19731.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Concerning PIXL 2023-09-13T00:00:00-07:00 2023-09-13T00:00:00-07:00 2023-19731 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19731.pdf https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19730.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Concerning PRISM 2023-09-13T00:00:00-07:00 2023-09-13T00:00:00-07:00 2023-19730 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19730.pdf https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19729.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Codes of Arbitration Procedure To Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP 2023-09-13T00:00:00-07:00 2023-09-13T00:00:00-07:00 2023-19729 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19729.pdf https://regulations.justia.com/regulations/fedreg/2023/09/13/2023-19728.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Period 2023-09-13T00:00:00-07:00 2023-09-13T00:00:00-07:00 2023-19728 Notice https://www.govinfo.gov/content/pkg/FR-2023-09-13/pdf/2023-19728.pdf