Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/09/07?limit=200®isters=between&mode=atom2024-11-28T06:39:04-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19420.htmlNotice - Sunshine Act Meetings2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19420Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19420.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-18658.htmlRule - Exemption for Certain Exchange Members2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-18658Rulehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-18658.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19311.htmlNotice - Amended Order Directing the Exchanges and the Financial Industry Regulatory Authority, Inc., To File a National Market System Plan Regarding Consolidated Equity Market Data2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19311Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19311.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19235.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 402 (Criteria for Underlying Securities) To Accelerate the Listing of Options on Certain IPOs2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19235Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19235.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19234.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Extend the Date for Which Ad Hoc Requests for Historical Intra-Day Open-Close Report Data May Be Requested2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19234Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19234.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19233.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Options Fee Schedule To Extend the Date for Which Ad Hoc Requests for Historical Intra-Day Open-Close Report Data May Be Requested2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19233Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19233.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19232.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Extend the Date for Which Ad Hoc Requests for Historical Intra-Day Open-Close Report Data May Be Requested2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19232Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19232.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19252.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17a-72023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19252Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19252.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19249.htmlNotice - Proposed Collection; Comment Request; Extension: Form N-54C2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19249Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19249.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19248.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 31a-12023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19248Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19248.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19247.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 0-22023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19247Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19247.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19246.htmlNotice - Proposed Collection; Comment Request; Extension: Form N-17F-22023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19246Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19246.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19242.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19242Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19242.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19241.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the iShares Bitcoin Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19241Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19241.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19240.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Invesco Galaxy Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19240Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19240.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19239.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19239Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19239.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19238.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19238Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19238.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19237.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19237Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19237.pdfhttps://regulations.justia.com/regulations/fedreg/2023/09/07/2023-19236.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares2023-09-07T00:00:00-07:002023-09-07T00:00:00-07:002023-19236Noticehttps://www.govinfo.gov/content/pkg/FR-2023-09-07/pdf/2023-19236.pdf