<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/08?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 12:59:18 -0700 Thu, 23 May 2024 12:59:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/08?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule To Delay Implementation of Pending Amendments to Equity 4, Rules 4120, 4702 and 4703 and To Make Further Amendments to Rules 4702 and 4703 https://regulations.justia.com/regulations/fedreg/2023/08/31/2023-18777.html https://regulations.justia.com/regulations/fedreg/2023/08/31/2023-18777.html Thu, 31 Aug 2023 00:00:00 -0700 2023-18777 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-31/pdf/2023-18777.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Advance Notice To Raise Prefunded Liquidity Resources Through the Periodic Issuance and Private Placement of Senior Notes https://regulations.justia.com/regulations/fedreg/2023/08/31/2023-18776.html https://regulations.justia.com/regulations/fedreg/2023/08/31/2023-18776.html Thu, 31 Aug 2023 00:00:00 -0700 2023-18776 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-31/pdf/2023-18776.pdf Notice - Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2023/08/31/2023-18771.html https://regulations.justia.com/regulations/fedreg/2023/08/31/2023-18771.html Thu, 31 Aug 2023 00:00:00 -0700 2023-18771 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-31/pdf/2023-18771.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Alternative Display Facility New Entrant https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18677.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18677.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18677 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18677.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Wind Down Framework and Plan https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18676.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18676.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18676 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18676.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules in Connection With the Number of Legs of a Complex Order That May Be Entered on a Single Order Ticket at the Time of Systemization https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18675.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18675.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18675 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18675.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18673.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18673.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18673 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18673.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between the Options Clearing Corporation and the National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18672.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18672.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18672 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18672.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18670.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18670.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18670 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18670.pdf Notice - Order Making Fiscal Year 2024 Annual Adjustments to Registration Fee Rates https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18723.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18723.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18723 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18723.pdf Proposed Rule - Safeguarding Advisory Client Assets; Reopening of Comment Period https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18667.html https://regulations.justia.com/regulations/fedreg/2023/08/30/2023-18667.html Wed, 30 Aug 2023 00:00:00 -0700 2023-18667 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2023-08-30/pdf/2023-18667.pdf Notice - Notice of Intention To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(c)(3) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2023/08/29/2023-18552.html https://regulations.justia.com/regulations/fedreg/2023/08/29/2023-18552.html Tue, 29 Aug 2023 00:00:00 -0700 2023-18552 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-29/pdf/2023-18552.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the Clearing Membership Policy and Clearing Membership Procedures https://regulations.justia.com/regulations/fedreg/2023/08/29/2023-18551.html https://regulations.justia.com/regulations/fedreg/2023/08/29/2023-18551.html Tue, 29 Aug 2023 00:00:00 -0700 2023-18551 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-29/pdf/2023-18551.pdf Notice - Order Granting Application of NYSE National, Inc. for a Limited Exemption From Rule 602 of Regulation NMS for Its Retail Liquidity Program https://regulations.justia.com/regulations/fedreg/2023/08/29/2023-18550.html https://regulations.justia.com/regulations/fedreg/2023/08/29/2023-18550.html Tue, 29 Aug 2023 00:00:00 -0700 2023-18550 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-29/pdf/2023-18550.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/08/28/2023-18623.html https://regulations.justia.com/regulations/fedreg/2023/08/28/2023-18623.html Mon, 28 Aug 2023 00:00:00 -0700 2023-18623 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-28/pdf/2023-18623.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 928NYP https://regulations.justia.com/regulations/fedreg/2023/08/28/2023-18430.html https://regulations.justia.com/regulations/fedreg/2023/08/28/2023-18430.html Mon, 28 Aug 2023 00:00:00 -0700 2023-18430 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-28/pdf/2023-18430.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures https://regulations.justia.com/regulations/fedreg/2023/08/28/2023-18429.html https://regulations.justia.com/regulations/fedreg/2023/08/28/2023-18429.html Mon, 28 Aug 2023 00:00:00 -0700 2023-18429 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-28/pdf/2023-18429.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.22 (“Data Products”) To Eliminate the ETF Implied Liquidity Feed https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18303.html https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18303.html Fri, 25 Aug 2023 00:00:00 -0700 2023-18303 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-25/pdf/2023-18303.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18302.html https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18302.html Fri, 25 Aug 2023 00:00:00 -0700 2023-18302 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-25/pdf/2023-18302.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 15 (Risk Protections) To Adopt an Active Quote Protection https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18301.html https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18301.html Fri, 25 Aug 2023 00:00:00 -0700 2023-18301 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-25/pdf/2023-18301.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18300.html https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18300.html Fri, 25 Aug 2023 00:00:00 -0700 2023-18300 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-25/pdf/2023-18300.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18299.html https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18299.html Fri, 25 Aug 2023 00:00:00 -0700 2023-18299 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-25/pdf/2023-18299.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18298.html https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18298.html Fri, 25 Aug 2023 00:00:00 -0700 2023-18298 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-25/pdf/2023-18298.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Change To Amend the Connectivity Fee Schedule Regarding Power Allocation https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18297.html https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18297.html Fri, 25 Aug 2023 00:00:00 -0700 2023-18297 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-25/pdf/2023-18297.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Select Customer Options Reduction Program, Livevol Fees, and Routing Fee Codes https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18308.html https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18308.html Fri, 25 Aug 2023 00:00:00 -0700 2023-18308 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-25/pdf/2023-18308.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Set Fees for the Purchase of Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18307.html https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18307.html Fri, 25 Aug 2023 00:00:00 -0700 2023-18307 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-25/pdf/2023-18307.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 15 (Simple Order Risk Protections) To Adopt an Active Quote Protection https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18306.html https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18306.html Fri, 25 Aug 2023 00:00:00 -0700 2023-18306 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-25/pdf/2023-18306.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Eliminate Reference to the ETF Implied Liquidity Feed and Corresponding Fees https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18305.html https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18305.html Fri, 25 Aug 2023 00:00:00 -0700 2023-18305 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-25/pdf/2023-18305.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 15 (Simple Order Risk Protections) To Adopt an Active Quote Protection https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18304.html https://regulations.justia.com/regulations/fedreg/2023/08/25/2023-18304.html Fri, 25 Aug 2023 00:00:00 -0700 2023-18304 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-25/pdf/2023-18304.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/08/24/2023-18191.html https://regulations.justia.com/regulations/fedreg/2023/08/24/2023-18191.html Thu, 24 Aug 2023 00:00:00 -0700 2023-18191 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-24/pdf/2023-18191.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.44-E https://regulations.justia.com/regulations/fedreg/2023/08/24/2023-18189.html https://regulations.justia.com/regulations/fedreg/2023/08/24/2023-18189.html Thu, 24 Aug 2023 00:00:00 -0700 2023-18189 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-24/pdf/2023-18189.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2023/08/24/2023-18188.html https://regulations.justia.com/regulations/fedreg/2023/08/24/2023-18188.html Thu, 24 Aug 2023 00:00:00 -0700 2023-18188 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-24/pdf/2023-18188.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the Margin Liquidity Adjustment Charge https://regulations.justia.com/regulations/fedreg/2023/08/24/2023-18187.html https://regulations.justia.com/regulations/fedreg/2023/08/24/2023-18187.html Thu, 24 Aug 2023 00:00:00 -0700 2023-18187 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-24/pdf/2023-18187.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.44 https://regulations.justia.com/regulations/fedreg/2023/08/23/2023-18190.html https://regulations.justia.com/regulations/fedreg/2023/08/23/2023-18190.html Wed, 23 Aug 2023 00:00:00 -0700 2023-18190 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-23/pdf/2023-18190.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a Portfolio Differential Charge as an Additional Component to the Government Securities Division Required Fund Deposit https://regulations.justia.com/regulations/fedreg/2023/08/23/2023-18106.html https://regulations.justia.com/regulations/fedreg/2023/08/23/2023-18106.html Wed, 23 Aug 2023 00:00:00 -0700 2023-18106 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-23/pdf/2023-18106.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/08/23/2023-18105.html https://regulations.justia.com/regulations/fedreg/2023/08/23/2023-18105.html Wed, 23 Aug 2023 00:00:00 -0700 2023-18105 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-23/pdf/2023-18105.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Set Fees for the Purchase of Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX Totalview https://regulations.justia.com/regulations/fedreg/2023/08/23/2023-18104.html https://regulations.justia.com/regulations/fedreg/2023/08/23/2023-18104.html Wed, 23 Aug 2023 00:00:00 -0700 2023-18104 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-23/pdf/2023-18104.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/08/23/2023-18103.html https://regulations.justia.com/regulations/fedreg/2023/08/23/2023-18103.html Wed, 23 Aug 2023 00:00:00 -0700 2023-18103 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-23/pdf/2023-18103.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17983.html https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17983.html Tue, 22 Aug 2023 00:00:00 -0700 2023-17983 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-22/pdf/2023-17983.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17982.html https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17982.html Tue, 22 Aug 2023 00:00:00 -0700 2023-17982 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-22/pdf/2023-17982.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Change To Amend the Connectivity Fee Schedule Regarding Power Allocation https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17981.html https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17981.html Tue, 22 Aug 2023 00:00:00 -0700 2023-17981 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-22/pdf/2023-17981.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Change To Amend the Connectivity Fee Schedule Regarding Power Allocation https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17980.html https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17980.html Tue, 22 Aug 2023 00:00:00 -0700 2023-17980 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-22/pdf/2023-17980.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Amendment No. 1 and Partial Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 2, Relating to the ICC Default Auction Procedures-Initial Default Auctions https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17979.html https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17979.html Tue, 22 Aug 2023 00:00:00 -0700 2023-17979 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-22/pdf/2023-17979.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17978.html https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17978.html Tue, 22 Aug 2023 00:00:00 -0700 2023-17978 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-22/pdf/2023-17978.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17977.html https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17977.html Tue, 22 Aug 2023 00:00:00 -0700 2023-17977 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-22/pdf/2023-17977.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's All-or-None Order https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17976.html https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-17976.html Tue, 22 Aug 2023 00:00:00 -0700 2023-17976 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-22/pdf/2023-17976.pdf Notice - Proposed Collection; Comment Request; Extension: Regulation 13D and Regulation 13G; Schedule 13D and Schedule 13G https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-18012.html https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-18012.html Tue, 22 Aug 2023 00:00:00 -0700 2023-18012 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-22/pdf/2023-18012.pdf Notice - Proposed Collection; Comment Request; Extension: Form 6-K-Exchange Act Rules 13a-16 and 15d-16 https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-18011.html https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-18011.html Tue, 22 Aug 2023 00:00:00 -0700 2023-18011 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-22/pdf/2023-18011.pdf Notice - Proposed Collection; Comment Request; Extension: Form 15F https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-18010.html https://regulations.justia.com/regulations/fedreg/2023/08/22/2023-18010.html Tue, 22 Aug 2023 00:00:00 -0700 2023-18010 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-22/pdf/2023-18010.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/08/21/2023-18014.html https://regulations.justia.com/regulations/fedreg/2023/08/21/2023-18014.html Mon, 21 Aug 2023 00:00:00 -0700 2023-18014 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-21/pdf/2023-18014.pdf