Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/08/14?limit=200&registers=between&mode=atom 2024-11-28T03:43:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17479.html Notice - Sunshine Act Meetings 2023-08-14T00:00:00-07:00 2023-08-14T00:00:00-07:00 2023-17479 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17479.pdf https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17308.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto 2023-08-14T00:00:00-07:00 2023-08-14T00:00:00-07:00 2023-17308 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17308.pdf https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17307.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto 2023-08-14T00:00:00-07:00 2023-08-14T00:00:00-07:00 2023-17307 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17307.pdf https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17306.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto 2023-08-14T00:00:00-07:00 2023-08-14T00:00:00-07:00 2023-17306 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17306.pdf https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17305.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 2614, 2617, and 2626 of the MIAX Pearl Equities Rulebook 2023-08-14T00:00:00-07:00 2023-08-14T00:00:00-07:00 2023-17305 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17305.pdf https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17304.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Options Exchange Fee Schedule To Modify the Excessive Quoting Fee 2023-08-14T00:00:00-07:00 2023-08-14T00:00:00-07:00 2023-17304 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17304.pdf https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17303.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto 2023-08-14T00:00:00-07:00 2023-08-14T00:00:00-07:00 2023-17303 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17303.pdf https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17302.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge 2023-08-14T00:00:00-07:00 2023-08-14T00:00:00-07:00 2023-17302 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17302.pdf https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17301.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto 2023-08-14T00:00:00-07:00 2023-08-14T00:00:00-07:00 2023-17301 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17301.pdf https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17300.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto 2023-08-14T00:00:00-07:00 2023-08-14T00:00:00-07:00 2023-17300 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17300.pdf https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17320.html Notice - Proposed Collection; Comment Request; Extension: Rule 15c1-7 2023-08-14T00:00:00-07:00 2023-08-14T00:00:00-07:00 2023-17320 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17320.pdf https://regulations.justia.com/regulations/fedreg/2023/08/14/2023-17319.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 3a-8 2023-08-14T00:00:00-07:00 2023-08-14T00:00:00-07:00 2023-17319 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-14/pdf/2023-17319.pdf