Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/08/09?limit=200®isters=between&mode=atom2024-11-28T03:23:46-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16377.htmlProposed Rule - Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers2023-08-09T00:00:00-07:002023-08-09T00:00:00-07:002023-16377Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-08-09/pdf/2023-16377.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16992.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17a-102023-08-09T00:00:00-07:002023-08-09T00:00:00-07:002023-16992Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-09/pdf/2023-16992.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16991.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 19b-7 and Form 19b-72023-08-09T00:00:00-07:002023-08-09T00:00:00-07:002023-16991Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-09/pdf/2023-16991.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16988.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product2023-08-09T00:00:00-07:002023-08-09T00:00:00-07:002023-16988Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-09/pdf/2023-16988.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16987.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 02023-08-09T00:00:00-07:002023-08-09T00:00:00-07:002023-16987Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-09/pdf/2023-16987.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/09/2023-16983.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product2023-08-09T00:00:00-07:002023-08-09T00:00:00-07:002023-16983Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-09/pdf/2023-16983.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/09/2023-17033.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 10b-172023-08-09T00:00:00-07:002023-08-09T00:00:00-07:002023-17033Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-09/pdf/2023-17033.pdf