Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/08/03?limit=200®isters=between&mode=atom2024-11-28T03:40:00-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16546.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17Ab2-1 and Form CA-12023-08-03T00:00:00-07:002023-08-03T00:00:00-07:002023-16546Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16546.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16507.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9(f) To Allow Match Trade Prevention Between Users That Access the Exchange With Both a Direct Connection and Sponsored Access2023-08-03T00:00:00-07:002023-08-03T00:00:00-07:002023-16507Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16507.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16506.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.10(d) To Allow EdgeRisk Self Trade Protection Between Users That Access the Exchange With Both a Direct Connection and Sponsored Access2023-08-03T00:00:00-07:002023-08-03T00:00:00-07:002023-16506Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16506.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16505.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.10(d) To Allow EdgeRisk Self Trade Protection Between Users That Access the Exchange With Both a Direct Connection and Sponsored Access2023-08-03T00:00:00-07:002023-08-03T00:00:00-07:002023-16505Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16505.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16504.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9(f) To Allow Match Trade Prevention Between Users That Access the Exchange With Both a Direct Connection and Sponsored Access2023-08-03T00:00:00-07:002023-08-03T00:00:00-07:002023-16504Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16504.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16503.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface2023-08-03T00:00:00-07:002023-08-03T00:00:00-07:002023-16503Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16503.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16502.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface2023-08-03T00:00:00-07:002023-08-03T00:00:00-07:002023-16502Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16502.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16501.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface2023-08-03T00:00:00-07:002023-08-03T00:00:00-07:002023-16501Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16501.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16500.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Securities Listed on the Exchange, Which Are Set Forth in BZX Rule 14.13, Company Listing Fees2023-08-03T00:00:00-07:002023-08-03T00:00:00-07:002023-16500Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16500.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16499.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Listing Standards Related To Notification and Disclosure of Reverse Stock Splits2023-08-03T00:00:00-07:002023-08-03T00:00:00-07:002023-16499Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16499.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16542.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 206(4)-62023-08-03T00:00:00-07:002023-08-03T00:00:00-07:002023-16542Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16542.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16491.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402023-08-03T00:00:00-07:002023-08-03T00:00:00-07:002023-16491Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16491.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/03/2023-15124.htmlRule - Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A2023-08-03T00:00:00-07:002023-08-03T00:00:00-07:002023-15124Rulehttps://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-15124.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/03/2023-16518.htmlNotice - Order Granting a Temporary Conditional Exemption Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to the Reporting of Certain Activities on the Floor of National Securities Exchanges and Certain Activities by Industry Members Off Exchange Floors, as Required by Section 6.4(d) of the National Market System Plan Governing the Consolidated Audit Trail2023-08-03T00:00:00-07:002023-08-03T00:00:00-07:002023-16518Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-03/pdf/2023-16518.pdf