<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/08/02?registers=between Thu, 28 Nov 2024 03:47:20 -0800 Thu, 28 Nov 2024 03:47:20 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/08/02?registers=between Notice - Self-Regulatory Organizations; NYSE American LLC; Order Granting Approval of a Proposed Rule Change To Amend Rule 915 (Criteria for Underlying Securities) To Accelerate the Listing of Options on Certain IPOs https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16393.html https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16393.html Wed, 02 Aug 2023 00:00:00 -0700 2023-16393 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16393.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Modify the OPRA Fee Schedule Regarding Caps on Certain Port Fees https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16392.html https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16392.html Wed, 02 Aug 2023 00:00:00 -0700 2023-16392 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16392.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16391.html https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16391.html Wed, 02 Aug 2023 00:00:00 -0700 2023-16391 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16391.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Minor, Non-Substantive Edits to Rules 100, 515A, and 521 https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16390.html https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16390.html Wed, 02 Aug 2023 00:00:00 -0700 2023-16390 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16390.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Triparty Collateral Mechanism https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16389.html https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16389.html Wed, 02 Aug 2023 00:00:00 -0700 2023-16389 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16389.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Make the Nonstandard Expirations Pilot Program Permanent https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16388.html https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16388.html Wed, 02 Aug 2023 00:00:00 -0700 2023-16388 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16388.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Make Permanent the Operation of its Pilot Program That Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index Options and Mini-Russell 2000 Index Options Series https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16387.html https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16387.html Wed, 02 Aug 2023 00:00:00 -0700 2023-16387 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16387.pdf Notice - Polen Credit Opportunities Fund and Polen Capital Credit, LLC https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16403.html https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16403.html Wed, 02 Aug 2023 00:00:00 -0700 2023-16403 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16403.pdf Notice - Alpha Alternative Assets Fund and Alpha Growth Management LLC https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16397.html https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16397.html Wed, 02 Aug 2023 00:00:00 -0700 2023-16397 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16397.pdf