Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/08/02?limit=200&registers=between&mode=atom 2024-11-28T03:48:37-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16393.html Notice - Self-Regulatory Organizations; NYSE American LLC; Order Granting Approval of a Proposed Rule Change To Amend Rule 915 (Criteria for Underlying Securities) To Accelerate the Listing of Options on Certain IPOs 2023-08-02T00:00:00-07:00 2023-08-02T00:00:00-07:00 2023-16393 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16393.pdf https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16392.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Modify the OPRA Fee Schedule Regarding Caps on Certain Port Fees 2023-08-02T00:00:00-07:00 2023-08-02T00:00:00-07:00 2023-16392 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16392.pdf https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16391.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule 2023-08-02T00:00:00-07:00 2023-08-02T00:00:00-07:00 2023-16391 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16391.pdf https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16390.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Minor, Non-Substantive Edits to Rules 100, 515A, and 521 2023-08-02T00:00:00-07:00 2023-08-02T00:00:00-07:00 2023-16390 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16390.pdf https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16389.html Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Triparty Collateral Mechanism 2023-08-02T00:00:00-07:00 2023-08-02T00:00:00-07:00 2023-16389 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16389.pdf https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16388.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Make the Nonstandard Expirations Pilot Program Permanent 2023-08-02T00:00:00-07:00 2023-08-02T00:00:00-07:00 2023-16388 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16388.pdf https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16387.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Make Permanent the Operation of its Pilot Program That Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index Options and Mini-Russell 2000 Index Options Series 2023-08-02T00:00:00-07:00 2023-08-02T00:00:00-07:00 2023-16387 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16387.pdf https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16403.html Notice - Polen Credit Opportunities Fund and Polen Capital Credit, LLC 2023-08-02T00:00:00-07:00 2023-08-02T00:00:00-07:00 2023-16403 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16403.pdf https://regulations.justia.com/regulations/fedreg/2023/08/02/2023-16397.html Notice - Alpha Alternative Assets Fund and Alpha Growth Management LLC 2023-08-02T00:00:00-07:00 2023-08-02T00:00:00-07:00 2023-16397 Notice https://www.govinfo.gov/content/pkg/FR-2023-08-02/pdf/2023-16397.pdf