Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/08/01?limit=200®isters=between&mode=atom2024-11-28T03:30:05-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16247.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule2023-08-01T00:00:00-07:002023-08-01T00:00:00-07:002023-16247Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16247.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16246.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2023-08-01T00:00:00-07:002023-08-01T00:00:00-07:002023-16246Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16246.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16245.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2023-08-01T00:00:00-07:002023-08-01T00:00:00-07:002023-16245Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16245.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16244.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2023-08-01T00:00:00-07:002023-08-01T00:00:00-07:002023-16244Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16244.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16242.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule2023-08-01T00:00:00-07:002023-08-01T00:00:00-07:002023-16242Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16242.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16241.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2023-08-01T00:00:00-07:002023-08-01T00:00:00-07:002023-16241Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16241.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16240.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2023-08-01T00:00:00-07:002023-08-01T00:00:00-07:002023-16240Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16240.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16287.htmlProposed Rule - Exemption for Certain Investment Advisers Operating Through the Internet2023-08-01T00:00:00-07:002023-08-01T00:00:00-07:002023-16287Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16287.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16267.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Setting Aside Action by Delegated Authority and Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Requirements for Covered Agency Transactions Under FINRA Rule 4210 (Margin Requirements) as Approved Pursuant to SR-FINRA-2015-0362023-08-01T00:00:00-07:002023-08-01T00:00:00-07:002023-16267Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16267.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16239.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2023-08-01T00:00:00-07:002023-08-01T00:00:00-07:002023-16239Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16239.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16226.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17a-52023-08-01T00:00:00-07:002023-08-01T00:00:00-07:002023-16226Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16226.pdfhttps://regulations.justia.com/regulations/fedreg/2023/08/01/2023-16311.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rules 15Ba1-1 through 15Ba1-82023-08-01T00:00:00-07:002023-08-01T00:00:00-07:002023-16311Noticehttps://www.govinfo.gov/content/pkg/FR-2023-08-01/pdf/2023-16311.pdf