<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/07/19?registers=between Thu, 28 Nov 2024 03:01:56 -0800 Thu, 28 Nov 2024 03:01:56 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/07/19?registers=between Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15272.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15272.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15272 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15272.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, As Modified by Amendment No. 1, To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15271.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15271.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15271 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15271.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15270.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15270.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15270 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15270.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15269.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15269.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15269 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15269.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Invesco Galaxy Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15268.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15268.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15268 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15268.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15267.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15267.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15267 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15267.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Provide Relief Relating to Specified Option Transactions Under FINRA Rule 4210 (Margin Requirements) https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15266.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15266.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15266 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15266.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the GSD Rules, MBSD Rules, and EPN Rules https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15265.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15265.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15265 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15265.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15264.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15264.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15264 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15264.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15262.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15262.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15262 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15262.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Waive Membership Fees for New Members Temporarily https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15261.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15261.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15261 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15261.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15260.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15260.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15260 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15260.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15259.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15259.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15259 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15259.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15258.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15258.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15258 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15258.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Portfolio Margining https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15257.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15257.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15257 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15257.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares Bitcoin Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15252.html https://regulations.justia.com/regulations/fedreg/2023/07/19/2023-15252.html Wed, 19 Jul 2023 00:00:00 -0700 2023-15252 Notice https://www.govinfo.gov/content/pkg/FR-2023-07-19/pdf/2023-15252.pdf