<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/06/30?registers=between Wed, 27 Nov 2024 23:42:26 -0800 Wed, 27 Nov 2024 23:42:26 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/06/30?registers=between Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2023/06/30/2023-13895.html https://regulations.justia.com/regulations/fedreg/2023/06/30/2023-13895.html Fri, 30 Jun 2023 00:00:00 -0700 2023-13895 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-30/pdf/2023-13895.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA's Trading Activity Fee https://regulations.justia.com/regulations/fedreg/2023/06/30/2023-13894.html https://regulations.justia.com/regulations/fedreg/2023/06/30/2023-13894.html Fri, 30 Jun 2023 00:00:00 -0700 2023-13894 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-30/pdf/2023-13894.pdf Rule - Prohibition Against Fraud, Manipulation, or Deception in Connection With Security-Based Swaps; Prohibition Against Undue Influence Over Chief Compliance Officers https://regulations.justia.com/regulations/fedreg/2023/06/30/2023-12592.html https://regulations.justia.com/regulations/fedreg/2023/06/30/2023-12592.html Fri, 30 Jun 2023 00:00:00 -0700 2023-12592 Rule https://www.govinfo.gov/content/pkg/FR-2023-06-30/pdf/2023-12592.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 482 https://regulations.justia.com/regulations/fedreg/2023/06/30/2023-13952.html https://regulations.justia.com/regulations/fedreg/2023/06/30/2023-13952.html Fri, 30 Jun 2023 00:00:00 -0700 2023-13952 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-30/pdf/2023-13952.pdf