Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/06/30?limit=200&registers=between&mode=atom 2024-11-27T23:40:41-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/06/30/2023-13895.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 3 2023-06-30T00:00:00-07:00 2023-06-30T00:00:00-07:00 2023-13895 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-30/pdf/2023-13895.pdf https://regulations.justia.com/regulations/fedreg/2023/06/30/2023-13894.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA's Trading Activity Fee 2023-06-30T00:00:00-07:00 2023-06-30T00:00:00-07:00 2023-13894 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-30/pdf/2023-13894.pdf https://regulations.justia.com/regulations/fedreg/2023/06/30/2023-12592.html Rule - Prohibition Against Fraud, Manipulation, or Deception in Connection With Security-Based Swaps; Prohibition Against Undue Influence Over Chief Compliance Officers 2023-06-30T00:00:00-07:00 2023-06-30T00:00:00-07:00 2023-12592 Rule https://www.govinfo.gov/content/pkg/FR-2023-06-30/pdf/2023-12592.pdf https://regulations.justia.com/regulations/fedreg/2023/06/30/2023-13952.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 482 2023-06-30T00:00:00-07:00 2023-06-30T00:00:00-07:00 2023-13952 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-30/pdf/2023-13952.pdf