<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/06/20?registers=between Thu, 28 Nov 2024 00:02:50 -0800 Thu, 28 Nov 2024 00:02:50 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/06/20?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13171.html https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13171.html Tue, 20 Jun 2023 00:00:00 -0700 2023-13171 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-20/pdf/2023-13171.pdf Rule - Removal of References to Credit Ratings From Regulation M https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-12591.html https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-12591.html Tue, 20 Jun 2023 00:00:00 -0700 2023-12591 Rule https://www.govinfo.gov/content/pkg/FR-2023-06-20/pdf/2023-12591.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Short Term Option Series Program in Supplementary Material .03 of Options 4, Section 5 https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13005.html https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13005.html Tue, 20 Jun 2023 00:00:00 -0700 2023-13005 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-20/pdf/2023-13005.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13004.html https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13004.html Tue, 20 Jun 2023 00:00:00 -0700 2023-13004 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-20/pdf/2023-13004.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Change To Amend Rule 915 (Criteria for Underlying Securities) To Accelerate the Listing of Options on Certain IPOs https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13003.html https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13003.html Tue, 20 Jun 2023 00:00:00 -0700 2023-13003 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-20/pdf/2023-13003.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify the Step-Up Added Liquidity Rebate https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13002.html https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13002.html Tue, 20 Jun 2023 00:00:00 -0700 2023-13002 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-20/pdf/2023-13002.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.37E To Specify the Exchange's Source of Data Feeds From MEMX LLC https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13001.html https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13001.html Tue, 20 Jun 2023 00:00:00 -0700 2023-13001 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-20/pdf/2023-13001.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify the Exchange's Source of Data Feeds From MEMX LLC https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13000.html https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13000.html Tue, 20 Jun 2023 00:00:00 -0700 2023-13000 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-20/pdf/2023-13000.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E To Specify the Exchange's Source of Data Feeds From MEMX LLC https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-12999.html https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-12999.html Tue, 20 Jun 2023 00:00:00 -0700 2023-12999 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-20/pdf/2023-12999.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify the Exchange's Source of Data Feeds From MEMX LLC https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-12998.html https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-12998.html Tue, 20 Jun 2023 00:00:00 -0700 2023-12998 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-20/pdf/2023-12998.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13006.html https://regulations.justia.com/regulations/fedreg/2023/06/20/2023-13006.html Tue, 20 Jun 2023 00:00:00 -0700 2023-13006 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-20/pdf/2023-13006.pdf