<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/06/14?registers=between Wed, 27 Nov 2024 23:45:05 -0800 Wed, 27 Nov 2024 23:45:05 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/06/14?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12822.html https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12822.html Wed, 14 Jun 2023 00:00:00 -0700 2023-12822 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-14/pdf/2023-12822.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Section 303A.14 of the NYSE Listed Company Manual To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12758.html https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12758.html Wed, 14 Jun 2023 00:00:00 -0700 2023-12758 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-14/pdf/2023-12758.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Revise Certain of the Exchange's Initial Listing Standards https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12665.html https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12665.html Wed, 14 Jun 2023 00:00:00 -0700 2023-12665 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-14/pdf/2023-12665.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility To Amend Certain Rebates for Qualified Contingent Cross Transactions https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12664.html https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12664.html Wed, 14 Jun 2023 00:00:00 -0700 2023-12664 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-14/pdf/2023-12664.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Separate Fees and Rebates on Non-Auction Transactions for Options Overlying the Standard and Poor's Depositary Receipts Trust https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12663.html https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12663.html Wed, 14 Jun 2023 00:00:00 -0700 2023-12663 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-14/pdf/2023-12663.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent the Operation of Its Flexible Exchange Options Pilot Program Regarding Permissible Settlement Values for FLEX Index Options https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12662.html https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12662.html Wed, 14 Jun 2023 00:00:00 -0700 2023-12662 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-14/pdf/2023-12662.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12661.html https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12661.html Wed, 14 Jun 2023 00:00:00 -0700 2023-12661 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-14/pdf/2023-12661.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12660.html https://regulations.justia.com/regulations/fedreg/2023/06/14/2023-12660.html Wed, 14 Jun 2023 00:00:00 -0700 2023-12660 Notice https://www.govinfo.gov/content/pkg/FR-2023-06-14/pdf/2023-12660.pdf