Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/05/12?limit=200&registers=between&mode=atom 2024-11-27T20:49:55-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10126.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of its Flexible Exchange Options (“FLEX Options”) Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options 2023-05-12T00:00:00-07:00 2023-05-12T00:00:00-07:00 2023-10126 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10126.pdf https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10124.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.8 Regarding Certain Cancel-Replace Messages 2023-05-12T00:00:00-07:00 2023-05-12T00:00:00-07:00 2023-10124 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10124.pdf https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10123.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.32 Regarding Certain Cancel-Replace Messages 2023-05-12T00:00:00-07:00 2023-05-12T00:00:00-07:00 2023-10123 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10123.pdf https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10116.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 22d-1 2023-05-12T00:00:00-07:00 2023-05-12T00:00:00-07:00 2023-10116 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10116.pdf https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10134.html Notice - Calamos Aksia Alternative Credit and Income Fund, et al. 2023-05-12T00:00:00-07:00 2023-05-12T00:00:00-07:00 2023-10134 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10134.pdf https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10133.html Notice - Hennessy Funds Trust and Hennessy Advisors, Inc. 2023-05-12T00:00:00-07:00 2023-05-12T00:00:00-07:00 2023-10133 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10133.pdf https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10132.html Notice - SEI Alternative Income Fund, et al. 2023-05-12T00:00:00-07:00 2023-05-12T00:00:00-07:00 2023-10132 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10132.pdf https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10129.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures 2023-05-12T00:00:00-07:00 2023-05-12T00:00:00-07:00 2023-10129 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10129.pdf https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10128.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.8 Regarding Certain Cancel-Replace Messages 2023-05-12T00:00:00-07:00 2023-05-12T00:00:00-07:00 2023-10128 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10128.pdf https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10127.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts 2023-05-12T00:00:00-07:00 2023-05-12T00:00:00-07:00 2023-10127 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10127.pdf https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10115.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 17f-5 2023-05-12T00:00:00-07:00 2023-05-12T00:00:00-07:00 2023-10115 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10115.pdf https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10114.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 8c-1 2023-05-12T00:00:00-07:00 2023-05-12T00:00:00-07:00 2023-10114 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10114.pdf https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10113.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 22e-4 2023-05-12T00:00:00-07:00 2023-05-12T00:00:00-07:00 2023-10113 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-12/pdf/2023-10113.pdf