<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/05/11?registers=between Wed, 27 Nov 2024 20:53:48 -0800 Wed, 27 Nov 2024 20:53:48 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/05/11?registers=between Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10031.html https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10031.html Thu, 11 May 2023 00:00:00 -0700 2023-10031 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10031.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to NFA Compliance Rule 2-9(c) and the Interpretive Notice Entitled “NFA Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program” https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10030.html https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10030.html Thu, 11 May 2023 00:00:00 -0700 2023-10030 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10030.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Granting Approval of Proposed Rule Change by the Options Clearing Corporation Concerning the Amendment of Its Clearing Membership Standards https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10029.html https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10029.html Thu, 11 May 2023 00:00:00 -0700 2023-10029 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10029.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10028.html https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10028.html Thu, 11 May 2023 00:00:00 -0700 2023-10028 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10028.pdf Notice - Proposed Collection; Comment Request; Extension: Form N-PX https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10002.html https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10002.html Thu, 11 May 2023 00:00:00 -0700 2023-10002 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10002.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 30e-1 https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10000.html https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10000.html Thu, 11 May 2023 00:00:00 -0700 2023-10000 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10000.pdf Notice - Proposed Collection; Comment Request; Extension: Amendments to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-09997.html https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-09997.html Thu, 11 May 2023 00:00:00 -0700 2023-09997 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-09997.pdf Notice - Proposed Collection; Comment Request; Extension: Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-09996.html https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-09996.html Thu, 11 May 2023 00:00:00 -0700 2023-09996 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-09996.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10037.html https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10037.html Thu, 11 May 2023 00:00:00 -0700 2023-10037 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10037.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10036.html https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10036.html Thu, 11 May 2023 00:00:00 -0700 2023-10036 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10036.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program Until November 6, 2023 https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10034.html https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10034.html Thu, 11 May 2023 00:00:00 -0700 2023-10034 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10034.pdf