Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/05/11?limit=200&registers=between&mode=atom 2024-11-27T20:41:06-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10031.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3 2023-05-11T00:00:00-07:00 2023-05-11T00:00:00-07:00 2023-10031 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10031.pdf https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10030.html Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to NFA Compliance Rule 2-9(c) and the Interpretive Notice Entitled “NFA Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program” 2023-05-11T00:00:00-07:00 2023-05-11T00:00:00-07:00 2023-10030 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10030.pdf https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10029.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Granting Approval of Proposed Rule Change by the Options Clearing Corporation Concerning the Amendment of Its Clearing Membership Standards 2023-05-11T00:00:00-07:00 2023-05-11T00:00:00-07:00 2023-10029 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10029.pdf https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10028.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program 2023-05-11T00:00:00-07:00 2023-05-11T00:00:00-07:00 2023-10028 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10028.pdf https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10002.html Notice - Proposed Collection; Comment Request; Extension: Form N-PX 2023-05-11T00:00:00-07:00 2023-05-11T00:00:00-07:00 2023-10002 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10002.pdf https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10000.html Notice - Proposed Collection; Comment Request; Extension: Rule 30e-1 2023-05-11T00:00:00-07:00 2023-05-11T00:00:00-07:00 2023-10000 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10000.pdf https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-09997.html Notice - Proposed Collection; Comment Request; Extension: Amendments to the National Market System Plan Governing the Consolidated Audit Trail 2023-05-11T00:00:00-07:00 2023-05-11T00:00:00-07:00 2023-09997 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-09997.pdf https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-09996.html Notice - Proposed Collection; Comment Request; Extension: Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies 2023-05-11T00:00:00-07:00 2023-05-11T00:00:00-07:00 2023-09996 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-09996.pdf https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10037.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options 2023-05-11T00:00:00-07:00 2023-05-11T00:00:00-07:00 2023-10037 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10037.pdf https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10036.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options 2023-05-11T00:00:00-07:00 2023-05-11T00:00:00-07:00 2023-10036 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10036.pdf https://regulations.justia.com/regulations/fedreg/2023/05/11/2023-10034.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program Until November 6, 2023 2023-05-11T00:00:00-07:00 2023-05-11T00:00:00-07:00 2023-10034 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-11/pdf/2023-10034.pdf