<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/05/08?registers=between Wed, 27 Nov 2024 21:47:52 -0800 Wed, 27 Nov 2024 21:47:52 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/05/08?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09852.html https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09852.html Mon, 08 May 2023 00:00:00 -0700 2023-09852 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09852.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27 To Further Extend the Current Regulatory Relief for Remote Office Inspections Through June 30, 2024 and Amend MSRB Rule G-16 To Delete Temporary Relief for the Initiation of Periodic Compliance Examinations of Dealers by the Examining Authorities https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09686.html https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09686.html Mon, 08 May 2023 00:00:00 -0700 2023-09686 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09686.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09685.html https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09685.html Mon, 08 May 2023 00:00:00 -0700 2023-09685 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09685.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 307, Position Limits https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09684.html https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09684.html Mon, 08 May 2023 00:00:00 -0700 2023-09684 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09684.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09683.html https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09683.html Mon, 08 May 2023 00:00:00 -0700 2023-09683 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09683.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09681.html https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09681.html Mon, 08 May 2023 00:00:00 -0700 2023-09681 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09681.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish a Monthly Dividend Strategy Fee Cap for Dividend Strategy Qualified Open Outcry Orders https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09680.html https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09680.html Mon, 08 May 2023 00:00:00 -0700 2023-09680 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09680.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify Certain Connectivity and Port Fees https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09679.html https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09679.html Mon, 08 May 2023 00:00:00 -0700 2023-09679 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09679.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 Regarding Qualified Contingent Cross Growth Tier Rebate https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09678.html https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09678.html Mon, 08 May 2023 00:00:00 -0700 2023-09678 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09678.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form ADV-H https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09674.html https://regulations.justia.com/regulations/fedreg/2023/05/08/2023-09674.html Mon, 08 May 2023 00:00:00 -0700 2023-09674 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-08/pdf/2023-09674.pdf