<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/05/04?registers=between Wed, 27 Nov 2024 21:48:51 -0800 Wed, 27 Nov 2024 21:48:51 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/05/04?registers=between Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Cboe Options Rule 3.34 https://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09447.html https://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09447.html Thu, 04 May 2023 00:00:00 -0700 2023-09447 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-04/pdf/2023-09447.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 1015, 9261, 9341, 9524, 9830 and Funding Portal Rule 900 (Code of Procedure) To Permit Hearings Under Those Rules To Be Conducted by Video Conference https://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09446.html https://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09446.html Thu, 04 May 2023 00:00:00 -0700 2023-09446 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-04/pdf/2023-09446.pdf Notice - Order Granting Application by Long-Term Stock Exchange, Inc. for an Exemption, Pursuant to Section 36(a) of the Exchange Act, From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09445.html https://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09445.html Thu, 04 May 2023 00:00:00 -0700 2023-09445 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-04/pdf/2023-09445.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) https://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09444.html https://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09444.html Thu, 04 May 2023 00:00:00 -0700 2023-09444 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-04/pdf/2023-09444.pdf Proposed Rule - Reopening of Comment Period for Modernization of Beneficial Ownership Reporting https://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09454.html https://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09454.html Thu, 04 May 2023 00:00:00 -0700 2023-09454 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2023-05-04/pdf/2023-09454.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the EDGX Equities Fee Schedule To Eliminate and Modify Certain Growth Tiers and Non-Displayed Step-Up Volume Tiers, Modify a Retail Growth Tier, Introduce New Fee Code DX and Modify Fee Code DQ https://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09448.html https://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09448.html Thu, 04 May 2023 00:00:00 -0700 2023-09448 Notice https://www.govinfo.gov/content/pkg/FR-2023-05-04/pdf/2023-09448.pdf