Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/05/04?limit=200®isters=between&mode=atom2024-11-27T21:40:50-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09447.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Cboe Options Rule 3.342023-05-04T00:00:00-07:002023-05-04T00:00:00-07:002023-09447Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-04/pdf/2023-09447.pdfhttps://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09446.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 1015, 9261, 9341, 9524, 9830 and Funding Portal Rule 900 (Code of Procedure) To Permit Hearings Under Those Rules To Be Conducted by Video Conference2023-05-04T00:00:00-07:002023-05-04T00:00:00-07:002023-09446Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-04/pdf/2023-09446.pdfhttps://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09445.htmlNotice - Order Granting Application by Long-Term Stock Exchange, Inc. for an Exemption, Pursuant to Section 36(a) of the Exchange Act, From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference2023-05-04T00:00:00-07:002023-05-04T00:00:00-07:002023-09445Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-04/pdf/2023-09445.pdfhttps://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09444.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision)2023-05-04T00:00:00-07:002023-05-04T00:00:00-07:002023-09444Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-04/pdf/2023-09444.pdfhttps://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09454.htmlProposed Rule - Reopening of Comment Period for Modernization of Beneficial Ownership Reporting2023-05-04T00:00:00-07:002023-05-04T00:00:00-07:002023-09454Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-05-04/pdf/2023-09454.pdfhttps://regulations.justia.com/regulations/fedreg/2023/05/04/2023-09448.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the EDGX Equities Fee Schedule To Eliminate and Modify Certain Growth Tiers and Non-Displayed Step-Up Volume Tiers, Modify a Retail Growth Tier, Introduce New Fee Code DX and Modify Fee Code DQ2023-05-04T00:00:00-07:002023-05-04T00:00:00-07:002023-09448Noticehttps://www.govinfo.gov/content/pkg/FR-2023-05-04/pdf/2023-09448.pdf