<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/04?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 12:32:34 -0700 Thu, 23 May 2024 12:32:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023/04?registers=between&min-day=1&max-day=30 Notice - Silver Point Specialty Lending Fund, et al. https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08993.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08993.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08993 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08993.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08987.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08987.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08987 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08987.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent the Operation of the Program That Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index (“S&P 500”) Options (“SPX”) Series https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08986.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08986.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08986 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08986.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Make Permanent the Operation of Its Program (“Pilot Program”) That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index (“XSP”) Options and Mini-Russell 2000 Index (“MRUT”) Options Series https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08985.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08985.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08985 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08985.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08984.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08984.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08984 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08984.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rules To Require Companies Listed on the Exchange To Develop, Implement, and Disclose a Written Compensation Recovery Policy To Comply With Rule 10D-1 Under the Exchange Act and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08983.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08983.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08983 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08983.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt New NYSE Chicago Rule 29 To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08982.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08982.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08982 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08982.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt New NYSE Arca Rule 5.3-E(p) To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08981.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08981.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08981 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08981.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt New Section 811 of NYSE American Company Guide To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08980.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08980.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08980 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08980.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX's Pricing Schedule at Options 7 https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08979.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08979.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08979 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08979.pdf Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change Regarding Reporting Requirements for Exchange of Contract for Related Position Transactions and Block Trades https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08978.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08978.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08978 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08978.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt New Section 303A.14 of the NYSE Listed Company Manual To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08977.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08977.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08977 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08977.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Establish Listing Standards Related to Recovery of Erroneously Awarded Executive Compensation https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08976.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-08976.html Fri, 28 Apr 2023 00:00:00 -0700 2023-08976 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-08976.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-09162.html https://regulations.justia.com/regulations/fedreg/2023/04/28/2023-09162.html Fri, 28 Apr 2023 00:00:00 -0700 2023-09162 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-28/pdf/2023-09162.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Relating to the Clearance of Additional Credit Default Swap Contracts https://regulations.justia.com/regulations/fedreg/2023/04/27/2023-08829.html https://regulations.justia.com/regulations/fedreg/2023/04/27/2023-08829.html Thu, 27 Apr 2023 00:00:00 -0700 2023-08829 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-27/pdf/2023-08829.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Term That Newly and Currently Listed Companies May Receive Capital Markets Solutions on a Complimentary Basis Under LTSE Rule 14.602 https://regulations.justia.com/regulations/fedreg/2023/04/27/2023-08828.html https://regulations.justia.com/regulations/fedreg/2023/04/27/2023-08828.html Thu, 27 Apr 2023 00:00:00 -0700 2023-08828 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-27/pdf/2023-08828.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Proposed Rule Change To Revise the Description of the Stressed Period Used To Calculate the Value-at-Risk Charge and Make Other Changes https://regulations.justia.com/regulations/fedreg/2023/04/27/2023-08827.html https://regulations.justia.com/regulations/fedreg/2023/04/27/2023-08827.html Thu, 27 Apr 2023 00:00:00 -0700 2023-08827 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-27/pdf/2023-08827.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form N-3 https://regulations.justia.com/regulations/fedreg/2023/04/27/2023-08879.html https://regulations.justia.com/regulations/fedreg/2023/04/27/2023-08879.html Thu, 27 Apr 2023 00:00:00 -0700 2023-08879 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-27/pdf/2023-08879.pdf Notice - Two Roads Shared Trust and Hypatia Capital Management LLC https://regulations.justia.com/regulations/fedreg/2023/04/26/2023-08754.html https://regulations.justia.com/regulations/fedreg/2023/04/26/2023-08754.html Wed, 26 Apr 2023 00:00:00 -0700 2023-08754 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-26/pdf/2023-08754.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Non-Displayed Discretionary Limit Orders To Be Submitted With a Minimum Quantity Instruction https://regulations.justia.com/regulations/fedreg/2023/04/26/2023-08753.html https://regulations.justia.com/regulations/fedreg/2023/04/26/2023-08753.html Wed, 26 Apr 2023 00:00:00 -0700 2023-08753 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-26/pdf/2023-08753.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2023/04/25/2023-08653.html https://regulations.justia.com/regulations/fedreg/2023/04/25/2023-08653.html Tue, 25 Apr 2023 00:00:00 -0700 2023-08653 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-25/pdf/2023-08653.pdf Notice - Hamilton Lane Private Assets Fund, et al. https://regulations.justia.com/regulations/fedreg/2023/04/25/2023-08652.html https://regulations.justia.com/regulations/fedreg/2023/04/25/2023-08652.html Tue, 25 Apr 2023 00:00:00 -0700 2023-08652 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-25/pdf/2023-08652.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2023/04/25/2023-08649.html https://regulations.justia.com/regulations/fedreg/2023/04/25/2023-08649.html Tue, 25 Apr 2023 00:00:00 -0700 2023-08649 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-25/pdf/2023-08649.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 482 https://regulations.justia.com/regulations/fedreg/2023/04/25/2023-08648.html https://regulations.justia.com/regulations/fedreg/2023/04/25/2023-08648.html Tue, 25 Apr 2023 00:00:00 -0700 2023-08648 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-25/pdf/2023-08648.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/04/24/2023-08523.html https://regulations.justia.com/regulations/fedreg/2023/04/24/2023-08523.html Mon, 24 Apr 2023 00:00:00 -0700 2023-08523 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-24/pdf/2023-08523.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/04/24/2023-08706.html https://regulations.justia.com/regulations/fedreg/2023/04/24/2023-08706.html Mon, 24 Apr 2023 00:00:00 -0700 2023-08706 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-24/pdf/2023-08706.pdf Notice - Proposed Collection; Comment Request; Extension: Regulation 14N and Schedule 14N https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08426.html https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08426.html Fri, 21 Apr 2023 00:00:00 -0700 2023-08426 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-21/pdf/2023-08426.pdf Notice - Proposed Collection; Comment Request; Extension: Form 144-Notice of Proposed Sale of Securities Pursuant to Rule 144 Under the Securities Act of 1933 https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08425.html https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08425.html Fri, 21 Apr 2023 00:00:00 -0700 2023-08425 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-21/pdf/2023-08425.pdf Notice - Proposed Collection; Comment Request; Extension: Form 5-Annual Statement of Beneficial Ownership https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08424.html https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08424.html Fri, 21 Apr 2023 00:00:00 -0700 2023-08424 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-21/pdf/2023-08424.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 103 https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08423.html https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08423.html Fri, 21 Apr 2023 00:00:00 -0700 2023-08423 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-21/pdf/2023-08423.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 101 https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08422.html https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08422.html Fri, 21 Apr 2023 00:00:00 -0700 2023-08422 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-21/pdf/2023-08422.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-2 https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08421.html https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08421.html Fri, 21 Apr 2023 00:00:00 -0700 2023-08421 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-21/pdf/2023-08421.pdf Notice - Submission for OMB Review; Comment Request: Extension: Rule 151-1 https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08420.html https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08420.html Fri, 21 Apr 2023 00:00:00 -0700 2023-08420 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-21/pdf/2023-08420.pdf Notice - Submission for OMB Review; Comment Request: Extension; “Ombudsman Matter Management System Submission Form” https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08419.html https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08419.html Fri, 21 Apr 2023 00:00:00 -0700 2023-08419 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-21/pdf/2023-08419.pdf Notice - Proposed Collection; Comment Request; Extension: Schedule TO https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08495.html https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08495.html Fri, 21 Apr 2023 00:00:00 -0700 2023-08495 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-21/pdf/2023-08495.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Clearance of Additional Credit Default Swap Contracts https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08410.html https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08410.html Fri, 21 Apr 2023 00:00:00 -0700 2023-08410 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-21/pdf/2023-08410.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments of ICE Futures Europe (“IFEU”) Oil Futures Contracts https://regulations.justia.com/regulations/fedreg/2023/04/20/2023-08308.html https://regulations.justia.com/regulations/fedreg/2023/04/20/2023-08308.html Thu, 20 Apr 2023 00:00:00 -0700 2023-08308 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-20/pdf/2023-08308.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses https://regulations.justia.com/regulations/fedreg/2023/04/20/2023-08307.html https://regulations.justia.com/regulations/fedreg/2023/04/20/2023-08307.html Thu, 20 Apr 2023 00:00:00 -0700 2023-08307 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-20/pdf/2023-08307.pdf Notice - Investment Managers Series Trust II and Embassy Asset Management, LP https://regulations.justia.com/regulations/fedreg/2023/04/20/2023-08306.html https://regulations.justia.com/regulations/fedreg/2023/04/20/2023-08306.html Thu, 20 Apr 2023 00:00:00 -0700 2023-08306 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-20/pdf/2023-08306.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2023/04/20/2023-08216.html https://regulations.justia.com/regulations/fedreg/2023/04/20/2023-08216.html Thu, 20 Apr 2023 00:00:00 -0700 2023-08216 Rule https://www.govinfo.gov/content/pkg/FR-2023-04-20/pdf/2023-08216.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain Standard Rates in the NYSE American Equities Price List and Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08226.html https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08226.html Wed, 19 Apr 2023 00:00:00 -0700 2023-08226 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08226.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08225.html https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08225.html Wed, 19 Apr 2023 00:00:00 -0700 2023-08225 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08225.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08224.html https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08224.html Wed, 19 Apr 2023 00:00:00 -0700 2023-08224 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08224.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08223.html https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08223.html Wed, 19 Apr 2023 00:00:00 -0700 2023-08223 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08223.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the US Equity Short Volume & Trades Report https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08222.html https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08222.html Wed, 19 Apr 2023 00:00:00 -0700 2023-08222 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08222.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known As the US Equity Short Volume & Trades Report https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08221.html https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08221.html Wed, 19 Apr 2023 00:00:00 -0700 2023-08221 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08221.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08220.html https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08220.html Wed, 19 Apr 2023 00:00:00 -0700 2023-08220 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08220.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To Amend the Codes of Arbitration Procedure To Modify the Current Process Relating to the Expungement of Customer Dispute Information https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08147.html https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08147.html Wed, 19 Apr 2023 00:00:00 -0700 2023-08147 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08147.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the US Equity Short Volume & Trades Report https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08219.html https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08219.html Wed, 19 Apr 2023 00:00:00 -0700 2023-08219 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08219.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the US Equity Short Volume & Trades Report https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08218.html https://regulations.justia.com/regulations/fedreg/2023/04/19/2023-08218.html Wed, 19 Apr 2023 00:00:00 -0700 2023-08218 Notice https://www.govinfo.gov/content/pkg/FR-2023-04-19/pdf/2023-08218.pdf